REG-BARCLAYS PLC Form 8.3 - AVAST PLC
05/11/2021 11:35
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19,828,726 1.92% 11,901,786 1.15%
(2) Cash-settled derivatives:
306,559 0.03% 14,665,895 1.42%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 20,135,285 1.95% 26,567,681 2.57%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 334 5.6312 GBP
10p ordinary Purchase 520 167.1096 CZK
10p ordinary Purchase 524 5.5990 GBP
10p ordinary Purchase 529 5.6020 GBP
10p ordinary Purchase 548 5.5960 GBP
10p ordinary Purchase 742 5.6028 GBP
10p ordinary Purchase 856 5.5720 GBP
10p ordinary Purchase 894 5.6054 GBP
10p ordinary Purchase 969 5.5900 GBP
10p ordinary Purchase 1,005 5.6302 GBP
10p ordinary Purchase 1,063 5.5940 GBP
10p ordinary Purchase 1,219 5.5880 GBP
10p ordinary Purchase 1,611 5.5860 GBP
10p ordinary Purchase 1,677 5.6200 GBP
10p ordinary Purchase 1,890 5.6236 GBP
10p ordinary Purchase 2,106 5.5844 GBP
10p ordinary Purchase 2,582 5.6317 GBP
10p ordinary Purchase 2,582 5.6144 GBP
10p ordinary Purchase 2,883 5.5986 GBP
10p ordinary Purchase 3,677 5.5820 GBP
10p ordinary Purchase 14,433 5.6041 GBP
10p ordinary Purchase 17,940 5.6145 GBP
10p ordinary Purchase 24,654 5.6369 GBP
10p ordinary Purchase 26,079 5.6311 GBP
10p ordinary Purchase 34,254 5.6121 GBP
10p ordinary Purchase 41,798 5.6082 GBP
10p ordinary Purchase 46,088 5.6460 GBP
10p ordinary Purchase 65,945 5.6040 GBP
10p ordinary Purchase 101,136 5.5893 GBP
10p ordinary Purchase 262,552 5.6190 GBP
10p ordinary Purchase 1,703,013 5.6320 GBP
10p ordinary Sale 126 5.5862 GBP
10p ordinary Sale 283 5.5776 GBP
10p ordinary Sale 522 5.6408 GBP
10p ordinary Sale 524 5.5990 GBP
10p ordinary Sale 529 5.6020 GBP
10p ordinary Sale 548 5.5960 GBP
10p ordinary Sale 570 5.6275 GBP
10p ordinary Sale 609 5.5800 GBP
10p ordinary Sale 670 5.5900 GBP
10p ordinary Sale 856 5.5720 GBP
10p ordinary Sale 1,000 5.5875 GBP
10p ordinary Sale 1,110 5.6292 GBP
10p ordinary Sale 1,177 5.5790 GBP
10p ordinary Sale 1,219 5.5880 GBP
10p ordinary Sale 1,442 5.5775 GBP
10p ordinary Sale 1,454 5.6079 GBP
10p ordinary Sale 1,465 5.6170 GBP
10p ordinary Sale 1,611 5.5860 GBP
10p ordinary Sale 1,666 5.6002 GBP
10p ordinary Sale 2,293 5.5942 GBP
10p ordinary Sale 2,582 5.6317 GBP
10p ordinary Sale 3,658 5.6460 GBP
10p ordinary Sale 3,677 5.5820 GBP
10p ordinary Sale 3,842 5.5773 GBP
10p ordinary Sale 5,418 5.6135 GBP
10p ordinary Sale 6,273 5.5976 GBP
10p ordinary Sale 6,324 5.6146 GBP
10p ordinary Sale 7,781 5.5910 GBP
10p ordinary Sale 10,511 5.6055 GBP
10p ordinary Sale 15,359 5.6136 GBP
10p ordinary Sale 16,070 5.6462 GBP
10p ordinary Sale 17,207 5.5940 GBP
10p ordinary Sale 20,422 5.6283 GBP
10p ordinary Sale 23,006 5.5852 GBP
10p ordinary Sale 29,252 5.6044 GBP
10p ordinary Sale 51,008 5.6277 GBP
10p ordinary Sale 61,613 167.6310 CZK
10p ordinary Sale 78,144 5.6024 GBP
10p ordinary Sale 79,002 5.6040 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 428 5.6075 GBP
10p ordinary SWAP Long 522 5.6408 GBP
10p ordinary SWAP Long 570 5.6275 GBP
10p ordinary SWAP Long 1,000 5.5875 GBP
10p ordinary SWAP Long 1,081 5.5900 GBP
10p ordinary SWAP Long 1,596 5.6018 GBP
10p ordinary SWAP Long 4,610 5.5910 GBP
10p ordinary CFD Long 6,373 5.6445 GBP
10p ordinary SWAP Long 38,705 5.6237 GBP
10p ordinary CFD Long 61,613 167.5136 CZK
10p ordinary CFD Long 197,303 5.6004 GBP
10p ordinary CFD Short 520 167.2265 CZK
10p ordinary SWAP Short 736 5.5864 GBP
10p ordinary SWAP Short 1,389 5.6268 GBP
10p ordinary SWAP Short 1,890 5.6236 GBP
10p ordinary SWAP Short 2,106 5.5844 GBP
10p ordinary SWAP Short 3,798 5.6460 GBP
10p ordinary SWAP Short 6,260 5.5849 GBP
10p ordinary CFD Short 41,753 5.6300 GBP
10p ordinary SWAP Short 56,075 5.6224 GBP
10p ordinary CFD Short 61,521 5.5941 GBP
10p ordinary SWAP Short 69,552 5.6246 GBP
10p ordinary SWAP Short 108,946 5.6229 GBP
10p ordinary SWAP Short 1,703,013 5.6320 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52523224&newsitemid=20211105005485&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=66ceebeaa9e39b74ba9b76a9cee44163)
.
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