REG-BARCLAYS PLC Form 8.3 - AVAST PLC
08/11/2021 11:15
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form AVAST PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 5 Nov 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES : NORTONLIFELOCK INC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 19,731,409 1.91% 11,830,946 1.14%
(2) Cash-settled derivatives:
306,582 0.03% 13,062,845 1.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 20,037,991 1.94% 24,893,791 2.40%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 50 5.6320 GBP
10p ordinary Purchase 63 5.6402 GBP
10p ordinary Purchase 767 5.6460 GBP
10p ordinary Purchase 1,391 5.6359 GBP
10p ordinary Purchase 2,366 5.6529 GBP
10p ordinary Purchase 2,753 5.6446 GBP
10p ordinary Purchase 2,948 5.6575 GBP
10p ordinary Purchase 3,722 5.6516 GBP
10p ordinary Purchase 3,891 5.6484 GBP
10p ordinary Purchase 7,003 5.6521 GBP
10p ordinary Purchase 7,483 5.6806 GBP
10p ordinary Purchase 14,368 5.6489 GBP
10p ordinary Purchase 14,679 5.6563 GBP
10p ordinary Purchase 21,117 5.6528 GBP
10p ordinary Purchase 24,445 5.6553 GBP
10p ordinary Purchase 24,948 5.6638 GBP
10p ordinary Purchase 143,485 5.6496 GBP
10p ordinary Sale 4 5.6775 GBP
10p ordinary Sale 15 5.6600 GBP
10p ordinary Sale 16 5.6180 GBP
10p ordinary Sale 25 5.6490 GBP
10p ordinary Sale 364 5.6491 GBP
10p ordinary Sale 512 5.6392 GBP
10p ordinary Sale 767 5.6460 GBP
10p ordinary Sale 1,519 5.6517 GBP
10p ordinary Sale 1,576 5.6459 GBP
10p ordinary Sale 1,748 5.6497 GBP
10p ordinary Sale 1,824 5.6476 GBP
10p ordinary Sale 2,104 5.6483 GBP
10p ordinary Sale 2,684 5.6557 GBP
10p ordinary Sale 2,785 5.6448 GBP
10p ordinary Sale 4,294 5.6264 GBP
10p ordinary Sale 8,943 5.6529 GBP
10p ordinary Sale 28,736 5.6647 GBP
10p ordinary Sale 33,308 5.6590 GBP
10p ordinary Sale 41,313 5.6440 GBP
10p ordinary Sale 69,419 167.4582 CZK
10p ordinary Sale 100,000 5.6640 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 4 5.6776 GBP
10p ordinary SWAP Long 512 5.6392 GBP
10p ordinary SWAP Long 830 5.6456 GBP
10p ordinary SWAP Long 31,501 5.6520 GBP
10p ordinary CFD Long 69,419 167.3410 CZK
10p ordinary SWAP Short 734 5.6472 GBP
10p ordinary SWAP Short 1,371 5.6460 GBP
10p ordinary SWAP Short 3,079 5.6489 GBP
10p ordinary SWAP Short 5,697 5.6440 GBP
10p ordinary CFD Short 15,396 5.6542 GBP
10p ordinary SWAP Short 31,031 5.6469 GBP
10p ordinary SWAP Short 35,570 5.6485 GBP
10p ordinary SWAP Short 39,939 5.6480 GBP
10p ordinary CFD Short 69,389 5.6585 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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