REG-BARCLAYS PLC Form 8.3 - AVAST PLC
09/11/2021 11:50
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211109:nBwbb423Ma&default-theme=true
Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 21,076,350 2.04% 13,536,744 1.31%
(2) Cash-settled derivatives:
306,582 0.03% 13,063,371 1.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 21,382,932 2.07% 26,600,115 2.57%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 32 5.6620 GBP
10p ordinary Purchase 488 5.6480 GBP
10p ordinary Purchase 853 5.6679 GBP
10p ordinary Purchase 1,651 5.6540 GBP
10p ordinary Purchase 2,243 5.6588 GBP
10p ordinary Purchase 2,418 5.6574 GBP
10p ordinary Purchase 2,858 5.6637 GBP
10p ordinary Purchase 3,009 5.6580 GBP
10p ordinary Purchase 3,226 5.6854 GBP
10p ordinary Purchase 4,296 5.6600 GBP
10p ordinary Purchase 4,544 5.6680 GBP
10p ordinary Purchase 5,877 5.6857 GBP
10p ordinary Purchase 5,929 5.6646 GBP
10p ordinary Purchase 6,443 5.6569 GBP
10p ordinary Purchase 8,611 5.6841 GBP
10p ordinary Purchase 8,980 5.6796 GBP
10p ordinary Purchase 9,265 166.9623 CZK
10p ordinary Purchase 10,732 5.6860 GBP
10p ordinary Purchase 15,396 5.6631 GBP
10p ordinary Purchase 41,562 5.6619 GBP
10p ordinary Purchase 111,254 5.6669 GBP
10p ordinary Purchase 113,635 5.6678 GBP
10p ordinary Sale 157 5.6761 GBP
10p ordinary Sale 175 5.6620 GBP
10p ordinary Sale 341 5.6566 GBP
10p ordinary Sale 362 5.6593 GBP
10p ordinary Sale 488 5.6480 GBP
10p ordinary Sale 489 5.6560 GBP
10p ordinary Sale 545 5.6550 GBP
10p ordinary Sale 1,068 5.6512 GBP
10p ordinary Sale 1,549 5.6597 GBP
10p ordinary Sale 1,651 5.6540 GBP
10p ordinary Sale 1,655 5.6529 GBP
10p ordinary Sale 1,685 5.6700 GBP
10p ordinary Sale 1,858 5.6582 GBP
10p ordinary Sale 2,238 5.6565 GBP
10p ordinary Sale 2,430 5.6519 GBP
10p ordinary Sale 2,447 5.6571 GBP
10p ordinary Sale 2,491 5.6520 GBP
10p ordinary Sale 2,950 5.6600 GBP
10p ordinary Sale 4,372 5.6580 GBP
10p ordinary Sale 4,953 5.6578 GBP
10p ordinary Sale 5,050 168.2974 CZK
10p ordinary Sale 7,814 5.6575 GBP
10p ordinary Sale 8,495 5.6604 GBP
10p ordinary Sale 11,871 5.6844 GBP
10p ordinary Sale 20,418 5.6612 GBP
10p ordinary Sale 23,775 5.6860 GBP
10p ordinary Sale 30,613 5.6639 GBP
10p ordinary Sale 31,886 5.6608 GBP
10p ordinary Sale 550,333 5.6660 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 98 5.7015 GBP
10p ordinary SWAP Long 157 5.6761 GBP
10p ordinary SWAP Long 187 5.6859 GBP
10p ordinary SWAP Long 341 5.6566 GBP
10p ordinary CFD Long 583 169.4702 CZK
10p ordinary SWAP Long 760 5.6600 GBP
10p ordinary CFD Long 4,467 168.0098 CZK
10p ordinary CFD Long 4,664 5.6532 GBP
10p ordinary CFD Long 9,265 5.6512 GBP
10p ordinary SWAP Long 36,067 5.6609 GBP
10p ordinary SWAP Short 488 5.6479 GBP
10p ordinary SWAP Short 725 5.6584 GBP
10p ordinary SWAP Short 853 5.6680 GBP
10p ordinary SWAP Short 1,995 5.6722 GBP
10p ordinary CFD Short 4,467 5.6619 GBP
10p ordinary SWAP Short 7,447 5.6704 GBP
10p ordinary CFD Short 9,265 167.0791 CZK
10p ordinary SWAP Short 9,536 5.6583 GBP
10p ordinary SWAP Short 22,339 5.6591 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 9 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52526341&newsitemid=20211109005926&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=c3e7f6ccb7a68e1ae2c2cde0bc8de44c)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211109005926/en/
(https://www.businesswire.com/news/home/20211109005926/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
AnnouncementREG - Barclays PLC IQE PLC - Form 8.3 IQE PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC JTC PLC - Form 8.3 JTC PLC
Announcement