REG-BARCLAYS PLC Form 8.3 - AVAST PLC
18/11/2021 11:35
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 17 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,964,907 1.83% 12,694,426 1.23%
(2) Cash-settled derivatives:
489,317 0.05% 13,583,001 1.31%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 19,454,224 1.88% 26,277,427 2.54%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 25 5.9790 GBP
10p ordinary Purchase 141 5.9760 GBP
10p ordinary Purchase 329 5.9770 GBP
10p ordinary Purchase 523 5.9594 GBP
10p ordinary Purchase 945 5.9660 GBP
10p ordinary Purchase 1,012 5.9530 GBP
10p ordinary Purchase 1,350 5.9719 GBP
10p ordinary Purchase 2,111 5.9776 GBP
10p ordinary Purchase 2,556 5.9752 GBP
10p ordinary Purchase 2,665 5.9721 GBP
10p ordinary Purchase 3,214 5.9600 GBP
10p ordinary Purchase 4,319 5.9740 GBP
10p ordinary Purchase 6,302 5.9757 GBP
10p ordinary Purchase 33,711 5.9687 GBP
10p ordinary Purchase 212,254 5.9612 GBP
10p ordinary Sale 31 5.9520 GBP
10p ordinary Sale 59 5.9685 GBP
10p ordinary Sale 246 5.9680 GBP
10p ordinary Sale 354 5.9771 GBP
10p ordinary Sale 535 5.9613 GBP
10p ordinary Sale 741 5.9690 GBP
10p ordinary Sale 1,299 5.9689 GBP
10p ordinary Sale 2,706 5.9602 GBP
10p ordinary Sale 3,841 5.9687 GBP
10p ordinary Sale 4,766 5.9744 GBP
10p ordinary Sale 9,656 5.9716 GBP
10p ordinary Sale 16,582 5.9717 GBP
10p ordinary Sale 17,171 5.9600 GBP
10p ordinary Sale 43,767 5.9675 GBP
10p ordinary Sale 44,392 5.9715 GBP
10p ordinary Sale 53,581 5.9626 GBP
10p ordinary Sale 56,874 5.9683 GBP
10p ordinary Sale 62,254 5.9630 GBP
10p ordinary Sale 93,682 5.9752 GBP
10p ordinary Sale 150,000 5.9648 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 535 5.9613 GBP
10p ordinary CFD Long 987 5.9611 GBP
10p ordinary SWAP Long 1,410 5.9709 GBP
10p ordinary SWAP Long 3,356 5.9759 GBP
10p ordinary SWAP Long 5,774 5.9703 GBP
10p ordinary SWAP Long 26,026 5.9716 GBP
10p ordinary SWAP Long 32,884 5.9710 GBP
10p ordinary SWAP Long 43,767 5.9675 GBP
10p ordinary SWAP Long 53,581 5.9626 GBP
10p ordinary SWAP Long 56,874 5.9683 GBP
10p ordinary CFD Long 93,682 5.9752 GBP
10p ordinary SWAP Short 752 5.9804 GBP
10p ordinary SWAP Short 945 5.9660 GBP
10p ordinary SWAP Short 1,131 5.9689 GBP
10p ordinary SWAP Short 2,114 5.9784 GBP
10p ordinary SWAP Short 8,494 5.9600 GBP
10p ordinary CFD Short 14,128 5.9753 GBP
10p ordinary SWAP Short 15,156 5.9711 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52534045&newsitemid=20211118005717&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=d015cf674a8c7af92e331b85876430f1)
.
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