REG-BARCLAYS PLC Form 8.3 - AVAST PLC
19/11/2021 10:50
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 November 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 18,559,788 1.79% 12,498,371 1.21%
(2) Cash-settled derivatives:
489,317 0.05% 13,067,655 1.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 19,049,105 1.84% 25,566,026 2.47%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 328 5.9440 GBP
10p ordinary Purchase 710 5.9340 GBP
10p ordinary Purchase 987 5.9388 GBP
10p ordinary Purchase 1,393 5.9378 GBP
10p ordinary Purchase 1,787 5.9332 GBP
10p ordinary Purchase 2,878 5.9398 GBP
10p ordinary Purchase 3,736 5.9371 GBP
10p ordinary Purchase 4,978 5.9363 GBP
10p ordinary Purchase 8,023 5.9280 GBP
10p ordinary Purchase 9,633 5.9377 GBP
10p ordinary Purchase 15,907 5.9380 GBP
10p ordinary Purchase 22,430 5.9498 GBP
10p ordinary Purchase 59,745 5.9372 GBP
10p ordinary Purchase 119,334 5.9360 GBP
10p ordinary Purchase 121,660 177.8295 CZK
10p ordinary Purchase 191,977 5.9320 GBP
10p ordinary Purchase 257,102 5.9382 GBP
10p ordinary Purchase 300,000 5.9310 GBP
10p ordinary Sale 222 5.9350 GBP
10p ordinary Sale 489 5.9296 GBP
10p ordinary Sale 512 5.9319 GBP
10p ordinary Sale 553 5.9390 GBP
10p ordinary Sale 554 5.9391 GBP
10p ordinary Sale 769 5.9359 GBP
10p ordinary Sale 1,536 5.9478 GBP
10p ordinary Sale 1,619 5.9392 GBP
10p ordinary Sale 1,676 5.9494 GBP
10p ordinary Sale 1,739 5.9340 GBP
10p ordinary Sale 1,859 5.9480 GBP
10p ordinary Sale 2,900 5.9394 GBP
10p ordinary Sale 3,359 5.9417 GBP
10p ordinary Sale 14,718 5.9380 GBP
10p ordinary Sale 15,549 5.9344 GBP
10p ordinary Sale 20,083 5.9375 GBP
10p ordinary Sale 20,571 5.9500 GBP
10p ordinary Sale 26,478 5.9371 GBP
10p ordinary Sale 27,287 5.9393 GBP
10p ordinary Sale 27,902 5.9372 GBP
10p ordinary Sale 32,081 5.9400 GBP
10p ordinary Sale 76,265 5.9370 GBP
10p ordinary Sale 91,458 5.9360 GBP
10p ordinary Sale 100,000 5.9389 GBP
10p ordinary Sale 115,000 5.9428 GBP
10p ordinary Sale 121,869 5.9410 GBP
10p ordinary Sale 295,918 5.9398 GBP
10p ordinary Sale 328,706 5.9382 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 489 5.9296 GBP
10p ordinary SWAP Long 1,536 5.9478 GBP
10p ordinary SWAP Long 2,900 5.9394 GBP
10p ordinary SWAP Long 2,904 5.9355 GBP
10p ordinary CFD Long 5,258 5.9372 GBP
10p ordinary SWAP Long 8,351 5.9380 GBP
10p ordinary CFD Long 8,664 5.9431 GBP
10p ordinary CFD Long 9,752 5.9357 GBP
10p ordinary SWAP Long 83,856 5.9379 GBP
10p ordinary CFD Long 121,660 5.9425 GBP
10p ordinary SWAP Long 124,928 5.9385 GBP
10p ordinary CFD Long 328,706 5.9382 GBP
10p ordinary CFD Long 339,000 177.7750 CZK
10p ordinary SWAP Short 314 5.9386 GBP
10p ordinary SWAP Short 752 5.9358 GBP
10p ordinary SWAP Short 1,315 5.9413 GBP
10p ordinary SWAP Short 1,787 5.9332 GBP
10p ordinary CFD Short 4,680 5.9428 GBP
10p ordinary SWAP Short 4,943 5.9360 GBP
10p ordinary SWAP Short 17,393 5.9370 GBP
10p ordinary SWAP Short 30,814 5.9382 GBP
10p ordinary CFD Short 121,660 177.9540 CZK
10p ordinary CFD Short 339,000 6.0422 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52535186&newsitemid=20211119005347&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=a64ab61824c7e942a0e1dcf4c9abbdb8)
.
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