REG-BARCLAYS PLC Form 8.3 - AVAST PLC
24/11/2021 18:25
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form AVAST PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 23 Nov 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES NORTONLIFELOCK INC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 17,950,347 1.73% 12,383,196 1.20%
(2) Cash-settled derivatives:
501,595 0.05% 12,777,729 1.23%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 18,451,942 1.78% 25,160,925 2.43%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 178 5.9708 GBP
10p ordinary Purchase 499 5.9760 GBP
10p ordinary Purchase 500 5.9520 GBP
10p ordinary Purchase 548 5.9472 GBP
10p ordinary Purchase 549 5.9700 GBP
10p ordinary Purchase 1,839 5.9496 GBP
10p ordinary Purchase 2,297 5.9741 GBP
10p ordinary Purchase 2,415 5.9707 GBP
10p ordinary Purchase 2,775 5.9683 GBP
10p ordinary Purchase 4,351 5.9758 GBP
10p ordinary Purchase 6,045 5.9538 GBP
10p ordinary Purchase 6,153 5.9532 GBP
10p ordinary Purchase 9,779 5.9633 GBP
10p ordinary Purchase 14,000 5.9574 GBP
10p ordinary Purchase 21,694 5.9640 GBP
10p ordinary Purchase 31,436 5.9738 GBP
10p ordinary Purchase 69,398 5.9542 GBP
10p ordinary Purchase 97,470 179.8296 CZK
10p ordinary Sale 346 5.9794 GBP
10p ordinary Sale 546 5.9760 GBP
10p ordinary Sale 549 5.9700 GBP
10p ordinary Sale 888 180.2000 CZK
10p ordinary Sale 1,183 5.9640 GBP
10p ordinary Sale 1,701 5.9732 GBP
10p ordinary Sale 1,839 5.9496 GBP
10p ordinary Sale 1,858 5.9648 GBP
10p ordinary Sale 2,059 5.9720 GBP
10p ordinary Sale 2,279 5.9656 GBP
10p ordinary Sale 4,987 5.9546 GBP
10p ordinary Sale 5,065 5.9516 GBP
10p ordinary Sale 7,917 5.9642 GBP
10p ordinary Sale 8,764 5.9638 GBP
10p ordinary Sale 9,337 5.9601 GBP
10p ordinary Sale 9,809 5.9663 GBP
10p ordinary Sale 18,489 5.9639 GBP
10p ordinary Sale 24,945 5.9647 GBP
10p ordinary Sale 25,618 5.9620 GBP
10p ordinary Sale 27,228 5.9438 GBP
10p ordinary Sale 51,045 5.9596 GBP
10p ordinary Sale 174,609 5.9629 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 251 5.9688 GBP
10p ordinary SWAP Long 549 5.9700 GBP
10p ordinary CFD Long 888 180.0621 CZK
10p ordinary CFD Long 1,257 5.9491 GBP
10p ordinary SWAP Long 9,809 5.9663 GBP
10p ordinary SWAP Long 24,600 5.9696 GBP
10p ordinary SWAP Long 31,704 5.9595 GBP
10p ordinary SWAP Long 57,967 5.9596 GBP
10p ordinary CFD Long 97,470 5.9595 GBP
10p ordinary CFD Long 350,000 179.3750 CZK
10p ordinary SWAP Short 13 5.9276 GBP
10p ordinary SWAP Short 178 5.9709 GBP
10p ordinary SWAP Short 548 5.9472 GBP
10p ordinary SWAP Short 603 5.9639 GBP
10p ordinary CFD Short 732 5.9640 GBP
10p ordinary SWAP Short 901 5.9735 GBP
10p ordinary SWAP Short 1,719 5.9553 GBP
10p ordinary SWAP Short 3,964 5.9662 GBP
10p ordinary CFD Short 5,138 5.9728 GBP
10p ordinary SWAP Short 5,589 5.9585 GBP
10p ordinary CFD Short 6,746 5.9639 GBP
10p ordinary SWAP Short 10,189 5.9640 GBP
10p ordinary SWAP Short 11,134 5.9508 GBP
10p ordinary SWAP Short 12,281 5.9577 GBP
10p ordinary CFD Short 13,524 5.9644 GBP
10p ordinary CFD Short 97,470 179.9555 CZK
10p ordinary CFD Short 350,000 5.9202 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 24 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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