REG-BARCLAYS PLC FORM 8.3 - AVAST PLC
08/12/2021 11:25
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FORM 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 07 December 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 26,590,990 2.57% 12,272,973 1.19%
(2) Cash-settled derivatives:
386,342 0.04% 10,938,139 1.06%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 26,977,332 2.61% 23,211,112 2.24%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 425 6.0880 GBP
10p ordinary Purchase 457 6.0600 GBP
10p ordinary Purchase 463 6.0640 GBP
10p ordinary Purchase 508 6.0620 GBP
10p ordinary Purchase 521 6.0910 GBP
10p ordinary Purchase 522 6.0660 GBP
10p ordinary Purchase 617 6.0940 GBP
10p ordinary Purchase 919 6.0849 GBP
10p ordinary Purchase 946 6.0547 GBP
10p ordinary Purchase 1,162 6.0811 GBP
10p ordinary Purchase 1,299 6.0936 GBP
10p ordinary Purchase 1,526 6.0670 GBP
10p ordinary Purchase 1,608 6.0701 GBP
10p ordinary Purchase 1,845 6.0662 GBP
10p ordinary Purchase 2,798 6.0729 GBP
10p ordinary Purchase 3,026 6.0694 GBP
10p ordinary Purchase 3,590 6.1140 GBP
10p ordinary Purchase 8,013 6.0929 GBP
10p ordinary Purchase 10,826 6.0717 GBP
10p ordinary Purchase 11,733 6.0987 GBP
10p ordinary Purchase 20,420 6.0666 GBP
10p ordinary Purchase 20,420 6.0825 GBP
10p ordinary Purchase 20,420 6.0827 GBP
10p ordinary Purchase 24,504 6.0647 GBP
10p ordinary Purchase 81,680 6.0609 GBP
10p ordinary Purchase 112,931 6.0777 GBP
10p ordinary Purchase 183,442 181.2107 CZK
10p ordinary Purchase 5,562,530 6.1000 GBP
10p ordinary Sale 78 6.0920 GBP
10p ordinary Sale 129 6.0933 GBP
10p ordinary Sale 411 6.0760 GBP
10p ordinary Sale 425 6.0880 GBP
10p ordinary Sale 508 6.0620 GBP
10p ordinary Sale 521 6.0910 GBP
10p ordinary Sale 532 6.0660 GBP
10p ordinary Sale 617 6.0940 GBP
10p ordinary Sale 1,027 6.1140 GBP
10p ordinary Sale 1,098 6.0590 GBP
10p ordinary Sale 1,705 6.0960 GBP
10p ordinary Sale 3,084 6.1103 GBP
10p ordinary Sale 4,214 6.0958 GBP
10p ordinary Sale 10,412 6.0820 GBP
10p ordinary Sale 12,097 6.0615 GBP
10p ordinary Sale 13,671 6.0906 GBP
10p ordinary Sale 14,039 6.0627 GBP
10p ordinary Sale 16,434 6.0645 GBP
10p ordinary Sale 17,033 6.0600 GBP
10p ordinary Sale 23,335 6.0630 GBP
10p ordinary Sale 24,504 6.0647 GBP
10p ordinary Sale 125,000 6.0868 GBP
10p ordinary Sale 157,463 6.0710 GBP
10p ordinary Sale 175,567 6.0513 GBP
10p ordinary Sale 175,783 6.0721 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 1 6.0576 GBP
10p ordinary SWAP Long 1,098 6.0590 GBP
10p ordinary SWAP Long 1,455 6.0710 GBP
10p ordinary SWAP Long 2,370 6.1133 GBP
10p ordinary SWAP Long 6,938 6.1140 GBP
10p ordinary SWAP Long 11,562 6.1139 GBP
10p ordinary CFD Long 20,247 6.1018 GBP
10p ordinary SWAP Long 23,335 6.0630 GBP
10p ordinary SWAP Long 24,504 6.0647 GBP
10p ordinary SWAP Long 175,567 6.0513 GBP
10p ordinary CFD Long 183,442 6.0603 GBP
10p ordinary SWAP Short 617 6.0940 GBP
10p ordinary SWAP Short 1,144 6.0607 GBP
10p ordinary SWAP Short 1,845 6.0662 GBP
10p ordinary SWAP Short 2,272 6.0745 GBP
10p ordinary SWAP Short 10,928 6.0749 GBP
10p ordinary CFD Short 21,489 6.0820 GBP
10p ordinary SWAP Short 32,158 6.0774 GBP
10p ordinary SWAP Short 39,436 6.0710 GBP
10p ordinary CFD Short 183,442 181.3376 CZK
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52547007&newsitemid=20211208005512&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=1b35a43b0b50ad63d0d3cddb8342109d)
.
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