REG-BARCLAYS PLC Form 8.3 - AVAST PLC
10/12/2021 14:10
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 09 December 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 26,844,706 2.59% 12,160,702 1.17%
(2) Cash-settled derivatives:
345,720 0.03% 10,684,286 1.03%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,190,426 2.63% 22,844,988 2.21%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 280 6.1283 GBP
10p ordinary Purchase 374 6.1317 GBP
10p ordinary Purchase 616 6.1300 GBP
10p ordinary Purchase 703 6.1200 GBP
10p ordinary Purchase 741 6.1313 GBP
10p ordinary Purchase 867 6.1340 GBP
10p ordinary Purchase 998 6.1325 GBP
10p ordinary Purchase 1,023 6.1460 GBP
10p ordinary Purchase 1,142 6.1240 GBP
10p ordinary Purchase 1,310 6.1121 GBP
10p ordinary Purchase 1,350 6.1173 GBP
10p ordinary Purchase 1,554 6.1350 GBP
10p ordinary Purchase 1,651 6.1331 GBP
10p ordinary Purchase 2,004 6.1192 GBP
10p ordinary Purchase 5,295 6.1210 GBP
10p ordinary Purchase 6,749 6.1320 GBP
10p ordinary Purchase 7,595 6.1264 GBP
10p ordinary Purchase 12,978 181.7364 CZK
10p ordinary Purchase 23,479 6.1311 GBP
10p ordinary Purchase 47,284 6.1255 GBP
10p ordinary Purchase 144,456 6.1456 GBP
10p ordinary Purchase 1,803,109 6.1328 GBP
10p ordinary Sale 371 6.1158 GBP
10p ordinary Sale 490 6.1349 GBP
10p ordinary Sale 867 6.1340 GBP
10p ordinary Sale 901 6.1519 GBP
10p ordinary Sale 1,004 6.1463 GBP
10p ordinary Sale 1,554 6.1356 GBP
10p ordinary Sale 1,735 6.1344 GBP
10p ordinary Sale 1,770 6.1326 GBP
10p ordinary Sale 1,787 6.1311 GBP
10p ordinary Sale 2,000 6.1360 GBP
10p ordinary Sale 2,373 6.1200 GBP
10p ordinary Sale 2,733 6.1332 GBP
10p ordinary Sale 2,745 6.1187 GBP
10p ordinary Sale 4,220 6.1320 GBP
10p ordinary Sale 7,733 6.1273 GBP
10p ordinary Sale 10,987 6.1319 GBP
10p ordinary Sale 11,908 6.1334 GBP
10p ordinary Sale 12,002 6.1303 GBP
10p ordinary Sale 12,270 6.1300 GBP
10p ordinary Sale 14,207 6.1322 GBP
10p ordinary Sale 15,396 6.1345 GBP
10p ordinary Sale 17,827 6.1318 GBP
10p ordinary Sale 20,323 6.1210 GBP
10p ordinary Sale 22,598 6.1331 GBP
10p ordinary Sale 38,111 6.1323 GBP
10p ordinary Sale 41,965 6.1397 GBP
10p ordinary Sale 78,525 6.1329 GBP
10p ordinary Sale 87,670 6.1325 GBP
10p ordinary Sale 105,224 6.1400 GBP
10p ordinary Sale 130,302 6.1328 GBP
10p ordinary Sale 139,812 6.1460 GBP
10p ordinary Sale 322,055 6.1315 GBP
10p ordinary Sale 368,168 6.1417 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 901 6.1520 GBP
10p ordinary SWAP Long 1,670 6.1200 GBP
10p ordinary SWAP Long 1,879 6.1274 GBP
10p ordinary CFD Long 4,388 6.1460 GBP
10p ordinary CFD Long 12,978 6.1339 GBP
10p ordinary SWAP Long 15,930 6.1447 GBP
10p ordinary SWAP Long 22,598 6.1331 GBP
10p ordinary SWAP Long 30,490 6.1350 GBP
10p ordinary SWAP Long 37,117 6.1459 GBP
10p ordinary SWAP Long 41,965 6.1397 GBP
10p ordinary CFD Long 215,000 181.1750 CZK
10p ordinary SWAP Short 116 6.1139 GBP
10p ordinary SWAP Short 1,137 6.1144 GBP
10p ordinary SWAP Short 1,142 6.1240 GBP
10p ordinary SWAP Short 2,070 6.1362 GBP
10p ordinary SWAP Short 4,527 6.1321 GBP
10p ordinary CFD Short 12,978 181.8636 CZK
10p ordinary CFD Short 18,360 6.1268 GBP
10p ordinary SWAP Short 18,406 6.1286 GBP
10p ordinary CFD Short 215,000 6.0981 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52548659&newsitemid=20211210005296&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=029e0e8ccbc662173b2b13e713a10276)
.
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