REG-BARCLAYS PLC Form 8.3 - Avast plc
16/12/2021 11:25
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Form 8.3 - Avast plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 15 December 2021
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,182,639 2.62% 12,131,728 1.17%
(2) Cash-settled derivatives:
280,977 0.03% 13,227,642 1.28%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,463,616 2.65% 25,359,370 2.44%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 5 6.1340 GBP
10p ordinary Purchase 39 6.1609 GBP
10p ordinary Purchase 48 6.1620 GBP
10p ordinary Purchase 59 6.1580 GBP
10p ordinary Purchase 92 6.1597 GBP
10p ordinary Purchase 1,614 6.1408 GBP
10p ordinary Purchase 1,773 6.1158 GBP
10p ordinary Purchase 1,901 6.1131 GBP
10p ordinary Purchase 1,957 6.1007 GBP
10p ordinary Purchase 4,019 6.0933 GBP
10p ordinary Purchase 4,340 6.1607 GBP
10p ordinary Purchase 6,108 6.1120 GBP
10p ordinary Purchase 8,216 181.7125 CZK
10p ordinary Purchase 12,288 6.1115 GBP
10p ordinary Purchase 17,631 6.1520 GBP
10p ordinary Purchase 19,606 6.1316 GBP
10p ordinary Purchase 43,892 6.1140 GBP
10p ordinary Purchase 44,742 6.1320 GBP
10p ordinary Purchase 125,000 6.1251 GBP
10p ordinary Purchase 150,000 6.1511 GBP
10p ordinary Purchase 266,136 6.1307 GBP
10p ordinary Sale 14 182.2321 CZK
10p ordinary Sale 380 6.1200 GBP
10p ordinary Sale 454 6.0870 GBP
10p ordinary Sale 1,957 6.1007 GBP
10p ordinary Sale 2,438 6.1302 GBP
10p ordinary Sale 3,669 6.1591 GBP
10p ordinary Sale 4,333 6.1513 GBP
10p ordinary Sale 5,105 6.1309 GBP
10p ordinary Sale 6,200 6.0907 GBP
10p ordinary Sale 6,884 6.1326 GBP
10p ordinary Sale 15,550 6.0867 GBP
10p ordinary Sale 17,112 6.1320 GBP
10p ordinary Sale 20,297 6.1475 GBP
10p ordinary Sale 29,675 6.1319 GBP
10p ordinary Sale 81,818 6.1412 GBP
10p ordinary Sale 124,058 6.1450 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 14 182.1042 CZK
10p ordinary SWAP Long 1,120 6.1246 GBP
10p ordinary SWAP Long 4,333 6.1513 GBP
10p ordinary CFD Long 7,256 6.1584 GBP
10p ordinary CFD Long 8,202 6.1358 GBP
10p ordinary SWAP Long 9,329 6.1316 GBP
10p ordinary SWAP Long 33,501 6.1229 GBP
10p ordinary SWAP Long 33,968 6.1449 GBP
10p ordinary SWAP Long 50,538 6.1551 GBP
10p ordinary SWAP Long 81,818 6.1412 GBP
10p ordinary SWAP Short 5 6.1340 GBP
10p ordinary SWAP Short 883 6.1164 GBP
10p ordinary CFD Short 2,456 6.1368 GBP
10p ordinary SWAP Short 2,777 6.1319 GBP
10p ordinary SWAP Short 4,019 6.0933 GBP
10p ordinary SWAP Short 4,121 6.1173 GBP
10p ordinary CFD Short 8,216 181.8397 CZK
10p ordinary CFD Short 8,499 6.1325 GBP
10p ordinary SWAP Short 46,160 6.1320 GBP
10p ordinary SWAP Short 77,978 6.1420 GBP
10p ordinary SWAP Short 125,000 6.1250 GBP
10p ordinary SWAP Short 127,654 6.1291 GBP
10p ordinary SWAP Short 150,000 6.1510 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 16 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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