REG-BARCLAYS PLC Form 8.3 - AVAST PLC
05/01/2022 11:45
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220105:nBw5fQFFSa&default-theme=true
Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,236,804 2.63% 11,820,632 1.14%
(2) Cash-settled derivatives:
216,498 0.02% 13,811,717 1.33%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,453,302 2.65% 25,632,349 2.47%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 100 6.0940 GBP
10p ordinary Purchase 213 6.0980 GBP
10p ordinary Purchase 383 6.1120 GBP
10p ordinary Purchase 391 6.0870 GBP
10p ordinary Purchase 478 6.0840 GBP
10p ordinary Purchase 508 6.1080 GBP
10p ordinary Purchase 514 181.2258 CZK
10p ordinary Purchase 537 6.0960 GBP
10p ordinary Purchase 546 6.0930 GBP
10p ordinary Purchase 556 6.0877 GBP
10p ordinary Purchase 1,083 6.1020 GBP
10p ordinary Purchase 1,690 6.0973 GBP
10p ordinary Purchase 1,824 6.0878 GBP
10p ordinary Purchase 2,258 6.1090 GBP
10p ordinary Purchase 2,497 6.0999 GBP
10p ordinary Purchase 2,630 6.0889 GBP
10p ordinary Purchase 2,915 6.0904 GBP
10p ordinary Purchase 2,991 6.0908 GBP
10p ordinary Purchase 3,025 6.0947 GBP
10p ordinary Purchase 3,255 6.0913 GBP
10p ordinary Purchase 3,710 6.1002 GBP
10p ordinary Purchase 3,741 6.1023 GBP
10p ordinary Purchase 6,212 6.0900 GBP
10p ordinary Purchase 7,959 6.0927 GBP
10p ordinary Purchase 10,890 6.0951 GBP
10p ordinary Purchase 12,170 6.0957 GBP
10p ordinary Purchase 13,919 6.1009 GBP
10p ordinary Purchase 19,000 6.1013 GBP
10p ordinary Purchase 20,426 6.1047 GBP
10p ordinary Purchase 27,328 6.0909 GBP
10p ordinary Purchase 36,781 6.0998 GBP
10p ordinary Purchase 63,274 6.0920 GBP
10p ordinary Sale 2 6.0940 GBP
10p ordinary Sale 213 6.0980 GBP
10p ordinary Sale 339 6.1049 GBP
10p ordinary Sale 383 6.1120 GBP
10p ordinary Sale 478 6.0840 GBP
10p ordinary Sale 501 6.0990 GBP
10p ordinary Sale 528 6.0859 GBP
10p ordinary Sale 537 6.0960 GBP
10p ordinary Sale 539 6.1020 GBP
10p ordinary Sale 556 6.0877 GBP
10p ordinary Sale 862 6.1119 GBP
10p ordinary Sale 961 6.1019 GBP
10p ordinary Sale 973 6.1023 GBP
10p ordinary Sale 1,090 6.0929 GBP
10p ordinary Sale 1,093 6.0905 GBP
10p ordinary Sale 1,439 6.0970 GBP
10p ordinary Sale 1,546 6.0852 GBP
10p ordinary Sale 1,610 6.0880 GBP
10p ordinary Sale 1,714 6.0920 GBP
10p ordinary Sale 1,774 6.1010 GBP
10p ordinary Sale 1,824 6.0893 GBP
10p ordinary Sale 2,148 6.1000 GBP
10p ordinary Sale 2,287 6.1080 GBP
10p ordinary Sale 3,112 6.0937 GBP
10p ordinary Sale 4,087 6.0938 GBP
10p ordinary Sale 4,727 6.0976 GBP
10p ordinary Sale 4,879 6.0921 GBP
10p ordinary Sale 5,833 6.0918 GBP
10p ordinary Sale 8,625 6.0917 GBP
10p ordinary Sale 9,593 6.0860 GBP
10p ordinary Sale 9,941 6.0913 GBP
10p ordinary Sale 18,679 6.0900 GBP
10p ordinary Sale 21,261 6.0903 GBP
10p ordinary Sale 22,220 6.0902 GBP
10p ordinary Sale 87,545 6.0926 GBP
10p ordinary Sale 206,519 6.0965 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 514 6.1288 GBP
10p ordinary SWAP Long 627 6.0980 GBP
10p ordinary SWAP Long 862 6.1120 GBP
10p ordinary SWAP Long 1,270 6.0960 GBP
10p ordinary SWAP Long 3,295 6.0985 GBP
10p ordinary SWAP Long 4,879 6.0921 GBP
10p ordinary SWAP Long 5,262 6.0930 GBP
10p ordinary CFD Long 18,625 6.0946 GBP
10p ordinary SWAP Long 20,061 6.0900 GBP
10p ordinary SWAP Long 20,919 6.0902 GBP
10p ordinary SWAP Long 23,766 6.0947 GBP
10p ordinary CFD Long 30,013 6.0926 GBP
10p ordinary SWAP Long 81,509 6.0926 GBP
10p ordinary SWAP Long 92,919 6.0982 GBP
10p ordinary CFD Short 514 181.3527 CZK
10p ordinary SWAP Short 788 6.0992 GBP
10p ordinary SWAP Short 1,690 6.0973 GBP
10p ordinary SWAP Short 2,997 6.0968 GBP
10p ordinary SWAP Short 7,259 6.0963 GBP
10p ordinary SWAP Short 7,260 6.1023 GBP
10p ordinary SWAP Short 19,540 6.1058 GBP
10p ordinary SWAP Short 20,426 6.1047 GBP
10p ordinary SWAP Short 22,973 6.0943 GBP
10p ordinary SWAP Short 32,771 6.0944 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52558106&newsitemid=20220105005573&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=e8ac161287edf186781126f1f1e053c6)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20220105005573/en/
(https://www.businesswire.com/news/home/20220105005573/en/)
BARCLAYS PLC
Copyright Business Wire 2022Recent news on Barclays
See all newsREG - Barclays PLC NCC Group PLC - Form 8.3 NCC GROUP PLC
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC Intertek Group Plc - Form 8.3 INTERTEK GROUP PLC
AnnouncementREG - Barclays PLC Life Science REIT - Form 8.3 LIFE SCIENCE REIT PLC
Announcement