REG-BARCLAYS PLC Form 8.3 - AVAST PLC
06/01/2022 12:10
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 05 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,157,458 2.62% 11,817,760 1.14%
(2) Cash-settled derivatives:
216,498 0.02% 13,734,635 1.32%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,373,956 2.64% 25,552,395 2.46%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 6 6.0740 GBP
10p ordinary Purchase 101 6.1040 GBP
10p ordinary Purchase 222 6.0880 GBP
10p ordinary Purchase 344 6.0840 GBP
10p ordinary Purchase 420 6.0820 GBP
10p ordinary Purchase 456 6.0800 GBP
10p ordinary Purchase 521 6.0720 GBP
10p ordinary Purchase 538 6.1080 GBP
10p ordinary Purchase 545 6.0799 GBP
10p ordinary Purchase 585 6.0658 GBP
10p ordinary Purchase 632 6.1060 GBP
10p ordinary Purchase 687 6.1020 GBP
10p ordinary Purchase 817 6.1014 GBP
10p ordinary Purchase 876 6.0680 GBP
10p ordinary Purchase 1,219 6.1031 GBP
10p ordinary Purchase 1,280 6.0940 GBP
10p ordinary Purchase 1,612 6.0753 GBP
10p ordinary Purchase 1,753 6.0994 GBP
10p ordinary Purchase 1,805 6.0710 GBP
10p ordinary Purchase 1,929 6.0939 GBP
10p ordinary Purchase 2,034 6.0988 GBP
10p ordinary Purchase 2,163 6.1022 GBP
10p ordinary Purchase 2,521 6.1200 GBP
10p ordinary Purchase 3,502 6.0973 GBP
10p ordinary Purchase 5,656 6.0947 GBP
10p ordinary Purchase 8,823 6.0989 GBP
10p ordinary Purchase 13,102 6.0821 GBP
10p ordinary Purchase 27,735 6.0992 GBP
10p ordinary Purchase 82,638 6.1179 GBP
10p ordinary Sale 6 6.0740 GBP
10p ordinary Sale 101 6.1040 GBP
10p ordinary Sale 184 6.0980 GBP
10p ordinary Sale 249 6.0710 GBP
10p ordinary Sale 456 6.0800 GBP
10p ordinary Sale 480 6.0750 GBP
10p ordinary Sale 496 6.0860 GBP
10p ordinary Sale 521 6.0720 GBP
10p ordinary Sale 538 6.1080 GBP
10p ordinary Sale 632 6.1060 GBP
10p ordinary Sale 687 6.1020 GBP
10p ordinary Sale 823 6.0784 GBP
10p ordinary Sale 840 6.0820 GBP
10p ordinary Sale 1,068 6.1005 GBP
10p ordinary Sale 1,280 6.0940 GBP
10p ordinary Sale 1,367 6.0920 GBP
10p ordinary Sale 1,367 6.0840 GBP
10p ordinary Sale 1,431 6.0981 GBP
10p ordinary Sale 1,567 181.8430 CZK
10p ordinary Sale 1,874 6.0809 GBP
10p ordinary Sale 1,928 6.0892 GBP
10p ordinary Sale 2,112 6.0881 GBP
10p ordinary Sale 2,386 6.0967 GBP
10p ordinary Sale 2,563 6.0984 GBP
10p ordinary Sale 4,139 6.0975 GBP
10p ordinary Sale 4,315 6.1203 GBP
10p ordinary Sale 6,497 6.0707 GBP
10p ordinary Sale 7,173 6.0857 GBP
10p ordinary Sale 13,002 6.1200 GBP
10p ordinary Sale 87,082 6.1154 GBP
10p ordinary Sale 93,832 6.1123 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 249 6.0710 GBP
10p ordinary SWAP Long 688 6.0920 GBP
10p ordinary SWAP Long 1,391 6.0978 GBP
10p ordinary CFD Long 1,567 181.7157 CZK
10p ordinary SWAP Long 3,238 6.1006 GBP
10p ordinary SWAP Long 4,745 6.0915 GBP
10p ordinary CFD Long 7,516 6.0902 GBP
10p ordinary CFD Long 11,239 6.0922 GBP
10p ordinary CFD Long 12,360 6.1093 GBP
10p ordinary SWAP Long 26,843 6.1183 GBP
10p ordinary SWAP Long 46,391 6.1200 GBP
10p ordinary CFD Short 329 6.1164 GBP
10p ordinary SWAP Short 467 6.0824 GBP
10p ordinary SWAP Short 621 6.0800 GBP
10p ordinary SWAP Short 876 6.0680 GBP
10p ordinary CFD Short 1,536 6.0628 GBP
10p ordinary SWAP Short 1,741 6.0788 GBP
10p ordinary SWAP Short 2,674 6.0701 GBP
10p ordinary SWAP Short 11,657 6.1070 GBP
10p ordinary SWAP Short 19,244 6.1119 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 6 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52558917&newsitemid=20220106005474&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=24276860b453629fbca57f9758192cd8)
.
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