REG-BARCLAYS PLC Form 8.3 - AVAST PLC
13/01/2022 13:00
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 12 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,084,382 2.61% 11,836,181 1.14%
(2) Cash-settled derivatives:
137,855 0.01% 13,435,735 1.29%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,222,237 2.62% 25,271,916 2.43%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 181 6.0800 GBP
10p ordinary Purchase 460 6.0460 GBP
10p ordinary Purchase 476 6.1020 GBP
10p ordinary Purchase 500 6.0880 GBP
10p ordinary Purchase 646 6.1110 GBP
10p ordinary Purchase 676 6.0480 GBP
10p ordinary Purchase 927 6.1117 GBP
10p ordinary Purchase 979 6.1000 GBP
10p ordinary Purchase 991 6.0847 GBP
10p ordinary Purchase 999 6.0860 GBP
10p ordinary Purchase 1,020 6.1082 GBP
10p ordinary Purchase 1,280 6.0840 GBP
10p ordinary Purchase 1,492 6.0715 GBP
10p ordinary Purchase 1,599 6.0820 GBP
10p ordinary Purchase 1,783 6.0729 GBP
10p ordinary Purchase 2,746 6.1083 GBP
10p ordinary Purchase 5,171 6.0762 GBP
10p ordinary Purchase 6,833 6.0392 GBP
10p ordinary Purchase 7,194 6.0616 GBP
10p ordinary Purchase 8,089 6.0685 GBP
10p ordinary Purchase 8,702 6.0780 GBP
10p ordinary Purchase 8,902 6.0376 GBP
10p ordinary Purchase 10,213 6.0974 GBP
10p ordinary Purchase 15,868 6.1098 GBP
10p ordinary Purchase 53,736 178.2983 CZK
10p ordinary Purchase 160,000 6.0570 GBP
10p ordinary Purchase 162,731 6.0548 GBP
10p ordinary Sale 181 6.0800 GBP
10p ordinary Sale 460 6.0460 GBP
10p ordinary Sale 476 6.1020 GBP
10p ordinary Sale 507 6.0840 GBP
10p ordinary Sale 514 6.0620 GBP
10p ordinary Sale 686 6.0860 GBP
10p ordinary Sale 775 6.0584 GBP
10p ordinary Sale 1,224 6.1090 GBP
10p ordinary Sale 1,377 6.0820 GBP
10p ordinary Sale 1,639 6.0827 GBP
10p ordinary Sale 2,063 6.0835 GBP
10p ordinary Sale 2,242 178.0131 CZK
10p ordinary Sale 2,412 6.0962 GBP
10p ordinary Sale 3,104 6.0687 GBP
10p ordinary Sale 3,302 6.0759 GBP
10p ordinary Sale 3,553 6.1045 GBP
10p ordinary Sale 4,451 6.0632 GBP
10p ordinary Sale 4,642 6.0558 GBP
10p ordinary Sale 6,481 6.0386 GBP
10p ordinary Sale 7,454 6.0628 GBP
10p ordinary Sale 8,000 6.0852 GBP
10p ordinary Sale 13,030 6.1023 GBP
10p ordinary Sale 27,381 6.0518 GBP
10p ordinary Sale 91,975 6.0934 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 1,272 6.0694 GBP
10p ordinary CFD Long 2,242 177.8885 CZK
10p ordinary SWAP Long 4,400 6.0699 GBP
10p ordinary CFD Long 6,016 6.0920 GBP
10p ordinary SWAP Long 8,000 6.0852 GBP
10p ordinary SWAP Long 10,112 6.0380 GBP
10p ordinary SWAP Long 12,130 6.0650 GBP
10p ordinary SWAP Long 12,825 6.0666 GBP
10p ordinary SWAP Long 21,518 6.0828 GBP
10p ordinary CFD Long 53,690 6.1048 GBP
10p ordinary CFD Short 889 6.0757 GBP
10p ordinary SWAP Short 1,624 6.0780 GBP
10p ordinary SWAP Short 2,071 6.1061 GBP
10p ordinary CFD Short 2,225 6.0654 GBP
10p ordinary SWAP Short 5,171 6.0762 GBP
10p ordinary SWAP Short 10,213 6.0974 GBP
10p ordinary SWAP Short 10,948 6.0691 GBP
10p ordinary SWAP Short 15,489 6.0380 GBP
10p ordinary CFD Short 53,736 178.4231 CZK
10p ordinary SWAP Short 63,617 6.0713 GBP
10p ordinary SWAP Short 81,508 6.0471 GBP
10p ordinary SWAP Short 160,000 6.0570 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 13 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52562394&newsitemid=20220113005509&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=d26469d9d6fa7ed81597e1e6884964a6)
.
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