REG-BARCLAYS PLC Form 8.3 - AVAST PLC
14/01/2022 11:30
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 13 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,070,522 2.61% 20,568,912 1.98%
(2) Cash-settled derivatives:
137,855 0.01% 13,482,408 1.30%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,208,377 2.62% 34,051,320 3.28%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 309 6.0440 GBP
10p ordinary Purchase 398 6.0508 GBP
10p ordinary Purchase 409 6.0320 GBP
10p ordinary Purchase 470 6.0380 GBP
10p ordinary Purchase 574 176.2500 CZK
10p ordinary Purchase 583 6.0493 GBP
10p ordinary Purchase 814 6.0499 GBP
10p ordinary Purchase 1,585 6.0418 GBP
10p ordinary Purchase 1,722 6.0367 GBP
10p ordinary Purchase 2,348 6.0340 GBP
10p ordinary Purchase 3,138 6.0360 GBP
10p ordinary Purchase 4,453 6.0453 GBP
10p ordinary Purchase 4,994 6.0291 GBP
10p ordinary Purchase 5,044 6.0200 GBP
10p ordinary Purchase 8,443 6.0567 GBP
10p ordinary Purchase 18,644 6.0446 GBP
10p ordinary Purchase 20,428 6.0468 GBP
10p ordinary Purchase 20,815 6.0237 GBP
10p ordinary Purchase 25,920 6.0296 GBP
10p ordinary Purchase 87,467 6.0305 GBP
10p ordinary Purchase 89,718 6.0325 GBP
10p ordinary Purchase 216,178 6.0280 GBP
10p ordinary Sale 930 6.0203 GBP
10p ordinary Sale 1,049 6.0419 GBP
10p ordinary Sale 1,052 6.0348 GBP
10p ordinary Sale 1,496 6.0418 GBP
10p ordinary Sale 1,629 6.0378 GBP
10p ordinary Sale 1,704 6.0379 GBP
10p ordinary Sale 1,728 6.0406 GBP
10p ordinary Sale 2,008 6.0440 GBP
10p ordinary Sale 2,023 6.0441 GBP
10p ordinary Sale 2,044 6.0325 GBP
10p ordinary Sale 2,100 6.0400 GBP
10p ordinary Sale 2,177 6.0363 GBP
10p ordinary Sale 2,330 6.0328 GBP
10p ordinary Sale 2,454 6.0340 GBP
10p ordinary Sale 2,737 6.0342 GBP
10p ordinary Sale 2,911 6.0428 GBP
10p ordinary Sale 3,071 6.0372 GBP
10p ordinary Sale 3,897 6.0206 GBP
10p ordinary Sale 4,031 6.0374 GBP
10p ordinary Sale 4,157 6.0394 GBP
10p ordinary Sale 6,966 6.0439 GBP
10p ordinary Sale 9,000 6.0274 GBP
10p ordinary Sale 9,301 6.0323 GBP
10p ordinary Sale 12,725 6.0200 GBP
10p ordinary Sale 25,083 176.2351 CZK
10p ordinary Sale 39,642 6.0310 GBP
10p ordinary Sale 61,127 6.0352 GBP
10p ordinary Sale 61,694 6.0273 GBP
10p ordinary Sale 89,979 6.0320 GBP
10p ordinary Sale 8,900,000 6.0000 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 574 6.0344 GBP
10p ordinary SWAP Long 754 6.0393 GBP
10p ordinary SWAP Long 1,291 6.0258 GBP
10p ordinary SWAP Long 16,613 6.0376 GBP
10p ordinary SWAP Long 18,059 6.0200 GBP
10p ordinary CFD Long 25,083 176.1118 CZK
10p ordinary CFD Long 27,664 6.0365 GBP
10p ordinary CFD Short 574 176.3733 CZK
10p ordinary SWAP Short 697 6.0340 GBP
10p ordinary SWAP Short 1,585 6.0418 GBP
10p ordinary SWAP Short 9,982 6.0321 GBP
10p ordinary SWAP Short 10,453 6.0407 GBP
10p ordinary SWAP Short 20,428 6.0468 GBP
10p ordinary CFD Short 25,083 6.0484 GBP
10p ordinary SWAP Short 25,351 6.0298 GBP
10p ordinary SWAP Short 42,558 6.0270 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52563025&newsitemid=20220114005196&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=263621ef6e3cab533a98802f0ff26e4d)
.
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