REG-BARCLAYS PLC Form 8.3 - Avast Plc
18/01/2022 13:10
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Form 8.3 - Avast Plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 17 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,122,733 2.61% 20,785,080 2.00%
(2) Cash-settled derivatives:
137,855 0.01% 13,255,245 1.28%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,260,588 2.62% 34,040,325 3.28%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 92 6.0160 GBP
10p ordinary Purchase 150 176.5000 CZK
10p ordinary Purchase 350 6.0240 GBP
10p ordinary Purchase 428 6.0239 GBP
10p ordinary Purchase 526 6.0060 GBP
10p ordinary Purchase 543 6.0280 GBP
10p ordinary Purchase 609 6.0220 GBP
10p ordinary Purchase 894 6.0260 GBP
10p ordinary Purchase 1,889 6.0090 GBP
10p ordinary Purchase 1,903 6.0297 GBP
10p ordinary Purchase 2,342 6.0118 GBP
10p ordinary Purchase 2,621 6.0120 GBP
10p ordinary Purchase 2,835 6.0097 GBP
10p ordinary Purchase 3,027 6.0187 GBP
10p ordinary Purchase 3,747 6.0200 GBP
10p ordinary Purchase 4,608 6.0080 GBP
10p ordinary Purchase 5,566 6.0242 GBP
10p ordinary Purchase 6,397 6.0222 GBP
10p ordinary Purchase 15,240 6.0113 GBP
10p ordinary Purchase 19,897 6.0100 GBP
10p ordinary Purchase 21,148 6.0101 GBP
10p ordinary Purchase 83,685 6.0196 GBP
10p ordinary Purchase 193,543 6.0171 GBP
10p ordinary Sale 75 6.0360 GBP
10p ordinary Sale 356 176.6738 CZK
10p ordinary Sale 410 6.0160 GBP
10p ordinary Sale 526 6.0060 GBP
10p ordinary Sale 543 6.0280 GBP
10p ordinary Sale 609 6.0220 GBP
10p ordinary Sale 837 6.0206 GBP
10p ordinary Sale 894 6.0260 GBP
10p ordinary Sale 1,012 6.0164 GBP
10p ordinary Sale 1,167 6.0240 GBP
10p ordinary Sale 1,517 6.0171 GBP
10p ordinary Sale 1,879 6.0120 GBP
10p ordinary Sale 1,889 6.0090 GBP
10p ordinary Sale 2,152 6.0203 GBP
10p ordinary Sale 3,199 6.0194 GBP
10p ordinary Sale 4,274 6.0200 GBP
10p ordinary Sale 4,608 6.0080 GBP
10p ordinary Sale 7,903 6.0100 GBP
10p ordinary Sale 7,921 6.0183 GBP
10p ordinary Sale 8,901 6.0130 GBP
10p ordinary Sale 12,150 6.0202 GBP
10p ordinary Sale 19,490 6.0191 GBP
10p ordinary Sale 22,789 6.0154 GBP
10p ordinary Sale 24,777 6.0195 GBP
10p ordinary Sale 27,416 6.0173 GBP
10p ordinary Sale 93,103 6.0189 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 150 6.0365 GBP
10p ordinary CFD Long 356 176.5501 CZK
10p ordinary SWAP Long 696 6.0100 GBP
10p ordinary SWAP Long 1,000 6.0160 GBP
10p ordinary SWAP Long 1,132 6.0193 GBP
10p ordinary SWAP Long 5,909 6.0200 GBP
10p ordinary SWAP Long 10,642 6.0195 GBP
10p ordinary CFD Short 150 176.6235 CZK
10p ordinary SWAP Short 231 6.0184 GBP
10p ordinary CFD Short 356 6.0202 GBP
10p ordinary SWAP Short 5,266 6.0183 GBP
10p ordinary SWAP Short 14,088 6.0200 GBP
10p ordinary CFD Short 14,287 6.0297 GBP
10p ordinary SWAP Short 18,862 6.0189 GBP
10p ordinary SWAP Short 21,782 6.0211 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52564255&newsitemid=20220118005683&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=77e1a83a4784236ffb889e2e9cb4c032)
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