REG-BARCLAYS PLC FORM 8.3 - AVAST PLC
19/01/2022 14:35
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FORM 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 18 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 26,991,650 2.60% 21,138,567 2.04%
(2) Cash-settled derivatives:
143,705 0.01% 12,692,850 1.22%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 27,135,355 2.61% 33,831,417 3.26%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 1,049 6.0351 GBP
10p ordinary Purchase 1,074 6.0517 GBP
10p ordinary Purchase 1,635 6.0540 GBP
10p ordinary Purchase 1,960 6.0421 GBP
10p ordinary Purchase 1,974 6.0485 GBP
10p ordinary Purchase 2,513 6.0409 GBP
10p ordinary Purchase 2,775 6.0214 GBP
10p ordinary Purchase 2,828 6.0243 GBP
10p ordinary Purchase 2,864 6.0234 GBP
10p ordinary Purchase 3,485 6.0200 GBP
10p ordinary Purchase 3,967 6.0495 GBP
10p ordinary Purchase 4,004 6.0250 GBP
10p ordinary Purchase 4,411 6.0329 GBP
10p ordinary Purchase 6,672 6.0312 GBP
10p ordinary Purchase 6,677 6.0185 GBP
10p ordinary Purchase 7,675 6.0336 GBP
10p ordinary Purchase 11,852 6.0377 GBP
10p ordinary Purchase 14,499 6.0251 GBP
10p ordinary Purchase 21,461 6.0306 GBP
10p ordinary Purchase 21,694 6.0215 GBP
10p ordinary Purchase 22,293 6.0316 GBP
10p ordinary Purchase 62,837 6.0507 GBP
10p ordinary Purchase 75,343 6.0235 GBP
10p ordinary Purchase 101,491 175.5686 CZK
10p ordinary Purchase 293,440 6.0320 GBP
10p ordinary Sale 64 6.0332 GBP
10p ordinary Sale 547 6.0484 GBP
10p ordinary Sale 698 6.0201 GBP
10p ordinary Sale 698 6.0200 GBP
10p ordinary Sale 956 6.0360 GBP
10p ordinary Sale 2,016 176.0039 CZK
10p ordinary Sale 2,160 6.0346 GBP
10p ordinary Sale 5,071 6.0279 GBP
10p ordinary Sale 5,381 6.0392 GBP
10p ordinary Sale 7,726 6.0380 GBP
10p ordinary Sale 12,436 6.0284 GBP
10p ordinary Sale 16,574 6.0286 GBP
10p ordinary Sale 20,149 6.0413 GBP
10p ordinary Sale 34,661 6.0264 GBP
10p ordinary Sale 50,500 6.0227 GBP
10p ordinary Sale 65,587 6.0403 GBP
10p ordinary Sale 150,000 6.0230 GBP
10p ordinary Sale 315,703 6.0382 GBP
10p ordinary Sale 474,116 6.0320 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 698 6.0200 GBP
10p ordinary SWAP Long 869 6.0276 GBP
10p ordinary SWAP Long 956 6.0360 GBP
10p ordinary SWAP Long 1,899 6.0320 GBP
10p ordinary CFD Long 2,016 175.8807 CZK
10p ordinary SWAP Long 13,063 6.0364 GBP
10p ordinary CFD Long 15,384 6.0261 GBP
10p ordinary SWAP Long 83,791 6.0377 GBP
10p ordinary CFD Long 101,421 6.0348 GBP
10p ordinary SWAP Long 131,110 6.0373 GBP
10p ordinary SWAP Long 150,000 6.0229 GBP
10p ordinary CFD Long 460,022 6.0319 GBP
10p ordinary SWAP Short 1,060 6.0407 GBP
10p ordinary CFD Short 1,946 6.0224 GBP
10p ordinary SWAP Short 2,886 6.0367 GBP
10p ordinary SWAP Short 3,268 6.0342 GBP
10p ordinary CFD Short 7,375 6.0519 GBP
10p ordinary SWAP Short 9,933 6.0381 GBP
10p ordinary SWAP Short 50,251 6.0375 GBP
10p ordinary CFD Short 101,491 175.6915 CZK
10p ordinary CFD Short 213,937 6.0319 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 19 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52565094&newsitemid=20220119005686&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=dddba162df4ee2e7754c0739bb4f99c3)
.
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