REG-BARCLAYS PLC Form 8.3 - AVAST PLC
20/01/2022 14:35
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,400,607 2.64% 21,094,102 2.03%
(2) Cash-settled derivatives:
133,895 0.01% 12,887,379 1.24%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,534,502 2.65% 33,981,481 3.27%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 148 6.0220 GBP
10p ordinary Purchase 420 6.0240 GBP
10p ordinary Purchase 457 6.0200 GBP
10p ordinary Purchase 1,102 6.0440 GBP
10p ordinary Purchase 1,102 6.0400 GBP
10p ordinary Purchase 1,293 6.0180 GBP
10p ordinary Purchase 1,382 6.0300 GBP
10p ordinary Purchase 1,594 6.0425 GBP
10p ordinary Purchase 3,373 6.0333 GBP
10p ordinary Purchase 4,351 6.0207 GBP
10p ordinary Purchase 5,616 6.0340 GBP
10p ordinary Purchase 5,902 6.0378 GBP
10p ordinary Purchase 6,261 6.0325 GBP
10p ordinary Purchase 6,879 175.5370 CZK
10p ordinary Purchase 8,776 6.0358 GBP
10p ordinary Purchase 9,963 6.0321 GBP
10p ordinary Purchase 14,875 6.0160 GBP
10p ordinary Purchase 16,142 6.0335 GBP
10p ordinary Purchase 20,424 6.0420 GBP
10p ordinary Purchase 69,164 6.0454 GBP
10p ordinary Purchase 129,021 6.0263 GBP
10p ordinary Purchase 250,000 6.0289 GBP
10p ordinary Purchase 250,000 6.0215 GBP
10p ordinary Purchase 397,280 6.0283 GBP
10p ordinary Sale 342 6.0351 GBP
10p ordinary Sale 366 6.0170 GBP
10p ordinary Sale 420 6.0240 GBP
10p ordinary Sale 452 6.0355 GBP
10p ordinary Sale 480 6.0250 GBP
10p ordinary Sale 636 176.0000 CZK
10p ordinary Sale 657 6.0180 GBP
10p ordinary Sale 1,102 6.0440 GBP
10p ordinary Sale 1,102 6.0400 GBP
10p ordinary Sale 1,149 6.0503 GBP
10p ordinary Sale 1,433 6.0300 GBP
10p ordinary Sale 1,685 6.0163 GBP
10p ordinary Sale 1,917 6.0352 GBP
10p ordinary Sale 2,104 6.0500 GBP
10p ordinary Sale 3,160 6.0385 GBP
10p ordinary Sale 6,968 6.0298 GBP
10p ordinary Sale 9,845 6.0343 GBP
10p ordinary Sale 10,687 6.0283 GBP
10p ordinary Sale 10,912 6.0316 GBP
10p ordinary Sale 17,845 6.0314 GBP
10p ordinary Sale 19,561 6.0309 GBP
10p ordinary Sale 21,087 6.0261 GBP
10p ordinary Sale 24,356 6.0293 GBP
10p ordinary Sale 24,625 6.0301 GBP
10p ordinary Sale 32,244 6.0160 GBP
10p ordinary Sale 33,288 6.0318 GBP
10p ordinary Sale 53,278 6.0294 GBP
10p ordinary Sale 220,402 6.0280 GBP
10p ordinary Sale 250,000 6.0350 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 13 6.0000 GBP
10p ordinary SWAP Long 215 6.0300 GBP
10p ordinary SWAP Long 961 6.0203 GBP
10p ordinary CFD Long 6,810 6.0268 GBP
10p ordinary SWAP Long 16,538 6.0305 GBP
10p ordinary CFD Long 30,000 6.0160 GBP
10p ordinary CFD Long 76,636 176.0000 CZK
10p ordinary SWAP Short 148 6.0220 GBP
10p ordinary CFD Short 636 6.0180 GBP
10p ordinary SWAP Short 3,376 6.0424 GBP
10p ordinary SWAP Short 4,992 6.0322 GBP
10p ordinary CFD Short 6,879 175.6599 CZK
10p ordinary SWAP Short 20,424 6.0420 GBP
10p ordinary SWAP Short 25,880 6.0281 GBP
10p ordinary CFD Short 28,500 6.0329 GBP
10p ordinary SWAP Short 45,208 6.0268 GBP
10p ordinary SWAP Short 51,182 6.0245 GBP
10p ordinary SWAP Short 69,164 6.0454 GBP
10p ordinary CFD Short 76,000 6.0175 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52565876&newsitemid=20220120005632&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=b30b6c08e67ecea8412d168794ec527b)
.
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