REG-BARCLAYS PLC Form 8.3 - Avast plc
21/01/2022 13:35
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Form 8.3 - Avast plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 20 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 27,792,877 2.68% 12,268,718 1.18%
(2) Cash-settled derivatives:
144,185 0.01% 13,209,604 1.27%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 27,937,062 2.69% 25,478,322 2.45%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 5 175.0000 CZK
10p ordinary Purchase 303 5.9999 GBP
10p ordinary Purchase 388 5.9930 GBP
10p ordinary Purchase 499 6.0240 GBP
10p ordinary Purchase 501 6.0140 GBP
10p ordinary Purchase 691 5.9940 GBP
10p ordinary Purchase 943 6.0235 GBP
10p ordinary Purchase 985 6.0208 GBP
10p ordinary Purchase 1,681 6.0272 GBP
10p ordinary Purchase 1,780 6.0179 GBP
10p ordinary Purchase 4,750 6.0330 GBP
10p ordinary Purchase 5,797 6.0080 GBP
10p ordinary Purchase 6,609 6.0136 GBP
10p ordinary Purchase 8,291 174.9555 CZK
10p ordinary Purchase 9,293 6.0095 GBP
10p ordinary Purchase 11,082 6.0141 GBP
10p ordinary Purchase 11,459 6.0196 GBP
10p ordinary Purchase 12,618 6.0260 GBP
10p ordinary Purchase 16,997 6.0126 GBP
10p ordinary Purchase 22,861 6.0150 GBP
10p ordinary Purchase 24,225 5.9993 GBP
10p ordinary Purchase 375,809 6.0151 GBP
10p ordinary Sale 5 175.0000 CZK
10p ordinary Sale 387 6.0266 GBP
10p ordinary Sale 388 5.9930 GBP
10p ordinary Sale 500 6.0083 GBP
10p ordinary Sale 536 5.9980 GBP
10p ordinary Sale 691 5.9940 GBP
10p ordinary Sale 874 6.0359 GBP
10p ordinary Sale 936 6.0144 GBP
10p ordinary Sale 1,078 6.0260 GBP
10p ordinary Sale 1,133 6.0150 GBP
10p ordinary Sale 1,219 6.0122 GBP
10p ordinary Sale 1,371 6.0090 GBP
10p ordinary Sale 1,392 6.0293 GBP
10p ordinary Sale 1,765 6.0179 GBP
10p ordinary Sale 1,866 6.0216 GBP
10p ordinary Sale 2,904 6.0026 GBP
10p ordinary Sale 4,051 174.6352 CZK
10p ordinary Sale 4,750 6.0330 GBP
10p ordinary Sale 5,669 6.0069 GBP
10p ordinary Sale 5,778 5.9977 GBP
10p ordinary Sale 6,387 6.0126 GBP
10p ordinary Sale 6,837 6.0140 GBP
10p ordinary Sale 7,899 6.0217 GBP
10p ordinary Sale 10,396 6.0071 GBP
10p ordinary Sale 41,812 6.0178 GBP
10p ordinary Sale 89,664 6.0080 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 1,041 6.0158 GBP
10p ordinary SWAP Long 1,692 6.0360 GBP
10p ordinary CFD Long 4,051 174.5130 CZK
10p ordinary CFD Long 5,220 6.0091 GBP
10p ordinary CFD Long 8,286 6.0150 GBP
10p ordinary SWAP Long 24,609 6.0195 GBP
10p ordinary CFD Long 83,455 6.0080 GBP
10p ordinary CFD Short 5 175.0000 CZK
10p ordinary CFD Short 660 6.0080 GBP
10p ordinary SWAP Short 1,756 6.0080 GBP
10p ordinary SWAP Short 1,769 6.0134 GBP
10p ordinary SWAP Short 1,780 6.0179 GBP
10p ordinary CFD Short 4,051 5.9966 GBP
10p ordinary CFD Short 5,815 6.0222 GBP
10p ordinary CFD Short 8,286 175.0779 CZK
10p ordinary CFD Short 10,922 6.0083 GBP
10p ordinary SWAP Short 91,491 6.0146 GBP
10p ordinary SWAP Short 129,943 6.0149 GBP
10p ordinary SWAP Short 179,852 6.0162 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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