REG-BARCLAYS PLC Form 8.3 - Avast Plc
31/01/2022 10:35
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Form 8.3 - Avast Plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 28 January 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 34,086,240 3.28% 11,882,807 1.14%
(2) Cash-settled derivatives:
25,463 0.00% 19,380,623 1.87%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 34,111,703 3.28% 31,263,430 3.01%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 484 6.0910 GBP
10p ordinary Purchase 531 6.1078 GBP
10p ordinary Purchase 934 6.0821 GBP
10p ordinary Purchase 987 6.0974 GBP
10p ordinary Purchase 1,001 6.0893 GBP
10p ordinary Purchase 1,033 6.1023 GBP
10p ordinary Purchase 1,061 6.0799 GBP
10p ordinary Purchase 1,157 6.0920 GBP
10p ordinary Purchase 1,525 6.0889 GBP
10p ordinary Purchase 1,657 6.1000 GBP
10p ordinary Purchase 1,669 6.0956 GBP
10p ordinary Purchase 2,695 6.1010 GBP
10p ordinary Purchase 2,805 6.0960 GBP
10p ordinary Purchase 3,253 6.0970 GBP
10p ordinary Purchase 3,849 6.1036 GBP
10p ordinary Purchase 4,783 6.0946 GBP
10p ordinary Purchase 4,974 6.0955 GBP
10p ordinary Purchase 5,372 6.0981 GBP
10p ordinary Purchase 6,670 6.0968 GBP
10p ordinary Purchase 7,043 6.0923 GBP
10p ordinary Purchase 10,212 6.0881 GBP
10p ordinary Purchase 11,189 179.0914 CZK
10p ordinary Purchase 110,811 6.1080 GBP
10p ordinary Purchase 196,850 6.1040 GBP
10p ordinary Purchase 200,607 6.1073 GBP
10p ordinary Purchase 281,953 6.1077 GBP
10p ordinary Sale 169 6.1020 GBP
10p ordinary Sale 187 6.0792 GBP
10p ordinary Sale 295 6.0860 GBP
10p ordinary Sale 375 6.1160 GBP
10p ordinary Sale 691 6.0920 GBP
10p ordinary Sale 1,983 6.0934 GBP
10p ordinary Sale 2,278 6.0816 GBP
10p ordinary Sale 3,884 6.1083 GBP
10p ordinary Sale 4,324 6.1113 GBP
10p ordinary Sale 5,073 6.0962 GBP
10p ordinary Sale 5,107 6.1112 GBP
10p ordinary Sale 6,830 6.0774 GBP
10p ordinary Sale 7,425 6.1115 GBP
10p ordinary Sale 17,282 6.1015 GBP
10p ordinary Sale 23,402 6.1110 GBP
10p ordinary Sale 24,308 6.1001 GBP
10p ordinary Sale 37,941 6.1120 GBP
10p ordinary Sale 76,179 6.1030 GBP
10p ordinary Sale 207,314 6.1079 GBP
10p ordinary Sale 633,207 6.1080 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 691 6.0919 GBP
10p ordinary SWAP Long 1,003 6.1023 GBP
10p ordinary CFD Long 10,257 6.1075 GBP
10p ordinary SWAP Long 11,134 6.0987 GBP
10p ordinary CFD Long 11,159 6.1063 GBP
10p ordinary SWAP Long 24,308 6.1001 GBP
10p ordinary SWAP Long 26,393 6.1064 GBP
10p ordinary SWAP Long 27,087 6.1003 GBP
10p ordinary SWAP Long 307,063 6.1080 GBP
10p ordinary SWAP Short 934 6.0821 GBP
10p ordinary SWAP Short 5,797 6.0878 GBP
10p ordinary SWAP Short 6,387 6.0922 GBP
10p ordinary SWAP Short 6,995 6.0921 GBP
10p ordinary CFD Short 11,189 179.2168 CZK
10p ordinary CFD Short 14,455 6.1080 GBP
10p ordinary CFD Short 22,720 6.1028 GBP
10p ordinary SWAP Short 46,973 6.1080 GBP
10p ordinary SWAP Short 65,171 6.1079 GBP
10p ordinary SWAP Short 72,374 6.1011 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 31 Jan 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52571143&newsitemid=20220131005371&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=adcafa0b79caf6ca6c47a7f44f15191d)
.
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