REG-BARCLAYS PLC Form 8.3 - AVAST PLC
08/02/2022 11:15
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 07 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 41,649,548 4.01% 11,894,147 1.14%
(2) Cash-settled derivatives:
57,092 0.01% 20,446,560 1.97%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 41,706,640 4.01% 32,340,707 3.11%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 144 6.2025 GBP
10p ordinary Purchase 184 6.2080 GBP
10p ordinary Purchase 338 6.2065 GBP
10p ordinary Purchase 670 6.2155 GBP
10p ordinary Purchase 795 6.2096 GBP
10p ordinary Purchase 911 6.2098 GBP
10p ordinary Purchase 1,193 6.2092 GBP
10p ordinary Purchase 1,324 6.2087 GBP
10p ordinary Purchase 1,958 6.2132 GBP
10p ordinary Purchase 2,084 6.1929 GBP
10p ordinary Purchase 2,436 6.2106 GBP
10p ordinary Purchase 2,842 6.2095 GBP
10p ordinary Purchase 4,859 6.2000 GBP
10p ordinary Purchase 5,261 6.2126 GBP
10p ordinary Purchase 14,246 177.8785 CZK
10p ordinary Purchase 20,918 6.2382 GBP
10p ordinary Purchase 21,636 6.2093 GBP
10p ordinary Purchase 32,266 6.2060 GBP
10p ordinary Purchase 34,905 6.2097 GBP
10p ordinary Purchase 60,959 6.2068 GBP
10p ordinary Purchase 194,588 6.2100 GBP
10p ordinary Purchase 827,488 6.2037 GBP
10p ordinary Sale 136 6.2140 GBP
10p ordinary Sale 265 6.2040 GBP
10p ordinary Sale 527 6.2036 GBP
10p ordinary Sale 675 6.2031 GBP
10p ordinary Sale 1,722 6.2066 GBP
10p ordinary Sale 1,798 6.2078 GBP
10p ordinary Sale 2,084 6.1929 GBP
10p ordinary Sale 2,683 6.2151 GBP
10p ordinary Sale 3,924 6.2124 GBP
10p ordinary Sale 5,277 178.1801 CZK
10p ordinary Sale 7,134 6.2103 GBP
10p ordinary Sale 13,718 6.2137 GBP
10p ordinary Sale 22,245 6.1989 GBP
10p ordinary Sale 24,954 6.2056 GBP
10p ordinary Sale 36,727 6.2139 GBP
10p ordinary Sale 211,590 6.2133 GBP
10p ordinary Sale 402,580 6.2100 GBP
10p ordinary Sale 2,750,000 620.8000 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 675 6.2031 GBP
10p ordinary SWAP Long 870 6.2024 GBP
10p ordinary SWAP Long 2,683 6.2151 GBP
10p ordinary CFD Long 5,277 178.0554 CZK
10p ordinary CFD Long 13,503 6.2310 GBP
10p ordinary SWAP Long 43,725 6.2156 GBP
10p ordinary SWAP Long 54,859 6.2154 GBP
10p ordinary CFD Long 66,948 6.2028 GBP
10p ordinary SWAP Long 87,878 6.2147 GBP
10p ordinary SWAP Long 367,390 6.2100 GBP
10p ordinary SWAP Short 34 6.1900 GBP
10p ordinary SWAP Short 48 6.2120 GBP
10p ordinary SWAP Short 68 6.2029 GBP
10p ordinary SWAP Short 101 6.2100 GBP
10p ordinary SWAP Short 415 6.2096 GBP
10p ordinary CFD Short 4,528 6.2143 GBP
10p ordinary CFD Short 12,870 6.2100 GBP
10p ordinary CFD Short 14,246 178.0030 CZK
10p ordinary SWAP Short 39,579 6.2104 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 8 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52575748&newsitemid=20220208005730&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=75b3ea3d8f50a90131dca3c5b261e7a1)
.
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