REG-BARCLAYS PLC Form 8.3 - AVAST PLC
10/02/2022 12:00
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Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 09 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 35,212,547 3.39% 826,461 0.08%
(2) Cash-settled derivatives:
413,846 0.04% 21,523,249 2.07%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 35,626,393 3.43% 22,349,710 2.15%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 276 6.2439 GBP
10p ordinary Purchase 671 6.2499 GBP
10p ordinary Purchase 834 6.2504 GBP
10p ordinary Purchase 1,000 6.2480 GBP
10p ordinary Purchase 1,280 6.2360 GBP
10p ordinary Purchase 2,505 6.2620 GBP
10p ordinary Purchase 3,221 6.2497 GBP
10p ordinary Purchase 7,379 6.2518 GBP
10p ordinary Purchase 10,303 6.2559 GBP
10p ordinary Purchase 22,540 6.2514 GBP
10p ordinary Purchase 28,779 6.2525 GBP
10p ordinary Purchase 38,929 6.2502 GBP
10p ordinary Purchase 56,878 6.2520 GBP
10p ordinary Purchase 65,493 6.2500 GBP
10p ordinary Purchase 187,184 6.2540 GBP
10p ordinary Purchase 224,489 6.2640 GBP
10p ordinary Purchase 307,931 179.5318 CZK
10p ordinary Purchase 2,585,596 6.2802 GBP
10p ordinary Purchase 3,154,064 6.2800 GBP
10p ordinary Purchase 5,684,661 6.2801 GBP
10p ordinary Sale 197 6.2460 GBP
10p ordinary Sale 219 6.2620 GBP
10p ordinary Sale 237 6.2540 GBP
10p ordinary Sale 662 6.2491 GBP
10p ordinary Sale 962 6.2520 GBP
10p ordinary Sale 2,655 6.2614 GBP
10p ordinary Sale 3,945 6.2496 GBP
10p ordinary Sale 9,000 6.2593 GBP
10p ordinary Sale 11,585 6.2643 GBP
10p ordinary Sale 22,401 6.2509 GBP
10p ordinary Sale 25,744 6.2511 GBP
10p ordinary Sale 26,791 6.2510 GBP
10p ordinary Sale 31,114 6.2500 GBP
10p ordinary Sale 31,354 6.2456 GBP
10p ordinary Sale 32,177 6.2521 GBP
10p ordinary Sale 182,903 6.2640 GBP
10p ordinary Sale 454,307 6.2512 GBP
10p ordinary Sale 7,804,458 6.2800 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 662 6.2491 GBP
10p ordinary SWAP Long 789 6.2547 GBP
10p ordinary SWAP Long 9,000 6.2593 GBP
10p ordinary SWAP Long 11,043 6.2640 GBP
10p ordinary SWAP Long 11,283 6.2504 GBP
10p ordinary SWAP Long 11,302 6.2437 GBP
10p ordinary SWAP Long 15,447 6.2518 GBP
10p ordinary CFD Long 72,755 6.2493 GBP
10p ordinary CFD Long 308,097 6.2509 GBP
10p ordinary CFD Short 166 6.2525 GBP
10p ordinary SWAP Short 276 6.2440 GBP
10p ordinary SWAP Short 8,200 6.2640 GBP
10p ordinary CFD Short 21,283 6.2639 GBP
10p ordinary SWAP Short 30,000 6.2502 GBP
10p ordinary SWAP Short 33,725 6.2539 GBP
10p ordinary SWAP Short 49,426 6.2545 GBP
10p ordinary SWAP Short 91,373 6.2560 GBP
10p ordinary CFD Short 307,931 179.6575 CZK
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 10 Feb 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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