REG-BARCLAYS PLC Form 8.3 - AVAST PLC
14/02/2022 12:15
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20220214:nBw3Hskd5a&default-theme=true
Form 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form AVAST PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 11 FEB 2022
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making YES: NORTONLIFELOCK INC
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 38,529,378 3.71% 533,103 0.05%
(2) Cash-settled derivatives:
195,704 0.02% 22,818,446 2.19%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 38,725,082 3.72% 23,351,549 2.25%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 262 6.2620 GBP
10p ordinary Purchase 412 6.2560 GBP
10p ordinary Purchase 417 6.2580 GBP
10p ordinary Purchase 448 6.2440 GBP
10p ordinary Purchase 492 6.2600 GBP
10p ordinary Purchase 718 6.2480 GBP
10p ordinary Purchase 870 6.2400 GBP
10p ordinary Purchase 907 6.2551 GBP
10p ordinary Purchase 973 6.2507 GBP
10p ordinary Purchase 1,153 6.2425 GBP
10p ordinary Purchase 1,157 6.2496 GBP
10p ordinary Purchase 1,272 6.2340 GBP
10p ordinary Purchase 1,479 6.2490 GBP
10p ordinary Purchase 1,810 6.2431 GBP
10p ordinary Purchase 1,840 6.2567 GBP
10p ordinary Purchase 1,981 6.2468 GBP
10p ordinary Purchase 2,533 6.2460 GBP
10p ordinary Purchase 2,772 6.2542 GBP
10p ordinary Purchase 2,801 6.2513 GBP
10p ordinary Purchase 2,814 6.2465 GBP
10p ordinary Purchase 2,935 6.2419 GBP
10p ordinary Purchase 3,854 6.2433 GBP
10p ordinary Purchase 4,198 6.2591 GBP
10p ordinary Purchase 5,762 6.2520 GBP
10p ordinary Purchase 7,554 6.2500 GBP
10p ordinary Purchase 8,027 6.2555 GBP
10p ordinary Purchase 8,033 6.2479 GBP
10p ordinary Purchase 12,052 6.2516 GBP
10p ordinary Purchase 14,937 6.2562 GBP
10p ordinary Purchase 17,950 6.2556 GBP
10p ordinary Purchase 23,587 6.2521 GBP
10p ordinary Purchase 24,934 6.2559 GBP
10p ordinary Purchase 27,943 6.2550 GBP
10p ordinary Purchase 28,805 6.2365 GBP
10p ordinary Purchase 45,098 6.2352 GBP
10p ordinary Purchase 143,827 6.2486 GBP
10p ordinary Purchase 200,000 6.2375 GBP
10p ordinary Purchase 310,509 6.2458 GBP
10p ordinary Purchase 1,000,000 6.2415 GBP
10p ordinary Purchase 1,845,302 6.2540 GBP
10p ordinary Sale 100 6.2565 GBP
10p ordinary Sale 150 179.1000 CZK
10p ordinary Sale 412 6.2560 GBP
10p ordinary Sale 413 6.2580 GBP
10p ordinary Sale 493 6.2481 GBP
10p ordinary Sale 612 6.2432 GBP
10p ordinary Sale 911 6.2548 GBP
10p ordinary Sale 913 6.2480 GBP
10p ordinary Sale 998 6.2440 GBP
10p ordinary Sale 1,559 6.2598 GBP
10p ordinary Sale 1,690 6.2609 GBP
10p ordinary Sale 1,791 6.2500 GBP
10p ordinary Sale 2,175 6.2600 GBP
10p ordinary Sale 2,547 6.2540 GBP
10p ordinary Sale 3,854 6.2433 GBP
10p ordinary Sale 3,909 6.2520 GBP
10p ordinary Sale 3,946 6.2553 GBP
10p ordinary Sale 6,744 6.2534 GBP
10p ordinary Sale 11,860 6.2445 GBP
10p ordinary Sale 21,870 6.2340 GBP
10p ordinary Sale 26,507 6.2484 GBP
10p ordinary Sale 26,570 6.2341 GBP
10p ordinary Sale 32,247 6.2343 GBP
10p ordinary Sale 211,997 6.2495 GBP
10p ordinary Sale 300,000 6.2390 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 100 6.2566 GBP
10p ordinary CFD Long 150 178.9746 CZK
10p ordinary CFD Long 493 6.2481 GBP
10p ordinary SWAP Long 780 6.2461 GBP
10p ordinary CFD Long 5,272 6.2564 GBP
10p ordinary SWAP Long 6,639 6.2523 GBP
10p ordinary SWAP Long 9,821 6.2477 GBP
10p ordinary SWAP Long 11,283 6.2414 GBP
10p ordinary SWAP Long 29,857 6.2517 GBP
10p ordinary SWAP Long 31,107 6.2506 GBP
10p ordinary CFD Long 51,652 6.2463 GBP
10p ordinary SWAP Long 92,611 6.2494 GBP
10p ordinary CFD Long 307,000 179.6750 CZK
10p ordinary CFD Short 150 6.1765 GBP
10p ordinary SWAP Short 3,786 6.2340 GBP
10p ordinary SWAP Short 10,062 6.2556 GBP
10p ordinary SWAP Short 11,460 6.2567 GBP
10p ordinary SWAP Short 12,643 6.2548 GBP
10p ordinary SWAP Short 12,902 6.2562 GBP
10p ordinary SWAP Short 13,195 6.2543 GBP
10p ordinary SWAP Short 13,474 6.2552 GBP
10p ordinary SWAP Short 13,822 6.2538 GBP
10p ordinary SWAP Short 15,410 6.2394 GBP
10p ordinary SWAP Short 16,180 6.2542 GBP
10p ordinary SWAP Short 17,832 6.2480 GBP
10p ordinary SWAP Short 59,189 6.2528 GBP
10p ordinary SWAP Short 65,891 6.2526 GBP
10p ordinary SWAP Short 200,000 6.2375 GBP
10p ordinary CFD Short 307,000 6.2315 GBP
10p ordinary SWAP Short 1,000,000 6.2415 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 FEB 2022
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
https://www.businesswire.com/news/home/20220214005436/en/
(https://www.businesswire.com/news/home/20220214005436/en/)
BARCLAYS PLC
Copyright Business Wire 2022Recent news on Barclays
See all newsREG - J.P. Morgan Sec PLC - Stabilisation Notice
AnnouncementREG - Barclays PLC IQE PLC - Form 8.3 IQE PLC
AnnouncementREG - Barclays PLC Life Science REIT - Form 8.3 LIFE SCIENCE REIT PLC
AnnouncementREG - Barclays PLC Intertek Group Plc - Form 8.3 INTERTEK GROUP PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
Announcement