REG-BARCLAYS PLC FORM 8.3 - AVAST PLC
01/03/2022 13:15
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FORM 8.3 - AVAST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose AVAST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 28 February 2022
(f) In addition to the company in 1(c) above, is the discloser making YES:
disclosures in respect of any other party to the offer? NORTONLIFELOCK INC
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 44,070,308 4.24% 362,495 0.03%
(2) Cash-settled derivatives:
25,578 0.00% 37,156,811 3.57%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 44,095,886 4.24% 37,519,306 3.61%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 30 6.3066 GBP
10p ordinary Purchase 84 185.4500 CZK
10p ordinary Purchase 776 6.3000 GBP
10p ordinary Purchase 1,208 6.2856 GBP
10p ordinary Purchase 1,294 186.7324 CZK
10p ordinary Purchase 1,476 6.3010 GBP
10p ordinary Purchase 1,865 6.3100 GBP
10p ordinary Purchase 2,484 6.3070 GBP
10p ordinary Purchase 3,176 6.2850 GBP
10p ordinary Purchase 4,418 6.2735 GBP
10p ordinary Purchase 5,322 6.2960 GBP
10p ordinary Purchase 13,571 6.2933 GBP
10p ordinary Purchase 20,275 6.2782 GBP
10p ordinary Purchase 31,310 6.2726 GBP
10p ordinary Purchase 66,410 6.2823 GBP
10p ordinary Purchase 76,276 186.4189 CZK
10p ordinary Purchase 273,725 6.2810 GBP
10p ordinary Purchase 619,414 6.2860 GBP
10p ordinary Sale 11 6.2680 GBP
10p ordinary Sale 84 6.2380 GBP
10p ordinary Sale 168 185.4500 CZK
10p ordinary Sale 259 6.2912 GBP
10p ordinary Sale 446 6.2980 GBP
10p ordinary Sale 776 6.3000 GBP
10p ordinary Sale 799 6.2878 GBP
10p ordinary Sale 1,069 6.2965 GBP
10p ordinary Sale 1,236 6.2893 GBP
10p ordinary Sale 1,294 186.7324 CZK
10p ordinary Sale 1,476 6.3010 GBP
10p ordinary Sale 1,979 6.2986 GBP
10p ordinary Sale 2,127 6.2328 GBP
10p ordinary Sale 2,484 6.3070 GBP
10p ordinary Sale 2,864 6.3040 GBP
10p ordinary Sale 3,139 6.3014 GBP
10p ordinary Sale 4,297 6.2693 GBP
10p ordinary Sale 5,350 6.2960 GBP
10p ordinary Sale 5,886 6.2933 GBP
10p ordinary Sale 6,135 6.3100 GBP
10p ordinary Sale 7,365 6.2998 GBP
10p ordinary Sale 7,830 6.3005 GBP
10p ordinary Sale 8,737 6.3032 GBP
10p ordinary Sale 9,038 6.2710 GBP
10p ordinary Sale 16,837 6.2872 GBP
10p ordinary Sale 21,847 6.2154 GBP
10p ordinary Sale 27,033 6.3001 GBP
10p ordinary Sale 36,127 6.2928 GBP
10p ordinary Sale 41,634 6.3024 GBP
10p ordinary Sale 70,389 6.2658 GBP
10p ordinary Sale 104,188 6.2739 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Long 9 6.2700 GBP
10p ordinary SWAP Long 11 6.2680 GBP
10p ordinary SWAP Long 50 6.2884 GBP
10p ordinary CFD Long 84 185.4500 CZK
10p ordinary SWAP Long 839 6.3160 GBP
10p ordinary SWAP Long 1,236 6.2893 GBP
10p ordinary SWAP Long 4,244 6.2904 GBP
10p ordinary SWAP Long 5,774 6.2860 GBP
10p ordinary CFD Long 74,982 6.2616 GBP
10p ordinary SWAP Long 104,188 6.2739 GBP
10p ordinary CFD Long 161,000 188.1250 CZK
10p ordinary CFD Short 1,294 186.7324 CZK
10p ordinary SWAP Short 3,176 6.2850 GBP
10p ordinary SWAP Short 3,186 6.2969 GBP
10p ordinary SWAP Short 18,358 6.2830 GBP
10p ordinary SWAP Short 64,870 6.2848 GBP
10p ordinary SWAP Short 66,410 6.2823 GBP
10p ordinary CFD Short 74,982 186.5440 CZK
10p ordinary CFD Short 90,419 6.2859 GBP
10p ordinary SWAP Short 109,245 6.2844 GBP
10p ordinary SWAP Short 115,324 6.2847 GBP
10p ordinary CFD Short 161,000 6.3863 GBP
10p ordinary SWAP Short 512,158 6.2860 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 1 Mar 2022
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52587323&newsitemid=20220301005760&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=cc0b64caa418ccb32820c2c1ebb397e3)
.
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