REG-BARCLAYS PLC FORM 8.3 - BLUE PRISM GROUP PLC - AMENDMENT
05/10/2021 16:50
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FORM 8.3 - BLUE PRISM GROUP PLC - AMENDMENT
FORM 8.3
Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BLUE PRISM GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 01 October 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,108,045 2.18% 276,525 0.29%
(2) Cash-settled derivatives:
268,308 0.28% 1,999,552 2.06%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 2,376,353 2.45% 2,276,077 2.35%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 10 11.4650 GBP
1p ordinary Purchase 201 11.4900 GBP
1p ordinary Purchase 204 11.4600 GBP
1p ordinary Purchase 208 11.4550 GBP
1p ordinary Purchase 229 11.4950 GBP
1p ordinary Purchase 271 11.4518 GBP
1p ordinary Purchase 461 11.4700 GBP
1p ordinary Purchase 500 11.4500 GBP
1p ordinary Purchase 567 11.4794 GBP
1p ordinary Purchase 988 11.4850 GBP
1p ordinary Purchase 1,199 11.4886 GBP
1p ordinary Purchase 1,584 11.4596 GBP
1p ordinary Purchase 2,070 11.4800 GBP
1p ordinary Purchase 3,116 11.4544 GBP
1p ordinary Purchase 4,219 11.4709 GBP
1p ordinary Purchase 5,301 11.4626 GBP
1p ordinary Purchase 7,854 11.4725 GBP
1p ordinary Purchase 15,977 11.4839 GBP
1p ordinary Purchase 26,754 11.4578 GBP
1p ordinary Purchase 27,271 11.4647 GBP
1p ordinary Sale 10 11.4650 GBP
1p ordinary Sale 200 11.4905 GBP
1p ordinary Sale 201 11.4900 GBP
1p ordinary Sale 208 11.4550 GBP
1p ordinary Sale 212 11.4930 GBP
1p ordinary Sale 221 11.4500 GBP
1p ordinary Sale 229 11.4950 GBP
1p ordinary Sale 250 11.5100 GBP
1p ordinary Sale 252 11.4727 GBP
1p ordinary Sale 307 11.4600 GBP
1p ordinary Sale 461 11.4700 GBP
1p ordinary Sale 1,484 11.4501 GBP
1p ordinary Sale 1,546 11.4714 GBP
1p ordinary Sale 1,602 11.4625 GBP
1p ordinary Sale 2,043 11.4800 GBP
1p ordinary Sale 3,893 11.4479 GBP
1p ordinary Sale 3,922 11.4319 GBP
1p ordinary Sale 4,265 11.4584 GBP
1p ordinary Sale 20,977 11.4592 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 103 11.4588 GBP
1p ordinary SWAP Long 197 11.4388 GBP
1p ordinary SWAP Long 212 11.4930 GBP
1p ordinary SWAP Long 302 11.4390 GBP
1p ordinary SWAP Long 338 11.4638 GBP
1p ordinary CFD Long 1,444 11.4800 GBP
1p ordinary SWAP Long 1,665 11.4653 GBP
1p ordinary SWAP Long 3,922 11.4319 GBP
1p ordinary SWAP Long 4,379 11.4607 GBP
1p ordinary SWAP Long 4,530 11.4359 GBP
1p ordinary SWAP Long 5,705 11.4442 GBP
1p ordinary SWAP Long 12,668 11.4705 GBP
1p ordinary SWAP Short 215 11.4800 GBP
1p ordinary CFD Short 271 11.4518 GBP
1p ordinary SWAP Short 790 11.4571 GBP
1p ordinary SWAP Short 1,045 11.4409 GBP
1p ordinary CFD Short 1,151 11.4876 GBP
1p ordinary SWAP Short 1,199 11.4886 GBP
1p ordinary CFD Short 1,444 11.4800 GBP
1p ordinary SWAP Short 1,887 11.4434 GBP
1p ordinary SWAP Short 2,448 11.4494 GBP
1p ordinary SWAP Short 2,595 11.4540 GBP
1p ordinary SWAP Short 7,854 11.4725 GBP
1p ordinary SWAP Short 9,292 11.4594 GBP
1p ordinary CFD Short 12,876 11.4635 GBP
1p ordinary SWAP Short 13,194 11.4898 GBP
1p ordinary SWAP Short 17,144 11.4637 GBP
1p ordinary SWAP Short 18,761 11.4653 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52504013&newsitemid=20211005005952&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=fe4f0508f7e7564ef366042240020dc5)
.
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