REG-BARCLAYS PLC Form 8.3 - BLUE PRISM GROUP PLC
03/09/2021 11:30
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Form 8.3 - BLUE PRISM GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form BLUE PRISM GROUP PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 02 Sept 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,461,160 1.51% 438,579 0.45%
(2) Cash-settled derivatives:
417,774 0.43% 1,451,528 1.50%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 1,878,934 1.94% 1,890,107 1.95%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 230 11.8765 GBP
1p ordinary Purchase 1,069 12.0240 GBP
1p ordinary Purchase 2,267 11.8402 GBP
1p ordinary Purchase 3,127 12.0844 GBP
1p ordinary Purchase 3,195 11.8001 GBP
1p ordinary Purchase 3,500 12.0504 GBP
1p ordinary Purchase 4,068 11.9547 GBP
1p ordinary Purchase 4,132 12.0691 GBP
1p ordinary Purchase 4,500 11.8525 GBP
1p ordinary Purchase 4,961 12.0713 GBP
1p ordinary Purchase 15,782 12.0094 GBP
1p ordinary Purchase 24,729 12.0100 GBP
1p ordinary Purchase 36,510 11.9940 GBP
1p ordinary Purchase 39,800 12.0069 GBP
1p ordinary Purchase 192,500 11.9311 GBP
1p ordinary Purchase 195,323 12.1164 GBP
1p ordinary Sale 23 12.0821 GBP
1p ordinary Sale 64 12.1081 GBP
1p ordinary Sale 217 12.1700 GBP
1p ordinary Sale 225 12.0627 GBP
1p ordinary Sale 386 12.1379 GBP
1p ordinary Sale 500 12.0400 GBP
1p ordinary Sale 806 12.0500 GBP
1p ordinary Sale 828 12.0600 GBP
1p ordinary Sale 2,917 12.0577 GBP
1p ordinary Sale 5,574 12.0827 GBP
1p ordinary Sale 6,480 11.9979 GBP
1p ordinary Sale 6,614 11.9747 GBP
1p ordinary Sale 9,442 12.0941 GBP
1p ordinary Sale 10,501 11.9557 GBP
1p ordinary Sale 12,010 12.0100 GBP
1p ordinary Sale 25,719 11.9944 GBP
1p ordinary Sale 73,713 12.0255 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 23 12.0824 GBP
1p ordinary SWAP Long 64 12.1082 GBP
1p ordinary SWAP Long 211 11.6099 GBP
1p ordinary SWAP Long 225 12.0626 GBP
1p ordinary CFD Long 386 12.1380 GBP
1p ordinary SWAP Long 550 12.0190 GBP
1p ordinary SWAP Long 590 12.0586 GBP
1p ordinary CFD Long 867 12.0083 GBP
1p ordinary SWAP Long 2,649 12.0099 GBP
1p ordinary SWAP Long 4,683 12.0100 GBP
1p ordinary CFD Long 5,377 12.0619 GBP
1p ordinary SWAP Long 5,574 12.0827 GBP
1p ordinary SWAP Long 6,614 11.9747 GBP
1p ordinary CFD Long 7,327 12.0100 GBP
1p ordinary SWAP Long 7,852 11.9375 GBP
1p ordinary SWAP Long 8,286 11.9590 GBP
1p ordinary SWAP Long 10,482 12.0526 GBP
1p ordinary SWAP Long 10,956 12.0943 GBP
1p ordinary SWAP Long 19,652 12.0343 GBP
1p ordinary SWAP Long 39,555 12.0255 GBP
1p ordinary SWAP Short 4 12.0475 GBP
1p ordinary SWAP Short 2,267 11.8402 GBP
1p ordinary CFD Short 3,127 12.0844 GBP
1p ordinary SWAP Short 3,195 11.8001 GBP
1p ordinary SWAP Short 4,068 11.9547 GBP
1p ordinary SWAP Short 4,706 12.0625 GBP
1p ordinary CFD Short 5,957 12.0100 GBP
1p ordinary SWAP Short 9,971 11.9039 GBP
1p ordinary SWAP Short 10,590 12.0414 GBP
1p ordinary SWAP Short 13,487 12.0431 GBP
1p ordinary SWAP Short 18,352 12.0100 GBP
1p ordinary SWAP Short 39,800 12.0069 GBP
1p ordinary SWAP Short 192,500 11.9311 GBP
1p ordinary SWAP Short 195,323 12.1164 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3 Sept 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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