REG-BARCLAYS PLC Form 8.3 - BLUE PRISM GROUP PLC
09/09/2021 11:00
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Form 8.3 - BLUE PRISM GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BLUE PRISM GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 September 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,740,209 1.80% 525,048 0.54%
(2) Cash-settled derivatives:
513,212 0.53% 1,732,116 1.79%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,253,421 2.33% 2,257,164 2.33%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 873 12.0528 GBP
1p ordinary Purchase 1,251 12.0100 GBP
1p ordinary Purchase 1,357 12.1858 GBP
1p ordinary Purchase 3,602 12.1373 GBP
1p ordinary Purchase 3,809 12.0423 GBP
1p ordinary Purchase 6,788 12.0430 GBP
1p ordinary Purchase 16,414 12.0300 GBP
1p ordinary Purchase 27,878 12.0715 GBP
1p ordinary Sale 1 12.2000 GBP
1p ordinary Sale 11 12.1800 GBP
1p ordinary Sale 137 12.0122 GBP
1p ordinary Sale 213 12.0408 GBP
1p ordinary Sale 226 12.1900 GBP
1p ordinary Sale 500 12.1237 GBP
1p ordinary Sale 595 12.2051 GBP
1p ordinary Sale 877 11.9980 GBP
1p ordinary Sale 1,131 12.1849 GBP
1p ordinary Sale 1,302 12.1018 GBP
1p ordinary Sale 2,357 12.0306 GBP
1p ordinary Sale 10,830 12.0963 GBP
1p ordinary Sale 17,802 12.1149 GBP
1p ordinary Sale 19,537 12.0300 GBP
1p ordinary Sale 42,730 12.1375 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 1 12.1997 GBP
1p ordinary SWAP Long 11 12.1797 GBP
1p ordinary SWAP Long 56 12.2599 GBP
1p ordinary SWAP Long 137 12.0122 GBP
1p ordinary SWAP Long 179 12.1990 GBP
1p ordinary CFD Long 505 12.1983 GBP
1p ordinary SWAP Long 595 12.2051 GBP
1p ordinary SWAP Long 836 12.1504 GBP
1p ordinary CFD Long 877 11.9980 GBP
1p ordinary SWAP Long 1,015 12.1723 GBP
1p ordinary SWAP Long 1,393 12.1909 GBP
1p ordinary CFD Long 1,515 12.0923 GBP
1p ordinary SWAP Long 5,621 12.1680 GBP
1p ordinary SWAP Long 10,830 12.0963 GBP
1p ordinary SWAP Long 14,430 12.0300 GBP
1p ordinary SWAP Long 14,898 12.1213 GBP
1p ordinary SWAP Long 36,029 12.1235 GBP
1p ordinary SWAP Short 119 12.0473 GBP
1p ordinary SWAP Short 873 12.0528 GBP
1p ordinary SWAP Short 1,254 12.0998 GBP
1p ordinary CFD Short 2,103 12.0300 GBP
1p ordinary SWAP Short 8,946 12.0291 GBP
1p ordinary SWAP Short 10,043 12.0559 GBP
1p ordinary SWAP Short 14,311 12.0300 GBP
1p ordinary SWAP Short 14,423 12.0927 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 9 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52486825&newsitemid=20210909005461&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=3323dc3d3a21f506d0b0913dd3e87d73)
.
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