REG-BARCLAYS PLC FORM 8.3 – BLUE PRISM GROUP PLC
14/09/2021 12:55
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FORM 8.3 – BLUE PRISM GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BLUE PRISM GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 13 September 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,667,574 1.72% 497,980 0.51%
(2) Cash-settled derivatives:
487,794 0.50% 1,660,098 1.71%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,155,368 2.22% 2,158,078 2.23%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 585 11.9708 GBP
1p ordinary Purchase 769 12.0120 GBP
1p ordinary Purchase 1,500 12.0100 GBP
1p ordinary Purchase 1,861 12.0128 GBP
1p ordinary Purchase 2,929 11.9989 GBP
1p ordinary Purchase 4,187 11.9200 GBP
1p ordinary Purchase 4,750 12.0452 GBP
1p ordinary Purchase 5,000 11.9465 GBP
1p ordinary Purchase 5,038 12.0210 GBP
1p ordinary Sale 1 12.0400 GBP
1p ordinary Sale 1 12.0387 GBP
1p ordinary Sale 2 12.0287 GBP
1p ordinary Sale 8 12.0037 GBP
1p ordinary Sale 63 12.0300 GBP
1p ordinary Sale 92 11.9900 GBP
1p ordinary Sale 139 12.0200 GBP
1p ordinary Sale 211 11.9205 GBP
1p ordinary Sale 300 12.0380 GBP
1p ordinary Sale 561 12.0395 GBP
1p ordinary Sale 771 11.9958 GBP
1p ordinary Sale 1,223 12.0555 GBP
1p ordinary Sale 1,473 11.9188 GBP
1p ordinary Sale 3,046 12.0458 GBP
1p ordinary Sale 4,114 11.9200 GBP
1p ordinary Sale 5,276 11.9494 GBP
1p ordinary Sale 6,548 12.0173 GBP
1p ordinary Sale 30,160 12.0202 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 2 12.0187 GBP
1p ordinary SWAP Long 2 12.0387 GBP
1p ordinary SWAP Long 4 12.0197 GBP
1p ordinary SWAP Long 5 12.0287 GBP
1p ordinary SWAP Long 8 12.0035 GBP
1p ordinary SWAP Long 165 12.0410 GBP
1p ordinary SWAP Long 186 12.0190 GBP
1p ordinary CFD Long 300 12.0380 GBP
1p ordinary SWAP Long 368 11.9988 GBP
1p ordinary SWAP Long 561 12.0395 GBP
1p ordinary SWAP Long 570 12.0258 GBP
1p ordinary CFD Long 771 11.9958 GBP
1p ordinary SWAP Long 1,473 11.9188 GBP
1p ordinary SWAP Long 1,530 11.9997 GBP
1p ordinary SWAP Long 1,957 11.9200 GBP
1p ordinary SWAP Long 3,018 12.0094 GBP
1p ordinary SWAP Long 3,722 12.0285 GBP
1p ordinary SWAP Long 3,906 12.0132 GBP
1p ordinary CFD Long 4,870 12.0078 GBP
1p ordinary SWAP Long 18,741 12.0248 GBP
1p ordinary SWAP Short 13 11.9202 GBP
1p ordinary CFD Short 67 12.0908 GBP
1p ordinary SWAP Short 199 12.0059 GBP
1p ordinary SWAP Short 585 11.9708 GBP
1p ordinary SWAP Short 769 12.0120 GBP
1p ordinary CFD Short 1,682 11.9200 GBP
1p ordinary SWAP Short 2,281 11.9200 GBP
1p ordinary SWAP Short 2,405 11.9976 GBP
1p ordinary SWAP Short 2,929 11.9989 GBP
1p ordinary SWAP Short 4,228 12.0303 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52489016&newsitemid=20210914005679&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=4755fb998aac81078b3f08352c5bec0e)
.
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