REG-BARCLAYS PLC FORM 8.3 – BLUE PRISM GROUP PLC
17/09/2021 13:45
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FORM 8.3 – BLUE PRISM GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BLUE PRISM GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 16 September 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,586,445 1.64% 577,459 0.60%
(2) Cash-settled derivatives:
569,046 0.59% 1,579,609 1.63%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,155,491 2.22% 2,157,068 2.23%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 4 11.6125 GBP
1p ordinary Purchase 5 11.6200 GBP
1p ordinary Purchase 11 11.5913 GBP
1p ordinary Purchase 20 11.6500 GBP
1p ordinary Purchase 100 11.5900 GBP
1p ordinary Purchase 214 11.7500 GBP
1p ordinary Purchase 447 11.7100 GBP
1p ordinary Purchase 468 11.6066 GBP
1p ordinary Purchase 500 11.6800 GBP
1p ordinary Purchase 745 11.6113 GBP
1p ordinary Purchase 1,000 11.6253 GBP
1p ordinary Purchase 2,532 11.6332 GBP
1p ordinary Purchase 2,894 11.6460 GBP
1p ordinary Purchase 5,255 11.8300 GBP
1p ordinary Purchase 16,467 11.6300 GBP
1p ordinary Sale 195 11.6572 GBP
1p ordinary Sale 214 11.7500 GBP
1p ordinary Sale 425 11.6309 GBP
1p ordinary Sale 435 11.8305 GBP
1p ordinary Sale 750 11.5480 GBP
1p ordinary Sale 750 11.6224 GBP
1p ordinary Sale 1,344 11.7002 GBP
1p ordinary Sale 2,779 11.6890 GBP
1p ordinary Sale 5,420 11.5752 GBP
1p ordinary Sale 5,713 11.5843 GBP
1p ordinary Sale 11,641 11.6664 GBP
1p ordinary Sale 18,773 11.6279 GBP
1p ordinary Sale 35,612 11.6455 GBP
1p ordinary Sale 40,902 11.8300 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 195 11.6573 GBP
1p ordinary SWAP Long 207 11.6090 GBP
1p ordinary CFD Long 750 11.5480 GBP
1p ordinary CFD Long 785 11.6656 GBP
1p ordinary CFD Long 1,133 11.7516 GBP
1p ordinary SWAP Long 1,344 11.7002 GBP
1p ordinary SWAP Long 1,403 11.5863 GBP
1p ordinary SWAP Long 1,847 11.5811 GBP
1p ordinary SWAP Long 2,686 11.7914 GBP
1p ordinary CFD Long 3,519 11.5565 GBP
1p ordinary SWAP Long 3,573 11.5722 GBP
1p ordinary SWAP Long 3,804 11.6504 GBP
1p ordinary SWAP Long 6,448 11.7427 GBP
1p ordinary SWAP Long 11,641 11.6664 GBP
1p ordinary SWAP Long 13,368 11.8300 GBP
1p ordinary SWAP Long 23,258 11.6029 GBP
1p ordinary CFD Long 27,505 11.8300 GBP
1p ordinary SWAP Short 4 11.6127 GBP
1p ordinary SWAP Short 5 11.6202 GBP
1p ordinary SWAP Short 11 11.5915 GBP
1p ordinary SWAP Short 20 11.6502 GBP
1p ordinary SWAP Short 131 11.5600 GBP
1p ordinary CFD Short 380 11.5808 GBP
1p ordinary SWAP Short 447 11.7100 GBP
1p ordinary SWAP Short 1,047 11.6098 GBP
1p ordinary SWAP Short 1,804 11.6769 GBP
1p ordinary CFD Short 3,534 11.8300 GBP
1p ordinary SWAP Short 21,721 11.8300 GBP
1p ordinary SWAP Short 21,721 11.8300 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 17 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52493007&newsitemid=20210917005290&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=b4e13ba12c89e4ea68a3a43fa0150b4f)
.
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