REG-BARCLAYS PLC Form 8.3 - BLUE PRISM GROUP PLC
20/09/2021 13:30
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Form 8.3 - BLUE PRISM GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BLUE PRISM GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 17 September 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,574,479 1.63% 517,540 0.53%
(2) Cash-settled derivatives:
509,162 0.53% 1,566,642 1.62%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,083,641 2.15% 2,084,182 2.15%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 27 11.6203 GBP
1p ordinary Purchase 223 11.6806 GBP
1p ordinary Purchase 525 11.7000 GBP
1p ordinary Purchase 750 11.7200 GBP
1p ordinary Purchase 1,100 11.6537 GBP
1p ordinary Purchase 1,412 11.6400 GBP
1p ordinary Purchase 1,418 11.6394 GBP
1p ordinary Purchase 2,000 11.7100 GBP
1p ordinary Purchase 2,412 11.7151 GBP
1p ordinary Purchase 2,929 11.7149 GBP
1p ordinary Purchase 24,830 11.6388 GBP
1p ordinary Purchase 101,582 11.6458 GBP
1p ordinary Sale 451 11.6989 GBP
1p ordinary Sale 750 11.7200 GBP
1p ordinary Sale 2,788 11.6821 GBP
1p ordinary Sale 4,086 11.7144 GBP
1p ordinary Sale 31,547 11.6488 GBP
1p ordinary Sale 51,633 11.6979 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 20 11.7899 GBP
1p ordinary SWAP Long 63 11.6900 GBP
1p ordinary SWAP Long 200 11.7090 GBP
1p ordinary CFD Long 1,857 11.6527 GBP
1p ordinary SWAP Long 2,768 11.6813 GBP
1p ordinary SWAP Long 3,655 11.7278 GBP
1p ordinary CFD Long 3,690 11.6921 GBP
1p ordinary SWAP Long 6,154 11.7160 GBP
1p ordinary SWAP Long 6,473 11.7103 GBP
1p ordinary SWAP Long 8,489 11.6741 GBP
1p ordinary SWAP Long 26,995 11.6973 GBP
1p ordinary SWAP Short 27 11.6202 GBP
1p ordinary SWAP Short 44 11.7016 GBP
1p ordinary SWAP Short 223 11.6806 GBP
1p ordinary CFD Short 1,100 11.6537 GBP
1p ordinary SWAP Short 1,910 11.7334 GBP
1p ordinary SWAP Short 4,086 11.7086 GBP
1p ordinary SWAP Short 4,302 11.7224 GBP
1p ordinary CFD Short 26,127 11.6400 GBP
1p ordinary SWAP Short 26,858 11.6402 GBP
1p ordinary SWAP Short 42,604 11.6400 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 20 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52493937&newsitemid=20210920005528&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=1e4c1b214641494e75eb820dc5475141)
.
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