REG-BARCLAYS PLC FORM 8.3 - BLUE PRISM GROUP PLC
22/09/2021 11:40
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FORM 8.3 - BLUE PRISM GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BLUE PRISM GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 21 September 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,547,049 1.60% 468,185 0.48%
(2) Cash-settled derivatives:
459,830 0.47% 1,539,754 1.59%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,006,879 2.07% 2,007,939 2.07%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 10 11.1020 GBP
1p ordinary Purchase 15 11.1000 GBP
1p ordinary Purchase 500 11.1200 GBP
1p ordinary Purchase 1,195 11.0494 GBP
1p ordinary Purchase 1,250 11.0400 GBP
1p ordinary Purchase 1,522 11.1070 GBP
1p ordinary Purchase 20,383 11.0500 GBP
1p ordinary Purchase 21,221 11.0968 GBP
1p ordinary Purchase 31,157 11.1088 GBP
1p ordinary Sale 31 11.0764 GBP
1p ordinary Sale 74 11.1135 GBP
1p ordinary Sale 194 11.0434 GBP
1p ordinary Sale 500 11.1200 GBP
1p ordinary Sale 544 11.0465 GBP
1p ordinary Sale 660 11.0464 GBP
1p ordinary Sale 2,683 11.0581 GBP
1p ordinary Sale 2,849 11.0910 GBP
1p ordinary Sale 16,967 11.1295 GBP
1p ordinary Sale 20,100 11.0500 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary CFD Long 31 11.0764 GBP
1p ordinary SWAP Long 47 11.0389 GBP
1p ordinary SWAP Long 74 11.1135 GBP
1p ordinary SWAP Long 194 11.0434 GBP
1p ordinary SWAP Long 660 11.0464 GBP
1p ordinary SWAP Long 719 11.1279 GBP
1p ordinary SWAP Long 735 11.0947 GBP
1p ordinary SWAP Long 940 11.1728 GBP
1p ordinary SWAP Long 967 11.0500 GBP
1p ordinary SWAP Long 1,576 11.1457 GBP
1p ordinary SWAP Long 2,663 11.1318 GBP
1p ordinary CFD Long 4,231 11.1145 GBP
1p ordinary SWAP Long 9,687 11.1166 GBP
1p ordinary CFD Long 19,133 11.0500 GBP
1p ordinary SWAP Short 11 11.0990 GBP
1p ordinary SWAP Short 15 11.1002 GBP
1p ordinary SWAP Short 530 11.0500 GBP
1p ordinary SWAP Short 1,013 11.1039 GBP
1p ordinary SWAP Short 1,589 11.1146 GBP
1p ordinary SWAP Short 3,624 11.0727 GBP
1p ordinary SWAP Short 7,329 11.0863 GBP
1p ordinary SWAP Short 10,201 11.1116 GBP
1p ordinary CFD Short 20,383 11.0500 GBP
1p ordinary SWAP Short 29,614 11.1100 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 22 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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.
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