REG-BARCLAYS PLC Form 8.3 - BLUE PRISM GROUP PLC

BarclaysAnnouncement

23/09/2021 11:25

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Form 8.3 - BLUE PRISM GROUP PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION
 (a)  Full name of discloser:                                                    Barclays PLC.              
                                                                                 
 (b)  Owner or controller of interest and short                                                             
      positions disclosed, if different from 1(a):                               
 (c)  Name of offeror/offeree in relation to whose                               BLUE PRISM GROUP PLC       
      relevant securities this form relates:                                     
 (d)  If an exempt fund manager connected with an                                                           
      offeror/offeree, state this and specify identity of                        
      offeror/offeree:                                                           
 (e)  Date position held/dealing undertaken:                                     22 September 2021          
 (f)  In addition to the company in 1(c) above, is the discloser making          NO                         
      disclosures in respect of any other party to the offer?                                               


2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.

(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
 Class of relevant security:                                            1p ordinary                             
                                                                        Interests          Short Positions      
                                                                        Number     (%)     Number     (%)       
 (1)         Relevant securities owned                                                                          
             and/or controlled:                                         1,539,120  1.59%   483,699    0.50%     
                                                                                                                
 (2)         Cash-settled derivatives:                                                                          
                                                                        471,561    0.49%   1,531,832  1.58%     
                                                                                                                
 (3)         Stock-settled derivatives (including options)                                                      
             and agreements to purchase/sell:                           0          0.00%   0          0.00%     
                                                                                                                
                                                                                                                
             TOTAL:                                                     2,010,681  2.08%   2,015,531  2.08%     
                                                                                                                


All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other
employee options)
 Class of relevant security in relation to which subscription right exists:       
 Details, including nature of the rights concerned and relevant percentages:      


3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales
 Class of relevant          Purchase/sale         Number of         Price per unit          
 security                                         securities                                
 1p ordinary                Purchase              126               11.3280 GBP             
 1p ordinary                Purchase              232               11.3294 GBP             
 1p ordinary                Purchase              274               11.3223 GBP             
 1p ordinary                Purchase              431               11.2846 GBP             
 1p ordinary                Purchase              936               11.2169 GBP             
 1p ordinary                Purchase              1,005             11.2441 GBP             
 1p ordinary                Purchase              1,500             11.1516 GBP             
 1p ordinary                Purchase              1,584             11.2045 GBP             
 1p ordinary                Purchase              2,902             11.3300 GBP             
 1p ordinary                Purchase              8,811             11.1934 GBP             
 1p ordinary                Purchase              8,853             11.2391 GBP             
 1p ordinary                Sale                  12                11.3311 GBP             
 1p ordinary                Sale                  241               11.1565 GBP             
 1p ordinary                Sale                  1,712             11.1397 GBP             
 1p ordinary                Sale                  2,238             11.1849 GBP             
 1p ordinary                Sale                  2,710             11.3400 GBP             
 1p ordinary                Sale                  6,687             11.1781 GBP             
 1p ordinary                Sale                  11,288            11.2425 GBP             
 1p ordinary                Sale                  25,209            11.1936 GBP             


(b) Cash-settled derivative transactions
 Class of          Product           Nature of dealing       Number of   Price per    
 relevant          description                               reference   unit         
 security                                                    securities               
 1p ordinary       SWAP              Long                    747         11.1976 GBP  
 1p ordinary       SWAP              Long                    1,712       11.1397 GBP  
 1p ordinary       SWAP              Long                    3,364       11.2226 GBP  
 1p ordinary       SWAP              Long                    3,386       11.2316 GBP  
 1p ordinary       CFD               Long                    3,427       11.0543 GBP  
 1p ordinary       SWAP              Long                    4,428       11.1612 GBP  
 1p ordinary       SWAP              Long                    7,262       11.2359 GBP  
 1p ordinary       SWAP              Long                    10,029      11.1914 GBP  
 1p ordinary       SWAP              Short                   11          11.3302 GBP  
 1p ordinary       SWAP              Short                   126         11.3280 GBP  
 1p ordinary       SWAP              Short                   274         11.3223 GBP  
 1p ordinary       SWAP              Short                   464         11.1438 GBP  
 1p ordinary       SWAP              Short                   1,437       11.1902 GBP  
 1p ordinary       SWAP              Short                   3,432       11.3300 GBP  
 1p ordinary       SWAP              Short                   8,958       11.1959 GBP  


(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying
 Class of relevant security  Product description e.g. call option  Writing, purchasing, selling, varying etc.  Number of securities to which option relates  Exercise price per unit  Type                           Expiry date  Option money paid/ received per unit  
                                                                                                                                                                                      
                                                                                 
                                                                                                                                                                                      e.g. American, European etc.                                                      
                                                                                                                                                                                                                                                                        


(ii) Exercise
 Class of relevant security  Product description  Exercising/ exercised against  Number of securities  Exercise price per unit  
                             
                                                                                                  
                             e.g. call option                                                                                   
                                                                                                                                
                                                                                                       
                        
                                                                                                                                


(d) Other dealings (including subscribing for new securities)
 Class of relevant security  Nature of dealing               Details  Price per unit (if applicable)  
                             
                                                                        
                             e.g. subscription, conversion                                            
                                                                                                      
                             
                                                                        
                                                                                                      


4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements
 Details of any indemnity or option arrangement, or any agreement or              
 understanding, formal or informal, relating to relevant securities which may     
 be an inducement to deal or refrain from dealing entered into by the person      
 making the disclosure and any party to the offer or any person acting in         
 concert with a party to the offer:                                               
 
                                                                                
 Irrevocable commitments and letters of intent should not be included. If there   
 are no such agreements, arrangements or understandings, state “none”             
                                                                                  
 
                                                                                
 None                                                                             
 
                                                                                
                                                                                  


(b) Agreements, arrangements or understandings relating to options or
derivatives
 Details of any agreement, arrangement or understanding, formal or informal,  
 between the person making the disclosure and any other person relating to:   
 
                                                                            
 (i) the voting rights of any relevant securities under any option; or        
 
                                                                            
 (ii) the voting rights or future acquisition or disposal of any relevant     
 securities to which any derivative is referenced:                            
 
                                                                            
 If there are no such agreements, arrangements or understandings, state       
 “none”                                                                       
                                                                              
 
                                                                            
 None                                                                         
 
                                                                            
                                                                              


(c) Attachments
 Is a Supplemental Form 8 (Open Positions) attached?         NO                                             
 Date of disclosure:                                         23 Sep 2021                                    
 Contact name:                                               Large Holdings Regulatory Operations           
 Telephone number:                                           020 3134 7213                                  


Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.

The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52496624&newsitemid=20210923005469&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=9a97af46289d5667d14b0f93a88bb24b)
.



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