REG-BARCLAYS PLC FORM 8.3 - BLUE PRISM GROUP PLC
24/09/2021 13:40
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FORM 8.3 - BLUE PRISM GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BLUE PRISM GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 23 September 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,531,941 1.58% 497,578 0.51%
(2) Cash-settled derivatives:
487,800 0.50% 1,525,204 1.57%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,019,741 2.08% 2,022,782 2.09%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 22 11.5054 GBP
1p ordinary Purchase 72 11.5102 GBP
1p ordinary Purchase 160 11.3984 GBP
1p ordinary Purchase 436 11.3985 GBP
1p ordinary Purchase 500 11.4900 GBP
1p ordinary Purchase 856 11.4908 GBP
1p ordinary Purchase 1,616 11.4994 GBP
1p ordinary Purchase 1,810 11.5000 GBP
1p ordinary Purchase 2,699 11.4951 GBP
1p ordinary Purchase 6,572 11.5046 GBP
1p ordinary Sale 16 11.5056 GBP
1p ordinary Sale 34 11.5011 GBP
1p ordinary Sale 114 11.4900 GBP
1p ordinary Sale 552 11.3905 GBP
1p ordinary Sale 2,029 11.5062 GBP
1p ordinary Sale 2,375 11.5008 GBP
1p ordinary Sale 4,749 11.5000 GBP
1p ordinary Sale 5,760 11.4814 GBP
1p ordinary Sale 20,172 11.4890 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 3 11.4997 GBP
1p ordinary SWAP Long 16 11.5053 GBP
1p ordinary SWAP Long 373 11.5160 GBP
1p ordinary SWAP Long 743 11.4757 GBP
1p ordinary SWAP Long 2,029 11.5062 GBP
1p ordinary SWAP Long 2,376 11.4765 GBP
1p ordinary SWAP Long 4,746 11.5000 GBP
1p ordinary SWAP Long 6,873 11.4810 GBP
1p ordinary SWAP Long 7,146 11.4826 GBP
1p ordinary SWAP Long 8,794 11.5001 GBP
1p ordinary SWAP Short 11 11.5245 GBP
1p ordinary SWAP Short 22 11.5052 GBP
1p ordinary SWAP Short 72 11.5102 GBP
1p ordinary SWAP Short 272 11.4914 GBP
1p ordinary SWAP Short 436 11.4901 GBP
1p ordinary SWAP Short 856 11.4908 GBP
1p ordinary SWAP Short 2,103 11.4750 GBP
1p ordinary SWAP Short 6,460 11.5118 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 24 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52497208&newsitemid=20210924005284&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=696c653d57e453e2043aaac1af06fe9d)
.
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