REG-BARCLAYS PLC Form 8.3 - BLUE PRISM GROUP PLC
28/09/2021 13:00
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Form 8.3 - BLUE PRISM GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BLUE PRISM GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 27 September 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 1,602,852 1.65% 390,940 0.40%
(2) Cash-settled derivatives:
368,962 0.38% 1,582,499 1.63%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,971,814 2.04% 1,973,439 2.04%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 6 11.8966 GBP
1p ordinary Purchase 16 11.8000 GBP
1p ordinary Purchase 23 11.7713 GBP
1p ordinary Purchase 53 11.8100 GBP
1p ordinary Purchase 57 11.8492 GBP
1p ordinary Purchase 225 11.8900 GBP
1p ordinary Purchase 481 11.8819 GBP
1p ordinary Purchase 561 11.8231 GBP
1p ordinary Purchase 838 11.9716 GBP
1p ordinary Purchase 1,122 11.8974 GBP
1p ordinary Purchase 2,375 11.8614 GBP
1p ordinary Purchase 2,601 11.8889 GBP
1p ordinary Purchase 4,268 11.8294 GBP
1p ordinary Purchase 9,605 11.9351 GBP
1p ordinary Purchase 16,933 11.8495 GBP
1p ordinary Purchase 27,884 11.8209 GBP
1p ordinary Purchase 50,000 11.9559 GBP
1p ordinary Sale 148 11.9007 GBP
1p ordinary Sale 250 11.7400 GBP
1p ordinary Sale 311 11.8905 GBP
1p ordinary Sale 1,086 11.8417 GBP
1p ordinary Sale 2,499 11.8747 GBP
1p ordinary Sale 2,739 11.8737 GBP
1p ordinary Sale 5,650 11.8130 GBP
1p ordinary Sale 7,281 11.8900 GBP
1p ordinary Sale 15,442 11.8355 GBP
1p ordinary Sale 58,560 11.8154 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 12 11.8500 GBP
1p ordinary SWAP Long 148 11.9007 GBP
1p ordinary SWAP Long 398 11.8899 GBP
1p ordinary SWAP Long 1,308 11.9041 GBP
1p ordinary CFD Long 1,439 11.8684 GBP
1p ordinary SWAP Long 2,499 11.8747 GBP
1p ordinary SWAP Long 11,283 11.8900 GBP
1p ordinary SWAP Long 13,736 11.8274 GBP
1p ordinary SWAP Long 14,118 11.8292 GBP
1p ordinary SWAP Long 17,748 11.7780 GBP
1p ordinary SWAP Long 28,342 11.8209 GBP
1p ordinary SWAP Short 6 11.8966 GBP
1p ordinary SWAP Short 16 11.8002 GBP
1p ordinary SWAP Short 23 11.7711 GBP
1p ordinary SWAP Short 53 11.8100 GBP
1p ordinary SWAP Short 57 11.8493 GBP
1p ordinary SWAP Short 481 11.8820 GBP
1p ordinary CFD Short 838 11.9716 GBP
1p ordinary CFD Short 1,122 11.8974 GBP
1p ordinary SWAP Short 1,581 11.7998 GBP
1p ordinary CFD Short 2,601 11.8889 GBP
1p ordinary SWAP Short 3,817 11.8242 GBP
1p ordinary SWAP Short 4,921 11.8587 GBP
1p ordinary CFD Short 9,605 11.9351 GBP
1p ordinary SWAP Short 10,882 11.8536 GBP
1p ordinary SWAP Short 27,884 11.8209 GBP
1p ordinary SWAP Short 50,000 11.9560 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 28 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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