REG-BARCLAYS PLC FORM 8.3 - BLUE PRISM GROUP PLC
05/10/2021 11:20
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FORM 8.3 - BLUE PRISM GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose BLUE PRISM GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 October 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,085,509 2.15% 311,301 0.32%
(2) Cash-settled derivatives:
303,056 0.31% 1,978,319 2.04%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
(4)
TOTAL: 2,388,565 2.47% 2,289,620 2.36%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
1p ordinary Purchase 53 11.4824 GBP
1p ordinary Purchase 212 11.4400 GBP
1p ordinary Purchase 221 11.4550 GBP
1p ordinary Purchase 230 11.4700 GBP
1p ordinary Purchase 239 11.4500 GBP
1p ordinary Purchase 472 11.4800 GBP
1p ordinary Purchase 640 11.4411 GBP
1p ordinary Purchase 661 11.4200 GBP
1p ordinary Purchase 992 11.4470 GBP
1p ordinary Purchase 1,059 11.4465 GBP
1p ordinary Purchase 1,154 11.4970 GBP
1p ordinary Purchase 1,664 11.4865 GBP
1p ordinary Purchase 2,223 11.4437 GBP
1p ordinary Purchase 4,836 11.4749 GBP
1p ordinary Purchase 8,367 11.4697 GBP
1p ordinary Purchase 8,374 11.4447 GBP
1p ordinary Purchase 9,692 11.4892 GBP
1p ordinary Purchase 20,188 11.4679 GBP
1p ordinary Purchase 20,908 11.4688 GBP
1p ordinary Sale 125 11.4911 GBP
1p ordinary Sale 175 11.4686 GBP
1p ordinary Sale 212 11.4400 GBP
1p ordinary Sale 221 11.4550 GBP
1p ordinary Sale 239 11.4500 GBP
1p ordinary Sale 472 11.4800 GBP
1p ordinary Sale 661 11.4200 GBP
1p ordinary Sale 881 11.4692 GBP
1p ordinary Sale 1,039 11.4924 GBP
1p ordinary Sale 1,272 11.4705 GBP
1p ordinary Sale 2,832 11.4818 GBP
1p ordinary Sale 7,000 11.4447 GBP
1p ordinary Sale 9,279 11.4612 GBP
1p ordinary Sale 11,968 11.4721 GBP
1p ordinary Sale 22,000 11.4700 GBP
1p ordinary Sale 25,109 11.4677 GBP
1p ordinary Sale 56,012 11.4482 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
1p ordinary SWAP Long 148 11.4627 GBP
1p ordinary CFD Long 3,738 11.4226 GBP
1p ordinary SWAP Long 4,372 11.4736 GBP
1p ordinary SWAP Long 6,134 11.4816 GBP
1p ordinary SWAP Long 8,445 11.4501 GBP
1p ordinary SWAP Long 11,968 11.4721 GBP
1p ordinary SWAP Long 14,413 11.4483 GBP
1p ordinary CFD Long 20,082 11.4700 GBP
1p ordinary SWAP Long 32,561 11.4478 GBP
1p ordinary SWAP Short 555 11.4723 GBP
1p ordinary SWAP Short 1,154 11.4970 GBP
1p ordinary SWAP Short 1,618 11.4691 GBP
1p ordinary CFD Short 3,088 11.4967 GBP
1p ordinary SWAP Short 4,165 11.4448 GBP
1p ordinary SWAP Short 16,355 11.4707 GBP
1p ordinary SWAP Short 17,746 11.4715 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
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