REG-BARCLAYS PLC Form 8.3 - CLINIGEN GROUP PLC
03/12/2021 12:35
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Form 8.3 - CLINIGEN GROUP PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose CLINIGEN GROUP PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 02 December 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 0.1p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 355,093 0.27% 1,313,228 0.98%
(2) Cash-settled derivatives:
1,243,705 0.93% 275,865 0.21%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,598,798 1.20% 1,589,093 1.19%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
0.1p ordinary Purchase 50 7.3650 GBP
0.1p ordinary Purchase 88 7.6700 GBP
0.1p ordinary Purchase 91 7.0454 GBP
0.1p ordinary Purchase 140 7.5300 GBP
0.1p ordinary Purchase 148 7.5250 GBP
0.1p ordinary Purchase 156 6.4450 GBP
0.1p ordinary Purchase 198 6.4425 GBP
0.1p ordinary Purchase 200 6.4375 GBP
0.1p ordinary Purchase 209 7.3700 GBP
0.1p ordinary Purchase 231 6.4100 GBP
0.1p ordinary Purchase 259 7.4750 GBP
0.1p ordinary Purchase 272 7.4800 GBP
0.1p ordinary Purchase 282 7.4225 GBP
0.1p ordinary Purchase 291 7.6300 GBP
0.1p ordinary Purchase 294 7.4300 GBP
0.1p ordinary Purchase 301 7.4600 GBP
0.1p ordinary Purchase 304 6.4500 GBP
0.1p ordinary Purchase 309 7.6400 GBP
0.1p ordinary Purchase 316 7.7900 GBP
0.1p ordinary Purchase 316 7.5825 GBP
0.1p ordinary Purchase 332 7.3600 GBP
0.1p ordinary Purchase 349 6.4300 GBP
0.1p ordinary Purchase 370 7.4500 GBP
0.1p ordinary Purchase 393 6.5960 GBP
0.1p ordinary Purchase 421 7.4555 GBP
0.1p ordinary Purchase 428 7.4900 GBP
0.1p ordinary Purchase 471 7.7912 GBP
0.1p ordinary Purchase 597 7.4400 GBP
0.1p ordinary Purchase 691 7.5050 GBP
0.1p ordinary Purchase 794 7.3550 GBP
0.1p ordinary Purchase 870 7.4050 GBP
0.1p ordinary Purchase 995 7.0880 GBP
0.1p ordinary Purchase 1,177 7.4250 GBP
0.1p ordinary Purchase 1,218 7.4150 GBP
0.1p ordinary Purchase 1,244 7.5150 GBP
0.1p ordinary Purchase 1,282 7.4200 GBP
0.1p ordinary Purchase 1,293 7.4279 GBP
0.1p ordinary Purchase 1,372 7.5100 GBP
0.1p ordinary Purchase 1,372 7.4335 GBP
0.1p ordinary Purchase 1,509 7.3758 GBP
0.1p ordinary Purchase 1,621 7.4100 GBP
0.1p ordinary Purchase 1,715 6.6205 GBP
0.1p ordinary Purchase 2,112 7.4000 GBP
0.1p ordinary Purchase 2,449 7.5000 GBP
0.1p ordinary Purchase 3,090 7.3505 GBP
0.1p ordinary Purchase 3,517 6.5559 GBP
0.1p ordinary Purchase 4,390 7.3677 GBP
0.1p ordinary Purchase 5,610 7.1824 GBP
0.1p ordinary Purchase 6,842 7.6335 GBP
0.1p ordinary Purchase 9,185 7.4139 GBP
0.1p ordinary Purchase 9,818 7.5390 GBP
0.1p ordinary Purchase 11,826 7.1327 GBP
0.1p ordinary Purchase 12,285 7.4934 GBP
0.1p ordinary Purchase 12,346 7.4863 GBP
0.1p ordinary Purchase 13,425 6.3950 GBP
0.1p ordinary Purchase 14,353 7.1831 GBP
0.1p ordinary Purchase 14,567 6.4145 GBP
0.1p ordinary Purchase 14,600 7.7081 GBP
0.1p ordinary Purchase 16,551 7.6183 GBP
0.1p ordinary Purchase 18,063 7.4994 GBP
0.1p ordinary Purchase 18,080 7.4705 GBP
0.1p ordinary Purchase 26,469 7.1666 GBP
0.1p ordinary Purchase 28,032 7.4843 GBP
0.1p ordinary Purchase 30,862 7.3379 GBP
0.1p ordinary Purchase 33,935 7.5968 GBP
0.1p ordinary Purchase 37,389 7.4543 GBP
0.1p ordinary Purchase 40,562 6.9305 GBP
0.1p ordinary Purchase 48,865 7.5180 GBP
0.1p ordinary Purchase 50,462 7.3992 GBP
0.1p ordinary Purchase 51,513 7.7850 GBP
0.1p ordinary Purchase 53,624 7.5487 GBP
0.1p ordinary Purchase 71,475 7.5231 GBP
0.1p ordinary Purchase 74,779 7.4115 GBP
0.1p ordinary Purchase 146,764 7.6050 GBP
0.1p ordinary Purchase 178,136 7.3999 GBP
0.1p ordinary Purchase 198,662 6.5454 GBP
0.1p ordinary Sale 36 7.7842 GBP
0.1p ordinary Sale 50 7.3650 GBP
0.1p ordinary Sale 88 7.6700 GBP
0.1p ordinary Sale 140 7.5300 GBP
0.1p ordinary Sale 148 7.5250 GBP
0.1p ordinary Sale 156 6.4450 GBP
0.1p ordinary Sale 198 6.4425 GBP
0.1p ordinary Sale 200 6.4375 GBP
0.1p ordinary Sale 209 7.3700 GBP
0.1p ordinary Sale 231 6.4100 GBP
0.1p ordinary Sale 259 7.4750 GBP
0.1p ordinary Sale 272 7.4800 GBP
0.1p ordinary Sale 282 7.4225 GBP
0.1p ordinary Sale 291 7.6300 GBP
0.1p ordinary Sale 294 7.4300 GBP
0.1p ordinary Sale 301 7.4600 GBP
0.1p ordinary Sale 304 6.4500 GBP
0.1p ordinary Sale 309 7.6400 GBP
0.1p ordinary Sale 316 7.7900 GBP
0.1p ordinary Sale 316 7.5825 GBP
0.1p ordinary Sale 332 7.3600 GBP
0.1p ordinary Sale 349 6.4300 GBP
0.1p ordinary Sale 370 7.4500 GBP
0.1p ordinary Sale 428 7.4900 GBP
0.1p ordinary Sale 597 7.4400 GBP
0.1p ordinary Sale 691 7.5050 GBP
0.1p ordinary Sale 794 7.3550 GBP
0.1p ordinary Sale 870 7.4050 GBP
0.1p ordinary Sale 1,177 7.4250 GBP
0.1p ordinary Sale 1,218 7.4150 GBP
0.1p ordinary Sale 1,244 7.5150 GBP
0.1p ordinary Sale 1,282 7.4200 GBP
0.1p ordinary Sale 1,372 7.5100 GBP
0.1p ordinary Sale 1,621 7.4100 GBP
0.1p ordinary Sale 1,631 7.4866 GBP
0.1p ordinary Sale 2,112 7.4000 GBP
0.1p ordinary Sale 4,741 7.5000 GBP
0.1p ordinary Sale 8,675 7.4062 GBP
0.1p ordinary Sale 10,690 7.4598 GBP
0.1p ordinary Sale 10,758 6.7760 GBP
0.1p ordinary Sale 12,288 7.4753 GBP
0.1p ordinary Sale 14,150 7.4747 GBP
0.1p ordinary Sale 14,600 7.3123 GBP
0.1p ordinary Sale 20,870 7.2719 GBP
0.1p ordinary Sale 22,027 7.7853 GBP
0.1p ordinary Sale 22,398 6.9534 GBP
0.1p ordinary Sale 35,970 7.7850 GBP
0.1p ordinary Sale 80,972 7.7866 GBP
0.1p ordinary Sale 90,528 7.0225 GBP
0.1p ordinary Sale 95,848 7.4146 GBP
0.1p ordinary Sale 197,962 7.1926 GBP
0.1p ordinary Sale 279,806 7.3523 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
0.1p ordinary SWAP Long 36 7.7842 GBP
0.1p ordinary CFD Long 885 7.7850 GBP
0.1p ordinary CFD Long 2,167 7.7164 GBP
0.1p ordinary SWAP Long 4,046 7.7849 GBP
0.1p ordinary SWAP Long 16,091 7.2703 GBP
0.1p ordinary CFD Long 20,539 7.7843 GBP
0.1p ordinary SWAP Long 32,091 7.0661 GBP
0.1p ordinary SWAP Long 44,036 7.0639 GBP
0.1p ordinary SWAP Long 57,120 7.0266 GBP
0.1p ordinary SWAP Long 62,879 7.3129 GBP
0.1p ordinary SWAP Long 70,391 6.9221 GBP
0.1p ordinary SWAP Long 279,806 7.3523 GBP
0.1p ordinary SWAP Short 91 7.0456 GBP
0.1p ordinary SWAP Short 184 7.8950 GBP
0.1p ordinary SWAP Short 228 7.0874 GBP
0.1p ordinary SWAP Short 421 7.4556 GBP
0.1p ordinary CFD Short 471 7.7912 GBP
0.1p ordinary SWAP Short 995 7.0880 GBP
0.1p ordinary CFD Short 1,260 6.4758 GBP
0.1p ordinary SWAP Short 3,090 7.3505 GBP
0.1p ordinary SWAP Short 4,390 7.3677 GBP
0.1p ordinary SWAP Short 5,610 7.1824 GBP
0.1p ordinary SWAP Short 11,826 7.1327 GBP
0.1p ordinary SWAP Short 12,285 7.4934 GBP
0.1p ordinary SWAP Short 14,353 7.1831 GBP
0.1p ordinary SWAP Short 16,551 7.6183 GBP
0.1p ordinary SWAP Short 17,835 7.5047 GBP
0.1p ordinary SWAP Short 23,778 7.5185 GBP
0.1p ordinary SWAP Short 28,032 7.4843 GBP
0.1p ordinary SWAP Short 32,844 7.2303 GBP
0.1p ordinary SWAP Short 33,935 7.5968 GBP
0.1p ordinary CFD Short 35,997 7.7850 GBP
0.1p ordinary SWAP Short 37,389 7.4543 GBP
0.1p ordinary SWAP Short 40,562 6.9305 GBP
0.1p ordinary SWAP Short 47,012 7.5563 GBP
0.1p ordinary SWAP Short 50,462 7.3992 GBP
0.1p ordinary SWAP Short 71,475 7.5231 GBP
0.1p ordinary SWAP Short 74,779 7.4115 GBP
0.1p ordinary SWAP Short 82,876 7.3737 GBP
0.1p ordinary SWAP Short 198,662 6.5454 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 3 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52544659&newsitemid=20211203005258&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=416ffa75436ce64a248c3438c4cb8d92)
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