REG-BARCLAYS PLC FORM 8.3 - DAILY MAIL & GENERAL TRUST PLC - AMENDMENT
15/12/2021 13:25
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FORM 8.3 - DAILY MAIL & GENERAL TRUST PLC - AMENDMENT
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 13 December 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,509,784 2.61% 14,335 0.01%
(2) Cash-settled derivatives:
4,990 0.00% 4,335,229 2.06%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 5,514,774 2.62% 4,349,564 2.06%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 253 10.6200 GBP
12.5p A Non-Voting Purchase 378 10.6797 GBP
12.5p A Non-Voting Purchase 383 10.7000 GBP
12.5p A Non-Voting Purchase 506 10.6984 GBP
12.5p A Non-Voting Purchase 678 10.6000 GBP
12.5p A Non-Voting Purchase 2,122 10.6653 GBP
12.5p A Non-Voting Purchase 3,477 10.6522 GBP
12.5p A Non-Voting Purchase 19,011 10.6397 GBP
12.5p A Non-Voting Purchase 33,000 10.6474 GBP
12.5p A Non-Voting Purchase 35,770 10.7259 GBP
12.5p A Non-Voting Purchase 202,407 10.5000 GBP
12.5p A Non-Voting Sale 95 10.5320 GBP
12.5p A Non-Voting Sale 123 10.6600 GBP
12.5p A Non-Voting Sale 253 10.6205 GBP
12.5p A Non-Voting Sale 575 10.7200 GBP
12.5p A Non-Voting Sale 678 10.6000 GBP
12.5p A Non-Voting Sale 2,122 10.6663 GBP
12.5p A Non-Voting Sale 4,010 10.6571 GBP
12.5p A Non-Voting Sale 5,000 10.5000 GBP
12.5p A Non-Voting Sale 19,750 10.5996 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting SWAP Long 78 10.5820 GBP
12.5p A Non-Voting SWAP Long 86 10.5893 GBP
12.5p A Non-Voting SWAP Long 587 10.6859 GBP
12.5p A Non-Voting SWAP Long 19,750 10.5994 GBP
12.5p A Non-Voting SWAP Short 570 10.7150 GBP
12.5p A Non-Voting SWAP Short 861 10.5556 GBP
12.5p A Non-Voting CFD Short 1,744 10.7246 GBP
12.5p A Non-Voting SWAP Short 1,786 10.6580 GBP
12.5p A Non-Voting CFD Short 2,782 10.5008 GBP
12.5p A Non-Voting SWAP Short 12,535 10.6642 GBP
12.5p A Non-Voting SWAP Short 33,000 10.6474 GBP
12.5p A Non-Voting SWAP Short 202,407 10.5000 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 15 Dec 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52551096&newsitemid=20211215005518&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=58c73d575b2da4563ab3b991cd7bc8cb)
.
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