REG-BARCLAYS PLC Form 8.3 - Daily Mail & General Trust plc
14/07/2021 13:10
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Form 8.3 - Daily Mail & General Trust plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 13 July 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,468,388 1.18% 147,587 0.07%
(2) Cash-settled derivatives:
138,105 0.07% 547,371 0.26%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,606,493 1.25% 694,958 0.33%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 31 11.1402 GBP
12.5p A Non-Voting Purchase 74 11.0900 GBP
12.5p A Non-Voting Purchase 117 11.1274 GBP
12.5p A Non-Voting Purchase 147 11.1364 GBP
12.5p A Non-Voting Purchase 188 11.1300 GBP
12.5p A Non-Voting Purchase 230 11.0806 GBP
12.5p A Non-Voting Purchase 308 11.1153 GBP
12.5p A Non-Voting Purchase 322 11.1400 GBP
12.5p A Non-Voting Purchase 366 11.1557 GBP
12.5p A Non-Voting Purchase 370 11.1023 GBP
12.5p A Non-Voting Purchase 382 11.1988 GBP
12.5p A Non-Voting Purchase 413 11.0600 GBP
12.5p A Non-Voting Purchase 462 11.1702 GBP
12.5p A Non-Voting Purchase 701 11.1898 GBP
12.5p A Non-Voting Purchase 749 11.2000 GBP
12.5p A Non-Voting Purchase 1,364 11.0913 GBP
12.5p A Non-Voting Purchase 1,414 11.1177 GBP
12.5p A Non-Voting Purchase 1,449 11.1494 GBP
12.5p A Non-Voting Purchase 1,655 11.1452 GBP
12.5p A Non-Voting Purchase 1,706 11.1133 GBP
12.5p A Non-Voting Purchase 2,174 11.0793 GBP
12.5p A Non-Voting Purchase 2,598 11.1636 GBP
12.5p A Non-Voting Purchase 2,961 11.1638 GBP
12.5p A Non-Voting Purchase 3,854 11.0760 GBP
12.5p A Non-Voting Purchase 5,000 11.1880 GBP
12.5p A Non-Voting Purchase 7,433 11.0668 GBP
12.5p A Non-Voting Purchase 9,970 11.0609 GBP
12.5p A Non-Voting Purchase 10,868 11.0836 GBP
12.5p A Non-Voting Purchase 12,990 11.0935 GBP
12.5p A Non-Voting Purchase 36,676 11.0517 GBP
12.5p A Non-Voting Sale 141 11.1800 GBP
12.5p A Non-Voting Sale 294 11.1100 GBP
12.5p A Non-Voting Sale 412 11.0241 GBP
12.5p A Non-Voting Sale 441 11.1133 GBP
12.5p A Non-Voting Sale 582 11.0551 GBP
12.5p A Non-Voting Sale 655 11.2000 GBP
12.5p A Non-Voting Sale 693 11.1248 GBP
12.5p A Non-Voting Sale 1,053 11.1277 GBP
12.5p A Non-Voting Sale 1,218 11.1321 GBP
12.5p A Non-Voting Sale 1,242 11.1305 GBP
12.5p A Non-Voting Sale 1,767 11.1275 GBP
12.5p A Non-Voting Sale 3,933 11.1797 GBP
12.5p A Non-Voting Sale 4,999 11.1000 GBP
12.5p A Non-Voting Sale 6,067 11.1604 GBP
12.5p A Non-Voting Sale 6,380 11.0659 GBP
12.5p A Non-Voting Sale 10,723 11.1593 GBP
12.5p A Non-Voting Sale 18,000 11.1458 GBP
12.5p A Non-Voting Sale 18,603 11.1129 GBP
12.5p A Non-Voting Sale 40,000 11.1421 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting SWAP Long 412 11.0241 GBP
12.5p A Non-Voting SWAP Long 500 11.1388 GBP
12.5p A Non-Voting SWAP Long 582 11.0551 GBP
12.5p A Non-Voting CFD Long 872 11.0870 GBP
12.5p A Non-Voting CFD Long 1,869 11.0778 GBP
12.5p A Non-Voting CFD Long 1,999 11.0989 GBP
12.5p A Non-Voting CFD Long 3,000 11.0990 GBP
12.5p A Non-Voting SWAP Long 3,933 11.1797 GBP
12.5p A Non-Voting SWAP Long 6,067 11.1604 GBP
12.5p A Non-Voting SWAP Long 7,978 11.1337 GBP
12.5p A Non-Voting SWAP Long 8,971 11.1614 GBP
12.5p A Non-Voting SWAP Long 40,000 11.1420 GBP
12.5p A Non-Voting SWAP Short 31 11.1402 GBP
12.5p A Non-Voting SWAP Short 106 10.9408 GBP
12.5p A Non-Voting SWAP Short 147 11.1364 GBP
12.5p A Non-Voting SWAP Short 184 11.1504 GBP
12.5p A Non-Voting SWAP Short 308 11.1153 GBP
12.5p A Non-Voting SWAP Short 441 11.1461 GBP
12.5p A Non-Voting SWAP Short 462 11.1702 GBP
12.5p A Non-Voting CFD Short 749 11.2010 GBP
12.5p A Non-Voting SWAP Short 1,114 11.1218 GBP
12.5p A Non-Voting SWAP Short 1,364 11.0913 GBP
12.5p A Non-Voting SWAP Short 1,414 11.1177 GBP
12.5p A Non-Voting SWAP Short 1,655 11.1452 GBP
12.5p A Non-Voting SWAP Short 2,500 11.2011 GBP
12.5p A Non-Voting SWAP Short 2,961 11.1638 GBP
12.5p A Non-Voting SWAP Short 4,515 11.0601 GBP
12.5p A Non-Voting SWAP Short 7,931 11.0619 GBP
12.5p A Non-Voting CFD Short 10,677 11.0009 GBP
12.5p A Non-Voting CFD Short 24,716 11.0494 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 14 Jul 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52459884&newsitemid=20210714005553&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=0430f10c1540d216c7c79d1eb7a88e34)
.
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