REG-BARCLAYS PLC Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
05/08/2021 12:15
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20210805:nBw5G1HbYa&default-theme=true
Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 August 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,636,560 1.26% 220,784 0.11%
(2) Cash-settled derivatives:
213,967 0.10% 764,988 0.37%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,850,527 1.37% 985,772 0.47%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 43 10.6800 GBP
12.5p A Non-Voting Purchase 148 10.7598 GBP
12.5p A Non-Voting Purchase 374 10.6755 GBP
12.5p A Non-Voting Purchase 534 10.6461 GBP
12.5p A Non-Voting Purchase 999 10.7000 GBP
12.5p A Non-Voting Purchase 3,223 10.6357 GBP
12.5p A Non-Voting Purchase 4,401 10.6930 GBP
12.5p A Non-Voting Purchase 6,711 10.7400 GBP
12.5p A Non-Voting Purchase 6,986 10.7006 GBP
12.5p A Non-Voting Purchase 8,256 10.6936 GBP
12.5p A Non-Voting Purchase 24,128 10.6917 GBP
12.5p A Non-Voting Sale 3 10.7000 GBP
12.5p A Non-Voting Sale 75 10.6632 GBP
12.5p A Non-Voting Sale 95 10.6798 GBP
12.5p A Non-Voting Sale 95 10.6799 GBP
12.5p A Non-Voting Sale 106 10.6409 GBP
12.5p A Non-Voting Sale 148 10.7600 GBP
12.5p A Non-Voting Sale 194 10.6619 GBP
12.5p A Non-Voting Sale 310 10.6211 GBP
12.5p A Non-Voting Sale 407 10.6400 GBP
12.5p A Non-Voting Sale 921 10.6600 GBP
12.5p A Non-Voting Sale 1,771 10.6418 GBP
12.5p A Non-Voting Sale 2,000 10.7191 GBP
12.5p A Non-Voting Sale 2,449 10.6385 GBP
12.5p A Non-Voting Sale 3,016 10.6611 GBP
12.5p A Non-Voting Sale 7,613 10.6563 GBP
12.5p A Non-Voting Sale 42,297 10.6524 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting SWAP Long 21 10.6957 GBP
12.5p A Non-Voting SWAP Long 95 10.6798 GBP
12.5p A Non-Voting SWAP Long 95 10.6799 GBP
12.5p A Non-Voting CFD Long 1,269 10.6791 GBP
12.5p A Non-Voting SWAP Long 2,000 10.7191 GBP
12.5p A Non-Voting SWAP Long 2,154 10.6460 GBP
12.5p A Non-Voting SWAP Long 22,500 10.6381 GBP
12.5p A Non-Voting SWAP Long 42,297 10.6524 GBP
12.5p A Non-Voting SWAP Short 87 10.7094 GBP
12.5p A Non-Voting CFD Short 999 10.7009 GBP
12.5p A Non-Voting SWAP Short 1,494 10.6767 GBP
12.5p A Non-Voting SWAP Short 1,899 10.6800 GBP
12.5p A Non-Voting CFD Short 3,223 10.6357 GBP
12.5p A Non-Voting SWAP Short 4,401 10.6930 GBP
12.5p A Non-Voting SWAP Short 6,356 10.7000 GBP
12.5p A Non-Voting SWAP Short 6,357 10.6976 GBP
12.5p A Non-Voting CFD Short 24,128 10.6917 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Aug 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52469928&newsitemid=20210805005584&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=3a30b8802db82d5ffd19b58bb1197ef9)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20210805005584/en/
(https://www.businesswire.com/news/home/20210805005584/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC Unite Group PLC - Form 8.3 - UNITE GROUP PLC, THE Replacement
AnnouncementREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC Replacement
AnnouncementREG - Barclays PLC NCC Group PLC - Form 8.3 NCC GROUP PLC Replacement
AnnouncementREG - Barclays PLC Dowlais Group PLC - Form 8.5 EPT/Non RI DOWLAIS GROUP PLC Replacement
AnnouncementREG - Barclays PLC Bakkavor Group PLC - Form 8.3 BAKKAVOR GROUP PLC Replacement
Announcement