REG-BARCLAYS PLC Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
17/09/2021 14:05
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Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 16 September 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,641,958 1.27% 166,710 0.08%
(2) Cash-settled derivatives:
157,309 0.08% 815,826 0.39%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 2,799,267 1.34% 982,536 0.47%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 40 11.1400 GBP
12.5p A Non-Voting Purchase 60 11.1200 GBP
12.5p A Non-Voting Purchase 74 11.1000 GBP
12.5p A Non-Voting Purchase 76 11.1142 GBP
12.5p A Non-Voting Purchase 98 11.0800 GBP
12.5p A Non-Voting Purchase 566 11.0899 GBP
12.5p A Non-Voting Purchase 592 11.1354 GBP
12.5p A Non-Voting Purchase 824 11.0952 GBP
12.5p A Non-Voting Purchase 911 11.0700 GBP
12.5p A Non-Voting Purchase 995 11.1446 GBP
12.5p A Non-Voting Purchase 1,265 11.1147 GBP
12.5p A Non-Voting Purchase 11,220 11.0637 GBP
12.5p A Non-Voting Sale 10 11.0600 GBP
12.5p A Non-Voting Sale 114 11.0984 GBP
12.5p A Non-Voting Sale 316 11.0946 GBP
12.5p A Non-Voting Sale 348 11.0362 GBP
12.5p A Non-Voting Sale 510 11.1000 GBP
12.5p A Non-Voting Sale 2,634 11.1095 GBP
12.5p A Non-Voting Sale 3,204 11.1200 GBP
12.5p A Non-Voting Sale 4,438 11.0741 GBP
12.5p A Non-Voting Sale 6,009 11.0378 GBP
12.5p A Non-Voting Sale 10,299 11.0793 GBP
12.5p A Non-Voting Sale 71,030 11.0400 GBP
(b) Cash-settled derivative transactions
Class of relevant security Product description Nature of dealing Number of reference securities Price per unit
e.g. CFD e.g. opening/closing a long/short position, increasing/reducing a long/short
position
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting CFD Long 400 11.0933 GBP
12.5p A Non-Voting SWAP Long 1,107 11.0999 GBP
12.5p A Non-Voting SWAP Long 2,634 11.1095 GBP
12.5p A Non-Voting CFD Long 2,758 11.1191 GBP
12.5p A Non-Voting SWAP Long 6,009 11.0378 GBP
12.5p A Non-Voting CFD Long 71,016 11.0400 GBP
12.5p A Non-Voting SWAP Short 425 11.0680 GBP
12.5p A Non-Voting SWAP Short 460 11.1000 GBP
12.5p A Non-Voting SWAP Short 924 11.0809 GBP
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 17 Sep 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52493637&newsitemid=20210917005303&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=3b084e6e3dac71e05552ab4315ba6523)
.
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