REG-BARCLAYS PLC Form 8.3 - Daily Mail & General Trust plc
21/10/2021 11:25
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211021:nBwc254zja&default-theme=true
Form 8.3 - Daily Mail & General Trust plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 20 October 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,280,817 2.53% 137,692 0.07%
(2) Cash-settled derivatives:
132,200 0.06% 3,422,024 1.64%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 5,413,017 2.60% 3,559,716 1.71%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 125 10.4400 GBP
12.5p A Non-Voting Purchase 239 10.4489 GBP
12.5p A Non-Voting Purchase 253 10.4315 GBP
12.5p A Non-Voting Purchase 267 10.4800 GBP
12.5p A Non-Voting Purchase 315 10.4900 GBP
12.5p A Non-Voting Purchase 595 10.3817 GBP
12.5p A Non-Voting Purchase 867 10.4339 GBP
12.5p A Non-Voting Purchase 1,617 10.4300 GBP
12.5p A Non-Voting Purchase 2,804 10.3803 GBP
12.5p A Non-Voting Purchase 3,000 10.4917 GBP
12.5p A Non-Voting Purchase 6,239 10.4434 GBP
12.5p A Non-Voting Purchase 8,904 10.4988 GBP
12.5p A Non-Voting Purchase 13,176 10.4446 GBP
12.5p A Non-Voting Purchase 15,048 10.4333 GBP
12.5p A Non-Voting Purchase 18,281 10.4611 GBP
12.5p A Non-Voting Purchase 69,733 10.3014 GBP
12.5p A Non-Voting Purchase 2,628,813 10.5000 GBP
12.5p A Non-Voting Sale 251 10.4900 GBP
12.5p A Non-Voting Sale 363 10.4400 GBP
12.5p A Non-Voting Sale 858 10.4728 GBP
12.5p A Non-Voting Sale 920 10.4307 GBP
12.5p A Non-Voting Sale 955 10.4639 GBP
12.5p A Non-Voting Sale 976 10.3696 GBP
12.5p A Non-Voting Sale 2,965 10.4238 GBP
12.5p A Non-Voting Sale 3,216 10.4488 GBP
12.5p A Non-Voting Sale 3,539 10.4512 GBP
12.5p A Non-Voting Sale 4,659 10.5000 GBP
12.5p A Non-Voting Sale 8,170 10.4223 GBP
12.5p A Non-Voting Sale 8,337 10.4993 GBP
12.5p A Non-Voting Sale 11,894 10.4352 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting SWAP Long 920 10.4307 GBP
12.5p A Non-Voting SWAP Short 274 10.4057 GBP
12.5p A Non-Voting CFD Short 595 10.3817 GBP
12.5p A Non-Voting SWAP Short 624 10.4335 GBP
12.5p A Non-Voting SWAP Short 1,382 10.4139 GBP
12.5p A Non-Voting SWAP Short 1,451 10.4590 GBP
12.5p A Non-Voting CFD Short 1,492 10.4915 GBP
12.5p A Non-Voting CFD Short 2,181 10.4180 GBP
12.5p A Non-Voting SWAP Short 3,000 10.4917 GBP
12.5p A Non-Voting SWAP Short 7,358 10.4622 GBP
12.5p A Non-Voting SWAP Short 8,873 10.4511 GBP
12.5p A Non-Voting SWAP Short 69,733 10.3014 GBP
12.5p A Non-Voting SWAP Short 2,630,862 10.5000 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 21 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52513292&newsitemid=20211021005501&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=a9fb0aa445d505f3235514769039bc9b)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211021005501/en/
(https://www.businesswire.com/news/home/20211021005501/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC BRCK Group PLC - Form 8.5 EPT/Non RI BRCK GROUP PLC
AnnouncementREG - Barclays PLC CAB Payments Hldgs - Form 8.5 EPT/Non RI CAB PAYMENTS HOLDINGS PLC
AnnouncementREG - Barclays PLC Picton Property Inc. - Form 8.5 EPT/Non RI PICTON PROPERTY INCOME LIMITED
AnnouncementREG - Barclays PLC Senior PLC - Form 8.5 EPT/Non RI SENIOR PLC
AnnouncementREG - Barclays PLC Schroders PLC - Form 8.5 EPT/Non RI SCHRODERS PLC
Announcement