REG-BARCLAYS PLC Form 8.3 - Daily Mail & General Trust plc
26/10/2021 13:35
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Form 8.3 - Daily Mail & General Trust plc
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 25 October 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,366,288 2.57% 121,134 0.06%
(2) Cash-settled derivatives:
118,200 0.06% 3,509,212 1.68%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 5,484,488 2.63% 3,630,346 1.74%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 67 10.5600 GBP
12.5p A Non-Voting Purchase 124 10.5746 GBP
12.5p A Non-Voting Purchase 160 10.5417 GBP
12.5p A Non-Voting Purchase 261 10.4400 GBP
12.5p A Non-Voting Purchase 522 10.4900 GBP
12.5p A Non-Voting Purchase 535 10.5348 GBP
12.5p A Non-Voting Purchase 653 10.5159 GBP
12.5p A Non-Voting Purchase 695 10.5386 GBP
12.5p A Non-Voting Purchase 1,011 10.5050 GBP
12.5p A Non-Voting Purchase 1,877 10.5249 GBP
12.5p A Non-Voting Purchase 2,364 10.4959 GBP
12.5p A Non-Voting Purchase 2,484 10.5800 GBP
12.5p A Non-Voting Purchase 2,619 10.4974 GBP
12.5p A Non-Voting Purchase 5,315 10.5198 GBP
12.5p A Non-Voting Purchase 6,000 10.5266 GBP
12.5p A Non-Voting Purchase 6,199 10.5205 GBP
12.5p A Non-Voting Purchase 76,057 10.5200 GBP
12.5p A Non-Voting Sale 184 10.5000 GBP
12.5p A Non-Voting Sale 649 10.4836 GBP
12.5p A Non-Voting Sale 1,140 10.4526 GBP
12.5p A Non-Voting Sale 1,719 10.4735 GBP
12.5p A Non-Voting Sale 1,860 10.4600 GBP
12.5p A Non-Voting Sale 2,657 10.4786 GBP
12.5p A Non-Voting Sale 4,114 10.5150 GBP
12.5p A Non-Voting Sale 4,469 10.5289 GBP
12.5p A Non-Voting Sale 4,768 10.5387 GBP
12.5p A Non-Voting Sale 6,777 10.5063 GBP
12.5p A Non-Voting Sale 24,696 10.5694 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting SWAP Long 268 10.5399 GBP
12.5p A Non-Voting CFD Long 736 10.5284 GBP
12.5p A Non-Voting CFD Long 917 10.4111 GBP
12.5p A Non-Voting CFD Long 930 10.4483 GBP
12.5p A Non-Voting CFD Long 1,140 10.4190 GBP
12.5p A Non-Voting SWAP Long 1,222 10.5053 GBP
12.5p A Non-Voting CFD Long 3,720 10.4590 GBP
12.5p A Non-Voting CFD Long 4,195 10.5391 GBP
12.5p A Non-Voting SWAP Long 4,201 10.5282 GBP
12.5p A Non-Voting CFD Short 160 10.5417 GBP
12.5p A Non-Voting SWAP Short 208 10.4666 GBP
12.5p A Non-Voting SWAP Short 958 10.4938 GBP
12.5p A Non-Voting SWAP Short 1,227 10.5143 GBP
12.5p A Non-Voting SWAP Short 1,407 10.5144 GBP
12.5p A Non-Voting SWAP Short 1,867 10.5260 GBP
12.5p A Non-Voting SWAP Short 2,411 10.5000 GBP
12.5p A Non-Voting CFD Short 2,893 10.5142 GBP
12.5p A Non-Voting SWAP Short 6,000 10.5266 GBP
12.5p A Non-Voting SWAP Short 57,024 10.5200 GBP
12.5p A Non-Voting SWAP Short 57,024 10.5200 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 26 Oct 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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