REG-BARCLAYS PLC Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
05/11/2021 11:40
For best results when printing this announcement, please click on link below:
http://newsfile.refinitiv.com/getnewsfile/v1/story?guid=urn:newsml:reuters.com:20211105:nBwbP4NRba&default-theme=true
Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 04 November 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,291,497 2.54% 88,233 0.04%
(2) Cash-settled derivatives:
81,678 0.04% 3,623,439 1.74%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 5,373,175 2.58% 3,711,672 1.78%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 42 11.3100 GBP
12.5p A Non-Voting Purchase 255 11.2700 GBP
12.5p A Non-Voting Purchase 266 11.3207 GBP
12.5p A Non-Voting Purchase 266 11.2489 GBP
12.5p A Non-Voting Purchase 576 11.2109 GBP
12.5p A Non-Voting Purchase 650 11.3358 GBP
12.5p A Non-Voting Purchase 683 11.2884 GBP
12.5p A Non-Voting Purchase 691 11.2810 GBP
12.5p A Non-Voting Purchase 790 11.2400 GBP
12.5p A Non-Voting Purchase 866 11.2690 GBP
12.5p A Non-Voting Purchase 903 11.3084 GBP
12.5p A Non-Voting Purchase 1,055 11.2695 GBP
12.5p A Non-Voting Purchase 1,154 11.2236 GBP
12.5p A Non-Voting Purchase 1,217 11.2123 GBP
12.5p A Non-Voting Purchase 1,384 11.2443 GBP
12.5p A Non-Voting Purchase 1,405 11.2827 GBP
12.5p A Non-Voting Purchase 2,002 11.4600 GBP
12.5p A Non-Voting Purchase 2,279 11.2823 GBP
12.5p A Non-Voting Purchase 3,017 11.2562 GBP
12.5p A Non-Voting Purchase 3,102 11.3189 GBP
12.5p A Non-Voting Purchase 8,935 11.2636 GBP
12.5p A Non-Voting Purchase 31,498 11.2928 GBP
12.5p A Non-Voting Sale 253 11.2300 GBP
12.5p A Non-Voting Sale 255 11.2700 GBP
12.5p A Non-Voting Sale 266 11.2500 GBP
12.5p A Non-Voting Sale 510 11.4600 GBP
12.5p A Non-Voting Sale 539 11.3996 GBP
12.5p A Non-Voting Sale 855 11.3968 GBP
12.5p A Non-Voting Sale 877 11.3227 GBP
12.5p A Non-Voting Sale 902 11.3389 GBP
12.5p A Non-Voting Sale 922 11.1600 GBP
12.5p A Non-Voting Sale 1,013 11.2413 GBP
12.5p A Non-Voting Sale 1,679 11.3913 GBP
12.5p A Non-Voting Sale 2,382 11.3612 GBP
12.5p A Non-Voting Sale 2,700 11.3207 GBP
12.5p A Non-Voting Sale 2,712 11.2343 GBP
12.5p A Non-Voting Sale 6,570 11.3170 GBP
12.5p A Non-Voting Sale 7,905 11.2470 GBP
12.5p A Non-Voting Sale 43,552 11.3494 GBP
12.5p A Non-Voting Sale 47,300 11.4095 GBP
12.5p A Non-Voting Sale 107,197 11.2600 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting CFD Long 922 11.1589 GBP
12.5p A Non-Voting CFD Long 930 11.1590 GBP
12.5p A Non-Voting SWAP Long 2,544 11.4599 GBP
12.5p A Non-Voting SWAP Long 2,700 11.3207 GBP
12.5p A Non-Voting CFD Long 3,707 11.4308 GBP
12.5p A Non-Voting SWAP Long 7,472 11.3196 GBP
12.5p A Non-Voting SWAP Long 8,964 11.2389 GBP
12.5p A Non-Voting SWAP Long 32,044 11.3715 GBP
12.5p A Non-Voting SWAP Short 194 11.4709 GBP
12.5p A Non-Voting SWAP Short 938 11.2309 GBP
12.5p A Non-Voting CFD Short 1,217 11.2123 GBP
12.5p A Non-Voting SWAP Short 2,541 11.3328 GBP
12.5p A Non-Voting SWAP Short 2,795 11.3368 GBP
12.5p A Non-Voting SWAP Short 4,167 11.2840 GBP
12.5p A Non-Voting SWAP Short 5,082 11.3678 GBP
12.5p A Non-Voting SWAP Short 5,590 11.3514 GBP
12.5p A Non-Voting CFD Short 9,354 11.2861 GBP
12.5p A Non-Voting CFD Short 15,794 11.2423 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 5 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52523348&newsitemid=20211105005488&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=3ea895cdd4ca20a3689c28456a44f94c)
.
View source version on businesswire.com:
https://www.businesswire.com/news/home/20211105005488/en/
(https://www.businesswire.com/news/home/20211105005488/en/)
BARCLAYS PLC
Copyright Business Wire 2021Recent news on Barclays
See all newsREG - Barclays PLC Spire Healthcare Grp - Form 8.3 SPIRE HEALTHCARE GROUP PLC
AnnouncementREG - Barclays PLC British Land Co PLC - Form 8.3 BRITISH LAND COMPANY PLC, THE
AnnouncementREG - Barclays PLC IQE PLC - Form 8.3 IQE PLC
AnnouncementREG - Barclays PLC Intnl Personal Fin - Form 8.3 INTERNATIONAL PERSONAL FINANCE PLC
AnnouncementREG - Barclays PLC JTC PLC - Form 8.3 JTC PLC
Announcement