REG-BARCLAYS PLC Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
09/11/2021 11:50
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Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 08 November 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,486,979 2.63% 76,729 0.04%
(2) Cash-settled derivatives:
73,594 0.04% 3,615,533 1.73%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 5,560,573 2.67% 3,692,262 1.77%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 406 11.3601 GBP
12.5p A Non-Voting Purchase 458 11.4200 GBP
12.5p A Non-Voting Purchase 565 11.2836 GBP
12.5p A Non-Voting Purchase 565 11.3021 GBP
12.5p A Non-Voting Purchase 605 11.3500 GBP
12.5p A Non-Voting Purchase 649 11.3911 GBP
12.5p A Non-Voting Purchase 811 11.3700 GBP
12.5p A Non-Voting Purchase 819 11.4000 GBP
12.5p A Non-Voting Purchase 839 11.3000 GBP
12.5p A Non-Voting Purchase 1,081 11.3606 GBP
12.5p A Non-Voting Purchase 1,479 11.3701 GBP
12.5p A Non-Voting Purchase 3,693 11.3800 GBP
12.5p A Non-Voting Purchase 6,000 11.3593 GBP
12.5p A Non-Voting Purchase 8,612 11.3502 GBP
12.5p A Non-Voting Purchase 8,897 11.3592 GBP
12.5p A Non-Voting Purchase 16,126 11.3562 GBP
12.5p A Non-Voting Purchase 205,933 11.3600 GBP
12.5p A Non-Voting Sale 304 11.3600 GBP
12.5p A Non-Voting Sale 458 11.4200 GBP
12.5p A Non-Voting Sale 785 11.3018 GBP
12.5p A Non-Voting Sale 849 11.3400 GBP
12.5p A Non-Voting Sale 1,071 11.3798 GBP
12.5p A Non-Voting Sale 1,071 11.3477 GBP
12.5p A Non-Voting Sale 1,139 11.3014 GBP
12.5p A Non-Voting Sale 1,277 11.4083 GBP
12.5p A Non-Voting Sale 1,606 11.3816 GBP
12.5p A Non-Voting Sale 1,714 11.3606 GBP
12.5p A Non-Voting Sale 1,999 11.3906 GBP
12.5p A Non-Voting Sale 2,050 11.3726 GBP
12.5p A Non-Voting Sale 2,330 11.4005 GBP
12.5p A Non-Voting Sale 2,408 11.3295 GBP
12.5p A Non-Voting Sale 2,475 11.4000 GBP
12.5p A Non-Voting Sale 5,354 11.3609 GBP
12.5p A Non-Voting Sale 6,515 11.3918 GBP
12.5p A Non-Voting Sale 7,671 11.3459 GBP
12.5p A Non-Voting Sale 8,858 11.3769 GBP
12.5p A Non-Voting Sale 10,559 11.4400 GBP
12.5p A Non-Voting Sale 14,384 11.3472 GBP
12.5p A Non-Voting Sale 22,116 11.3843 GBP
12.5p A Non-Voting Sale 22,650 11.3800 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting CFD Long 70 11.3990 GBP
12.5p A Non-Voting SWAP Long 73 11.3742 GBP
12.5p A Non-Voting CFD Long 210 11.3586 GBP
12.5p A Non-Voting CFD Long 849 11.3389 GBP
12.5p A Non-Voting CFD Long 930 11.3589 GBP
12.5p A Non-Voting CFD Long 1,320 11.4007 GBP
12.5p A Non-Voting CFD Long 1,688 11.3590 GBP
12.5p A Non-Voting SWAP Long 6,042 11.3505 GBP
12.5p A Non-Voting SWAP Long 8,342 11.3448 GBP
12.5p A Non-Voting CFD Long 10,559 11.4400 GBP
12.5p A Non-Voting CFD Long 10,580 11.3989 GBP
12.5p A Non-Voting CFD Long 23,680 11.3909 GBP
12.5p A Non-Voting CFD Long 24,860 11.3789 GBP
12.5p A Non-Voting SWAP Short 100 11.4000 GBP
12.5p A Non-Voting CFD Short 372 11.4410 GBP
12.5p A Non-Voting SWAP Short 400 11.3599 GBP
12.5p A Non-Voting SWAP Short 1,548 11.3641 GBP
12.5p A Non-Voting SWAP Short 1,596 11.3800 GBP
12.5p A Non-Voting CFD Short 2,258 11.3741 GBP
12.5p A Non-Voting SWAP Short 6,000 11.3593 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 9 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52524849&newsitemid=20211109005929&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=33ffbab9a411d804bbaef848fc9b707c)
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