REG-BARCLAYS PLC Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
17/11/2021 11:35
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Form 8.3 - DAILY MAIL & GENERAL TRUST PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DAILY MAIL & GENERAL TRUST PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 16 November 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 12.5p A Non-Voting
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 5,465,298 2.62% 67,966 0.03%
(2) Cash-settled derivatives:
65,805 0.03% 3,831,779 1.84%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 5,531,103 2.65% 3,899,745 1.87%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
12.5p A Non-Voting Purchase 245 11.3000 GBP
12.5p A Non-Voting Purchase 289 11.3400 GBP
12.5p A Non-Voting Purchase 513 11.3009 GBP
12.5p A Non-Voting Purchase 552 11.2906 GBP
12.5p A Non-Voting Purchase 594 11.2600 GBP
12.5p A Non-Voting Purchase 717 11.2400 GBP
12.5p A Non-Voting Purchase 816 11.3177 GBP
12.5p A Non-Voting Purchase 1,085 11.2964 GBP
12.5p A Non-Voting Purchase 1,248 11.2722 GBP
12.5p A Non-Voting Purchase 1,320 11.3429 GBP
12.5p A Non-Voting Purchase 1,877 11.3085 GBP
12.5p A Non-Voting Purchase 3,331 11.2790 GBP
12.5p A Non-Voting Purchase 3,340 11.2868 GBP
12.5p A Non-Voting Purchase 4,384 11.2718 GBP
12.5p A Non-Voting Purchase 6,444 11.3019 GBP
12.5p A Non-Voting Purchase 7,403 11.2800 GBP
12.5p A Non-Voting Purchase 7,780 11.2844 GBP
12.5p A Non-Voting Purchase 11,352 11.2863 GBP
12.5p A Non-Voting Purchase 14,767 11.2873 GBP
12.5p A Non-Voting Purchase 32,205 11.2922 GBP
12.5p A Non-Voting Sale 183 11.2600 GBP
12.5p A Non-Voting Sale 409 11.2793 GBP
12.5p A Non-Voting Sale 576 11.2804 GBP
12.5p A Non-Voting Sale 576 11.2911 GBP
12.5p A Non-Voting Sale 787 11.2451 GBP
12.5p A Non-Voting Sale 1,977 11.3224 GBP
12.5p A Non-Voting Sale 2,556 11.2781 GBP
12.5p A Non-Voting Sale 3,491 11.2400 GBP
12.5p A Non-Voting Sale 4,320 11.2927 GBP
12.5p A Non-Voting Sale 16,417 11.2648 GBP
12.5p A Non-Voting Sale 50,000 11.2794 GBP
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
12.5p A Non-Voting SWAP Long 584 11.2532 GBP
12.5p A Non-Voting SWAP Long 795 11.2602 GBP
12.5p A Non-Voting CFD Long 1,012 11.2984 GBP
12.5p A Non-Voting SWAP Long 1,105 11.3042 GBP
12.5p A Non-Voting CFD Long 2,556 11.2781 GBP
12.5p A Non-Voting SWAP Short 265 11.2849 GBP
12.5p A Non-Voting SWAP Short 601 11.3225 GBP
12.5p A Non-Voting SWAP Short 666 11.2921 GBP
12.5p A Non-Voting SWAP Short 719 11.3600 GBP
12.5p A Non-Voting SWAP Short 3,210 11.3092 GBP
12.5p A Non-Voting SWAP Short 3,357 11.2918 GBP
12.5p A Non-Voting SWAP Short 14,137 11.2988 GBP
12.5p A Non-Voting SWAP Short 18,271 11.2962 GBP
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 17 Nov 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52533021&newsitemid=20211117005759&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=ee3101cf708e796475f4c9c58434e7c6)
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