REG-BARCLAYS PLC Form 8.3 - DIALOG SEMICONDUCTOR PLC - AMENDMENT
15/02/2021 14:35
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Form 8.3 - DIALOG SEMICONDUCTOR PLC - AMENDMENT
FORM 8.3
Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form DIALOG SEMICONDUCTOR PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 09 FEB 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 649,303 0.91% 125,835 0.17%
(2) Cash-settled derivatives:
72,368 0.10% 438,072 0.61%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 721,671 1.01% 563,907 0.78%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 15 65.0660 EUR
10p ordinary Purchase 27 65.0600 EUR
10p ordinary Purchase 63 65.2600 EUR
10p ordinary Purchase 78 65.3423 EUR
10p ordinary Purchase 100 65.3800 EUR
10p ordinary Purchase 102 65.3823 EUR
10p ordinary Purchase 120 65.3366 EUR
10p ordinary Purchase 123 65.3463 EUR
10p ordinary Purchase 141 65.0000 EUR
10p ordinary Purchase 156 65.1933 EUR
10p ordinary Purchase 231 65.3062 EUR
10p ordinary Purchase 300 65.4000 EUR
10p ordinary Purchase 305 65.2000 EUR
10p ordinary Purchase 334 65.3196 EUR
10p ordinary Purchase 342 65.3385 EUR
10p ordinary Purchase 469 65.1191 EUR
10p ordinary Purchase 549 65.3071 EUR
10p ordinary Purchase 741 65.2650 EUR
10p ordinary Purchase 843 65.3945 EUR
10p ordinary Purchase 1,230 65.1236 EUR
10p ordinary Purchase 1,416 65.0400 EUR
10p ordinary Purchase 1,646 65.3251 EUR
10p ordinary Purchase 1,657 64.9764 EUR
10p ordinary Purchase 2,045 65.2694 EUR
10p ordinary Purchase 3,230 65.2923 EUR
10p ordinary Purchase 3,454 65.1172 EUR
10p ordinary Purchase 4,021 65.2419 EUR
10p ordinary Purchase 14,656 65.4400 EUR
10p ordinary Purchase 15,104 65.1799 EUR
10p ordinary Purchase 15,863 65.3976 EUR
10p ordinary Purchase 17,605 65.2066 EUR
10p ordinary Purchase 35,722 65.3413 EUR
10p ordinary Purchase 37,875 65.4135 EUR
10p ordinary Purchase 44,112 65.2493 EUR
10p ordinary Sale 28 65.2628 EUR
10p ordinary Sale 75 65.0280 EUR
10p ordinary Sale 115 65.3600 EUR
10p ordinary Sale 148 65.3000 EUR
10p ordinary Sale 179 65.1491 EUR
10p ordinary Sale 500 65.0800 EUR
10p ordinary Sale 556 65.0387 EUR
10p ordinary Sale 1,082 65.2355 EUR
10p ordinary Sale 1,442 65.0599 EUR
10p ordinary Sale 2,683 65.0360 EUR
10p ordinary Sale 2,706 65.1479 EUR
10p ordinary Sale 3,006 65.2534 EUR
10p ordinary Sale 3,884 65.2660 EUR
10p ordinary Sale 7,603 65.2490 EUR
10p ordinary Sale 10,378 65.1112 EUR
10p ordinary Sale 50,000 65.1134 EUR
10p ordinary Sale 65,000 65.0400 EUR
10p ordinary Sale 82,014 65.3657 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 45 65.2491 EUR
10p ordinary SWAP Long 556 65.0386 EUR
10p ordinary SWAP Long 1,572 65.0673 EUR
10p ordinary SWAP Long 3,389 65.1944 EUR
10p ordinary CFD Long 7,558 65.2490 EUR
10p ordinary CFD Long 9,461 65.0474 EUR
10p ordinary CFD Short 15 65.0660 EUR
10p ordinary CFD Short 1,353 65.2916 EUR
10p ordinary CFD Short 3,454 65.1171 EUR
10p ordinary SWAP Short 4,368 65.4400 EUR
10p ordinary CFD Short 9,583 65.4400 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 15 FEB 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the DIALOG SEMICONDUCTOR PLC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 18,517 53.1888 European 26 Feb 2021
10p ordinary Call Options Purchased 19,361 53.6607 European 12 Mar 2021
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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