REG-BARCLAYS PLC FORM 8.3 - DIALOG SEMICONDUCTOR PLC - Amendment
16/02/2021 08:55
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FORM 8.3 - DIALOG SEMICONDUCTOR PLC - Amendment
FORM 8.3 - Amendment to Purchase and Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 10 February 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 746,087 1.05% 121,207 0.17%
(2) Cash-settled derivatives:
76,989 0.11% 518,848 0.72%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 823,076 1.15% 640,055 0.89%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 50 65.9006 EUR
10p ordinary Purchase 89 65.1600 EUR
10p ordinary Purchase 120 66.1899 EUR
10p ordinary Purchase 175 65.2000 EUR
10p ordinary Purchase 214 65.6750 EUR
10p ordinary Purchase 225 65.2200 EUR
10p ordinary Purchase 325 65.8291 EUR
10p ordinary Purchase 408 65.2400 EUR
10p ordinary Purchase 443 65.1643 EUR
10p ordinary Purchase 485 65.3809 EUR
10p ordinary Purchase 504 65.1824 EUR
10p ordinary Purchase 532 65.1711 EUR
10p ordinary Purchase 680 65.1627 EUR
10p ordinary Purchase 842 65.3033 EUR
10p ordinary Purchase 954 65.1761 EUR
10p ordinary Purchase 1,015 65.8085 EUR
10p ordinary Purchase 1,152 65.9313 EUR
10p ordinary Purchase 1,219 65.9200 EUR
10p ordinary Purchase 1,500 65.2996 EUR
10p ordinary Purchase 2,129 66.1000 EUR
10p ordinary Purchase 2,733 65.6200 EUR
10p ordinary Purchase 2,900 44.0000 EUR
10p ordinary Purchase 3,186 65.4151 EUR
10p ordinary Purchase 9,504 65.6800 EUR
10p ordinary Purchase 10,811 65.3718 EUR
10p ordinary Purchase 11,525 65.4884 EUR
10p ordinary Purchase 12,799 65.3959 EUR
10p ordinary Purchase 25,330 65.6237 EUR
10p ordinary Purchase 28,260 65.3129 EUR
10p ordinary Purchase 40,000 65.2942 EUR
10p ordinary Purchase 25,000 65.2590 EUR
10p ordinary Sale 78 65.8609 EUR
10p ordinary Sale 81 65.1237 EUR
10p ordinary Sale 120 65.2502 EUR
10p ordinary Sale 280 65.3103 EUR
10p ordinary Sale 340 65.4000 EUR
10p ordinary Sale 569 65.4763 EUR
10p ordinary Sale 1,355 65.6433 EUR
10p ordinary Sale 1,655 65.2546 EUR
10p ordinary Sale 2,100 44.0000 EUR
10p ordinary Sale 5,367 65.4655 EUR
10p ordinary Sale 5,428 65.5726 EUR
10p ordinary Sale 6,410 65.8330 EUR
10p ordinary Sale 7,518 65.3522 EUR
10p ordinary Sale 8,307 65.4423 EUR
10p ordinary Sale 10,000 66.1331 EUR
10p ordinary Sale 11,667 65.6800 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 9 65.5733 EUR
10p ordinary SWAP Long 78 65.8608 EUR
10p ordinary CFD Long 120 65.2502 EUR
10p ordinary SWAP Long 750 65.3922 EUR
10p ordinary SWAP Long 2,571 65.5062 EUR
10p ordinary SWAP Long 4,621 65.6800 EUR
10p ordinary CFD Long 5,419 65.5726 EUR
10p ordinary SWAP Long 5,926 65.5892 EUR
10p ordinary CFD Long 6,617 65.6800 EUR
10p ordinary CFD Long 6,913 65.2514 EUR
10p ordinary SWAP Short 50 65.9006 EUR
10p ordinary CFD Short 120 66.1899 EUR
10p ordinary SWAP Short 525 65.6806 EUR
10p ordinary SWAP Short 2,100 44.0000 EUR
10p ordinary CFD Short 2,733 65.6200 EUR
10p ordinary CFD Short 2,861 65.9389 EUR
10p ordinary CFD Short 4,456 65.6800 EUR
10p ordinary SWAP Short 4,621 65.6800 EUR
10p ordinary CFD Short 11,525 65.4884 EUR
10p ordinary SWAP Short 82,288 65.2803 EUR
10p ordinary SWAP Short 122,288 65.2848 EUR
10p ordinary SWAP Short 193,260 65.3878 EUR
NB: The below transactions which were previously disclosed have been cancelled
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary SWAP Short 122,288 65.2848 EUR
10p ordinary SWAP Short 82,288 65.2803 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 16 Feb 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52378426&newsitemid=20210216005537&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=a10a9784966f0d4ca6798d1795f093ba)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 18,517 53.1888 European 26 Feb 2021
10p ordinary Call Options Purchased 19,361 53.6607 European 12 Mar 2021
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52378426&newsitemid=20210216005537&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=9ef9be18d4e5206875a1252f64aa203b)
.
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