REG-BARCLAYS PLC Form 8.3 - Dialog Semiconductor plc - Amendment
26/02/2021 09:00
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Form 8.3 - Dialog Semiconductor plc - Amendment
FORM 8.3 - Amendment to Sales
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 23 February 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 991,397 1.29% 126,393 0.16%
(2) Cash-settled derivatives:
95,500 0.12% 753,371 0.98%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,086,897 1.42% 879,764 1.15%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 14 64.6800 EUR
10p ordinary Purchase 26 64.7200 EUR
10p ordinary Purchase 175 64.5832 EUR
10p ordinary Purchase 408 64.6200 EUR
10p ordinary Purchase 415 64.6000 EUR
10p ordinary Purchase 475 64.4900 EUR
10p ordinary Purchase 748 64.6079 EUR
10p ordinary Purchase 764 64.5838 EUR
10p ordinary Purchase 811 64.4426 EUR
10p ordinary Purchase 871 64.7635 EUR
10p ordinary Purchase 911 64.5815 EUR
10p ordinary Purchase 1,130 64.5981 EUR
10p ordinary Purchase 1,520 64.6282 EUR
10p ordinary Purchase 1,540 64.6150 EUR
10p ordinary Purchase 2,021 64.5529 EUR
10p ordinary Purchase 2,580 64.5816 EUR
10p ordinary Purchase 4,792 64.5782 EUR
10p ordinary Purchase 5,783 64.4400 EUR
10p ordinary Purchase 6,004 64.6385 EUR
10p ordinary Purchase 6,025 64.6171 EUR
10p ordinary Purchase 7,986 64.7068 EUR
10p ordinary Purchase 15,662 64.6845 EUR
10p ordinary Purchase 17,863 64.5837 EUR
10p ordinary Purchase 18,657 64.7400 EUR
10p ordinary Sale 174 64.9235 EUR
10p ordinary Sale 421 64.7739 EUR
10p ordinary Sale 490 64.6000 EUR
10p ordinary Sale 527 64.7302 EUR
10p ordinary Sale 741 64.4400 EUR
10p ordinary Sale 926 64.5754 EUR
10p ordinary Sale 4,198 64.4553 EUR
10p ordinary Sale 6,191 64.6530 EUR
10p ordinary Sale 6,795 64.6910 EUR
10p ordinary Sale 10,666 64.7211 EUR
10p ordinary Sale 25,000 64.5988 EUR
10p ordinary Sale 30,118 64.7397 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 1 64.5700 EUR
10p ordinary CFD Long 32 64.5753 EUR
10p ordinary SWAP Long 43 64.4400 EUR
10p ordinary CFD Long 527 64.7302 EUR
10p ordinary CFD Long 893 64.5754 EUR
10p ordinary SWAP Long 923 64.6753 EUR
10p ordinary CFD Long 22,709 64.6889 EUR
10p ordinary CFD Short 871 64.7635 EUR
10p ordinary CFD Short 4,754 64.6085 EUR
10p ordinary SWAP Short 5,783 64.4400 EUR
10p ordinary CFD Short 15,662 64.6845 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 26 Feb 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 18,517 53.1888 European 26 Feb 2021
10p ordinary Call Options Purchased 19,361 53.6607 European 12 Mar 2021
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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