REG-BARCLAYS PLC Form 8.3 - Dialog Semiconductor plc - Amendment
18/08/2021 15:50
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Form 8.3 - Dialog Semiconductor plc - Amendment
FORM 8.3 - Amendment to Purchase
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 16 August 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 2,914,148 4.09% 537,552 0.70%
(2) Cash-settled derivatives:
524,010 0.68% 2,443,245 3.19%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 3,438,158 4.77% 2,980,797 3.89%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 3 67.2563 EUR
10p ordinary Purchase 81 67.2703 EUR
10p ordinary Purchase 127 67.1499 EUR
10p ordinary Purchase 243 67.3368 EUR
10p ordinary Purchase 1,000 64.8011 EUR
10p ordinary Purchase 1,076 66.6325 EUR
10p ordinary Purchase 1,100 67.2931 EUR
10p ordinary Purchase 1,144 67.3208 EUR
10p ordinary Purchase 1,621 67.2905 EUR
10p ordinary Purchase 4,265 67.2776 EUR
10p ordinary Purchase 4,992 67.3133 EUR
10p ordinary Purchase 9,726 67.3411 EUR
10p ordinary Purchase 21,341 67.0262 EUR
10p ordinary Purchase 47,469 67.3000 EUR
10p ordinary Purchase 155,000 67.3179 EUR
10p ordinary Purchase 200,000 67.2564 EUR
10p ordinary Purchase 268,420 67.2801 EUR
10p ordinary Sale 16 67.2839 EUR
10p ordinary Sale 37 67.3000 EUR
10p ordinary Sale 104 67.2600 EUR
10p ordinary Sale 204 67.1224 EUR
10p ordinary Sale 234 66.2493 EUR
10p ordinary Sale 403 65.6098 EUR
10p ordinary Sale 487 65.4764 EUR
10p ordinary Sale 948 64.5852 EUR
10p ordinary Sale 1,105 67.2181 EUR
10p ordinary Sale 2,522 67.2000 EUR
10p ordinary Sale 3,881 67.2800 EUR
10p ordinary Sale 6,160 67.2680 EUR
10p ordinary Sale 10,431 66.5558 EUR
10p ordinary Sale 15,211 67.2695 EUR
10p ordinary Sale 22,645 67.2677 EUR
10p ordinary Sale 25,355 67.2440 EUR
10p ordinary Sale 50,000 67.4009 EUR
10p ordinary Sale 50,000 67.3036 EUR
10p ordinary Sale 50,000 67.3336 EUR
10p ordinary Sale 68,687 67.2300 EUR
10p ordinary Sale 74,464 67.2955 EUR
NB: The below transactions which were previously disclosed have been cancelled
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Sale 50,000 67.4009 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 16 67.2837 EUR
10p ordinary SWAP Long 637 65.8447 EUR
10p ordinary CFD Long 948 64.5852 EUR
10p ordinary SWAP Long 10,918 66.5076 EUR
10p ordinary CFD Short 6 66.6333 EUR
10p ordinary CFD Short 1,070 66.6325 EUR
10p ordinary CFD Short 16,181 67.3409 EUR
10p ordinary SWAP Short 25,606 67.0680 EUR
10p ordinary SWAP Short 423,420 67.2940 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure: 18 Aug 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
View source version on businesswire.com:
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