REG-BARCLAYS PLC Form 8.3 - DIALOG SEMICONDUCTOR PLC
15/02/2021 11:55
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Form 8.3 - DIALOG SEMICONDUCTOR PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interests and short positions disclosed, if
different from 1(a):
The naming of nominee or vehicle companies is insufficient. For a trust, the
trustee(s), settlor and beneficiaries must be named.
(c) Name of offeror/offeree in relation to whose relevant securities this form DIALOG SEMICONDUCTOR PLC
relates:
Use a separate form for each offeror/offeree
(d) If an exempt fund manager connected with an offeror/offeree, state this
and specify identity of offeror/offeree:
(e) Date position held/dealing undertaken: 12 FEB 2021
For an opening position disclosure, state the latest practicable date prior to
the disclosure
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
If it is a cash offer or possible cash offer, state “N/A”
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 832,845 1.17% 141,674 0.20%
(2) Cash-settled derivatives:
70,268 0.10% 653,627 0.92%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 903,113 1.27% 795,301 1.12%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 14 65.5200 EUR
10p ordinary Purchase 51 65.4800 EUR
10p ordinary Purchase 53 65.5900 EUR
10p ordinary Purchase 60 65.6000 EUR
10p ordinary Purchase 63 65.4838 EUR
10p ordinary Purchase 112 65.5662 EUR
10p ordinary Purchase 115 65.5400 EUR
10p ordinary Purchase 183 65.5500 EUR
10p ordinary Purchase 314 65.5943 EUR
10p ordinary Purchase 364 65.4974 EUR
10p ordinary Purchase 446 65.6383 EUR
10p ordinary Purchase 2,918 65.5307 EUR
10p ordinary Purchase 3,354 65.5454 EUR
10p ordinary Purchase 3,972 65.5524 EUR
10p ordinary Purchase 4,717 65.5505 EUR
10p ordinary Purchase 6,169 65.5600 EUR
10p ordinary Purchase 6,365 65.5251 EUR
10p ordinary Purchase 6,897 65.5292 EUR
10p ordinary Purchase 135,304 65.5000 EUR
10p ordinary Sale 51 65.6400 EUR
10p ordinary Sale 75 65.6208 EUR
10p ordinary Sale 99 65.5640 EUR
10p ordinary Sale 141 65.4502 EUR
10p ordinary Sale 183 65.5500 EUR
10p ordinary Sale 368 65.6000 EUR
10p ordinary Sale 640 65.5083 EUR
10p ordinary Sale 660 65.5020 EUR
10p ordinary Sale 1,175 65.4835 EUR
10p ordinary Sale 2,358 65.5177 EUR
10p ordinary Sale 2,780 65.5472 EUR
10p ordinary Sale 3,180 65.5338 EUR
10p ordinary Sale 4,012 65.5043 EUR
10p ordinary Sale 5,051 65.5202 EUR
10p ordinary Sale 5,194 65.5600 EUR
10p ordinary Sale 5,841 65.5273 EUR
10p ordinary Sale 8,706 65.5064 EUR
10p ordinary Sale 35,264 65.5000 EUR
10p ordinary Sale 41,686 65.5219 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 2 65.5300 EUR
10p ordinary CFD Long 12 65.5275 EUR
10p ordinary CFD Long 390 65.5040 EUR
10p ordinary SWAP Long 660 65.5232 EUR
10p ordinary SWAP Long 1,826 65.5273 EUR
10p ordinary SWAP Long 4,621 65.5600 EUR
10p ordinary CFD Long 5,827 65.5273 EUR
10p ordinary CFD Long 11,548 65.4885 EUR
10p ordinary CFD Short 822 65.5600 EUR
10p ordinary SWAP Short 4,621 65.5600 EUR
10p ordinary CFD Short 12,489 65.5627 EUR
10p ordinary CFD Short 15,557 65.5413 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 15 FEB 2021
Contact name: Large Holdings Regulatory Operations
Telephone number*: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Full name of person making disclosure: Barclays PLC.
Name of offeror/offeree in relation to whose relevant securities the DIALOG SEMICONDUCTOR PLC
disclosure relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 18,517 53.1888 European 26 Feb 2021
10p ordinary Call Options Purchased 19,361 53.6607 European 12 Mar 2021
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
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