REG-BARCLAYS PLC FORM 8.3 – DIALOG SEMICONDUCTOR PLC
22/02/2021 14:10
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FORM 8.3 – DIALOG SEMICONDUCTOR PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 19 February 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 901,355 1.26% 99,584 0.14%
(2) Cash-settled derivatives:
98,097 0.14% 752,794 1.06%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 999,452 1.40% 852,378 1.20%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 26 65.0600 EUR
10p ordinary Purchase 55 65.0700 EUR
10p ordinary Purchase 60 65.0560 EUR
10p ordinary Purchase 61 65.1400 EUR
10p ordinary Purchase 81 65.0200 EUR
10p ordinary Purchase 169 65.1597 EUR
10p ordinary Purchase 203 65.1575 EUR
10p ordinary Purchase 302 65.1343 EUR
10p ordinary Purchase 633 65.1596 EUR
10p ordinary Purchase 1,497 65.1600 EUR
10p ordinary Purchase 2,348 65.0730 EUR
10p ordinary Purchase 2,407 65.1586 EUR
10p ordinary Purchase 3,827 65.0793 EUR
10p ordinary Purchase 3,962 65.1592 EUR
10p ordinary Purchase 5,495 65.0990 EUR
10p ordinary Purchase 6,134 65.1955 EUR
10p ordinary Purchase 7,067 65.2000 EUR
10p ordinary Purchase 12,948 64.9895 EUR
10p ordinary Purchase 15,507 65.0682 EUR
10p ordinary Purchase 33,197 65.0300 EUR
10p ordinary Sale 2 65.0600 EUR
10p ordinary Sale 55 65.0700 EUR
10p ordinary Sale 58 65.0746 EUR
10p ordinary Sale 61 65.1419 EUR
10p ordinary Sale 61 65.1400 EUR
10p ordinary Sale 62 65.1600 EUR
10p ordinary Sale 100 64.9990 EUR
10p ordinary Sale 140 65.0031 EUR
10p ordinary Sale 220 65.1663 EUR
10p ordinary Sale 287 65.1200 EUR
10p ordinary Sale 369 65.0644 EUR
10p ordinary Sale 384 65.0650 EUR
10p ordinary Sale 1,047 65.0122 EUR
10p ordinary Sale 1,075 65.2000 EUR
10p ordinary Sale 1,684 65.0188 EUR
10p ordinary Sale 1,995 65.0023 EUR
10p ordinary Sale 2,118 65.0125 EUR
10p ordinary Sale 2,679 65.0028 EUR
10p ordinary Sale 3,929 65.1215 EUR
10p ordinary Sale 15,000 65.2577 EUR
10p ordinary Sale 33,197 65.0300 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 1 65.1600 EUR
10p ordinary CFD Long 3 65.1666 EUR
10p ordinary CFD Long 5 65.1660 EUR
10p ordinary CFD Long 25 65.1664 EUR
10p ordinary CFD Long 186 65.1663 EUR
10p ordinary SWAP Long 843 65.0547 EUR
10p ordinary CFD Long 2,002 64.9886 EUR
10p ordinary SWAP Long 3,904 65.0823 EUR
10p ordinary SWAP Short 5,992 65.2000 EUR
10p ordinary CFD Short 11,745 65.0973 EUR
10p ordinary CFD Short 15,507 65.0682 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 22 Feb 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(http://www.thetakeoverpanel.org.uk/) .
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 18,517 53.1888 European 26 Feb 2021
10p ordinary Call Options Purchased 19,361 53.6607 European 12 Mar 2021
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at
www.thetakeoverpanel.org.uk.
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