REG-BARCLAYS PLC FORM 8.3 - DIALOG SEMICONDUCTOR PLC
25/02/2021 11:55
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FORM 8.3 - DIALOG SEMICONDUCTOR PLC
FORM 8.3
PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY
A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE
Rule 8.3 of the Takeover Code (the “Code”)
1. KEY INFORMATION
(a) Full name of discloser: Barclays PLC.
(b) Owner or controller of interest and short
positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this form relates:
(d) If an exempt fund manager connected with an
offeror/offeree, state this and specify identity of
offeror/offeree:
(e) Date position held/dealing undertaken: 24 February 2021
(f) In addition to the company in 1(c) above, is the discloser making NO
disclosures in respect of any other party to the offer?
2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE
If there are positions or rights to subscribe to disclose in more than one
class of relevant securities of the offeror or offeree named in 1(c), copy
table 2(a) or (b) (as appropriate) for each additional class of relevant
security.
(a) Interests and short positions in the relevant securities of the offeror or
offeree to which the disclosure relates following the dealing (if any)
Class of relevant security: 10p ordinary
Interests Short Positions
Number (%) Number (%)
(1) Relevant securities owned
and/or controlled: 987,185 1.29% 128,608 0.17%
(2) Cash-settled derivatives:
96,020 0.13% 773,487 1.01%
(3) Stock-settled derivatives (including options)
and agreements to purchase/sell: 0 0.00% 0 0.00%
TOTAL: 1,083,205 1.41% 902,095 1.18%
All interests and all short positions should be disclosed.
Details of any open stock-settled derivative positions (including traded
options), or agreements to purchase or sell relevant securities, should be
given on a Supplemental Form 8 (Open Positions).
(b) Rights to subscribe for new securities (including directors’ and other
employee options)
Class of relevant security in relation to which subscription right exists:
Details, including nature of the rights concerned and relevant percentages:
3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE
Where there have been dealings in more than one class of relevant securities
of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as
appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
Class of relevant Purchase/sale Number of Price per unit
security securities
10p ordinary Purchase 10 64.3600 EUR
10p ordinary Purchase 27 64.5000 EUR
10p ordinary Purchase 48 64.3625 EUR
10p ordinary Purchase 56 64.4100 EUR
10p ordinary Purchase 58 64.3500 EUR
10p ordinary Purchase 91 64.5503 EUR
10p ordinary Purchase 131 64.5100 EUR
10p ordinary Purchase 163 64.3398 EUR
10p ordinary Purchase 388 64.4747 EUR
10p ordinary Purchase 491 64.5582 EUR
10p ordinary Purchase 558 64.4875 EUR
10p ordinary Purchase 695 64.4549 EUR
10p ordinary Purchase 727 64.4683 EUR
10p ordinary Purchase 761 64.5141 EUR
10p ordinary Purchase 1,184 64.5200 EUR
10p ordinary Purchase 1,252 64.5150 EUR
10p ordinary Purchase 2,211 64.5547 EUR
10p ordinary Purchase 2,391 64.5454 EUR
10p ordinary Purchase 3,060 64.4760 EUR
10p ordinary Purchase 3,422 64.4809 EUR
10p ordinary Purchase 4,134 64.2800 EUR
10p ordinary Purchase 8,367 64.3658 EUR
10p ordinary Purchase 13,484 64.4911 EUR
10p ordinary Sale 12 64.4600 EUR
10p ordinary Sale 15 64.4000 EUR
10p ordinary Sale 37 64.5600 EUR
10p ordinary Sale 56 64.4100 EUR
10p ordinary Sale 320 64.4809 EUR
10p ordinary Sale 438 64.3210 EUR
10p ordinary Sale 440 64.4562 EUR
10p ordinary Sale 502 64.5000 EUR
10p ordinary Sale 562 64.4836 EUR
10p ordinary Sale 854 64.4238 EUR
10p ordinary Sale 886 64.4983 EUR
10p ordinary Sale 1,152 64.4872 EUR
10p ordinary Sale 1,403 64.2800 EUR
10p ordinary Sale 1,474 64.4215 EUR
10p ordinary Sale 1,566 64.4420 EUR
10p ordinary Sale 2,721 64.5027 EUR
10p ordinary Sale 5,767 64.4083 EUR
(b) Cash-settled derivative transactions
Class of Product Nature of dealing Number of Price per
relevant description reference unit
security securities
10p ordinary CFD Long 3 64.4200 EUR
10p ordinary CFD Long 36 64.4216 EUR
10p ordinary SWAP Long 520 64.2800 EUR
10p ordinary SWAP Long 617 64.4964 EUR
10p ordinary CFD Long 854 64.4238 EUR
10p ordinary CFD Long 1,435 64.4215 EUR
10p ordinary CFD Long 1,566 64.4420 EUR
10p ordinary CFD Short 697 64.2848 EUR
10p ordinary CFD Short 3,780 64.2800 EUR
10p ordinary CFD Short 6,666 64.5638 EUR
10p ordinary CFD Short 13,484 64.4911 EUR
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
Class of relevant security Product description e.g. call option Writing, purchasing, selling, varying etc. Number of securities to which option relates Exercise price per unit Type Expiry date Option money paid/ received per unit
e.g. American, European etc.
(ii) Exercise
Class of relevant security Product description Exercising/ exercised against Number of securities Exercise price per unit
e.g. call option
(d) Other dealings (including subscribing for new securities)
Class of relevant security Nature of dealing Details Price per unit (if applicable)
e.g. subscription, conversion
4. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
Details of any indemnity or option arrangement, or any agreement or
understanding, formal or informal, relating to relevant securities which may
be an inducement to deal or refrain from dealing entered into by the person
making the disclosure and any party to the offer or any person acting in
concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there
are no such agreements, arrangements or understandings, state “none”
None
(b) Agreements, arrangements or understandings relating to options or
derivatives
Details of any agreement, arrangement or understanding, formal or informal,
between the person making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant
securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state
“none”
None
(c) Attachments
Is a Supplemental Form 8 (Open Positions) attached? YES
Date of disclosure: 25 Feb 2021
Contact name: Large Holdings Regulatory Operations
Telephone number: 020 3134 7213
Public disclosures under Rule 8 of the Code must be made to a Regulatory
Information Service.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
*If the discloser is a natural person, a telephone number does not need to be
included, provided contact information has been provided to the Panel’s
Market Surveillance Unit.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52385167&newsitemid=20210225005534&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=1&md5=d83500f80a73beca5861e1ac52cbc5b0)
.
SUPPLEMENTAL FORM 8 (OPEN POSITIONS)
DETAILS OF OPEN STOCK-SETTLED DERIVATIVE (INCLUDING OPTION) POSITIONS,
AGREEMENTS TO PURCHASE OR SELL ETC.
Note 5(i) on Rule 8 of the Takeover Code (the “Code”)
1. KEY INFORMATION
Identity of the person whose positions/dealings Barclays PLC.
are being disclosed:
Name of offeror/offeree in relation to whose DIALOG SEMICONDUCTOR PLC
relevant securities this from relates:
2. STOCK-SETTLED DERIVATIVES (INCLUDING OPTIONS)
Class Product Writing, Number Exercise Type Expiry
of description purchasing, of price date
relevant selling, securities per unit
security varying etc to which
option
relates
10p ordinary Call Options Purchased 18,517 53.1888 European 26 Feb 2021
10p ordinary Call Options Purchased 19,361 53.6607 European 12 Mar 2021
10p ordinary Call Options Purchased 22,020 69.0099 European 30 Apr 2021
3. AGREEMENTS TO PURCHASE OR SELL ETC.
Full details should be given so that the nature of the interest or position
can be fully understood:
It is not necessary to provide details on a Supplemental Form (Open Positions)
with regard to cash-settled derivatives.
The currency of all prices and other monetary amounts should be stated.
The Panel’s Market Surveillance Unit is available for consultation in
relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk
(https://cts.businesswire.com/ct/CT?id=smartlink&url=http%3A%2F%2Fwww.thetakeoverpanel.org.uk%2F&esheet=52385167&newsitemid=20210225005534&lan=en-US&anchor=www.thetakeoverpanel.org.uk&index=2&md5=214e8f220ba2b2572c55eb9a214dcb67)
.
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